0001140361-18-025498.txt : 20180524 0001140361-18-025498.hdr.sgml : 20180524 20180524153925 ACCESSION NUMBER: 0001140361-18-025498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180523 FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ivanov Penko Krassimir CENTRAL INDEX KEY: 0001577827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36448 FILM NUMBER: 18857742 MAIL ADDRESS: STREET 1: C/O BANKWELL FINANCIAL GROUP, INC. STREET 2: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bankwell Financial Group, Inc. CENTRAL INDEX KEY: 0001505732 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208251355 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 972-3838 MAIL ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER COMPANY: FORMER CONFORMED NAME: BNC Financial Group, Inc. DATE OF NAME CHANGE: 20101115 4 1 doc1.xml FORM 4 X0306 4 2018-05-23 0 0001505732 Bankwell Financial Group, Inc. BWFG 0001577827 Ivanov Penko Krassimir C/O BANKWELL FINANCIAL GROUP, INC. 208 ELM STREET NEW CANAAN CT 06840 0 1 0 0 EVP & Chief Financial Officer Common Stock 5625 D Common Stock 2018-05-23 4 P 0 29 30.86 A 2465 D Common Stock 2018-05-23 4 P 0 22 30.86 A 179 I IRA Common Stock 2500 D Common Stock 2500 D 7,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on September 26, 2017 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,875 Shares have vested. 590 Shares reported are held jointly with spouse. 5,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 2,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 2,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved. /s/ Penko Ivanov by POA 2018-05-24