0001127602-19-011082.txt : 20190312 0001127602-19-011082.hdr.sgml : 20190312 20190312173709 ACCESSION NUMBER: 0001127602-19-011082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190308 FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James R CENTRAL INDEX KEY: 0001577557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 19676163 MAIL ADDRESS: STREET 1: 90 WINDOVER LANE CITY: DOYLESTOWN STATE: PA ZIP: 18901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-08 0001645494 ARRIS International plc ARRS 0001577557 Brennan James R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 SVP, GLOBAL SUPPLY CHAIN Ordinary Shares 2019-03-08 4 S 0 6350 31.6599 D 46045 D Ordinary Shares 2019-03-08 4 J 0 1580 0 D 44465 D Ordinary Shares 2019-03-08 4 J 0 1580 0 A 1580 I Donor Advised Fund Restricted Shares 0 2020-01-31 Ordinary Shares 39330 39330 D Restricted Shares 0 2021-01-31 Ordinary Shares 39520 39520 D Restricted Shares 0 2019-01-31 Ordinary Shares 50440 50440 D Restricted Shares 0 2021-03-31 Ordinary Shares 14749 14749 D Restricted Shares 0 2019-03-30 Ordinary Shares 4298 4298 D Restricted Shares 0 2022-03-30 Ordinary Shares 19760 19760 D Restricted Shares 0 2020-07-07 Ordinary Shares 12610 12610 D The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.6500 to $31.6550, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents Ordinary Shares transferring from direct to indirect ownership only. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken, attorney-in-fact 2019-03-12