0001104659-15-070151.txt : 20151009 0001104659-15-070151.hdr.sgml : 20151009 20151009170017 ACCESSION NUMBER: 0001104659-15-070151 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151031 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alibaba Group Holding Ltd CENTRAL INDEX KEY: 0001577552 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36614 FILM NUMBER: 151153676 BUSINESS ADDRESS: STREET 1: C/O ALIBABA GROUP SERVICES LIMITED, 26/F STREET 2: TOWER ONE, TIMES SQUARE, 1 MATHESON ST. CITY: CAUSEWAY BAY STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2215-5100 MAIL ADDRESS: STREET 1: C/O ALIBABA GROUP SERVICES LIMITED, 26/F STREET 2: TOWER ONE, TIMES SQUARE, 1 MATHESON ST. CITY: CAUSEWAY BAY STATE: K3 ZIP: 00000 6-K 1 a15-20955_16k.htm 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

October 9, 2015

 

Commission File Number: 001-36614

 

Alibaba Group Holding Limited

(Registrant’s name)

 

c/o Alibaba Group Services Limited

26/F Tower One, Times Square

1 Matheson Street

Causeway Bay

Hong Kong

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.:

 

Form 20-F x Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(1): o

 

Indicate by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(7): o

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes o No x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-  .

 

 

 



 

EXHIBITS

 

Exhibit 99.1 – Voting Results of 2015 Annual General Meeting

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

ALIBABA GROUP HOLDING LIMITED

 

 

 

Date: October 9, 2015

By:

/s/ Timothy A. Steinert

 

Name:

Timothy A. Steinert

 

Title:

General Counsel and Secretary

 

3


EX-99.1 2 a15-20955_1ex99d1.htm EX-99.1

Exhibit 99.1

 

Voting Results of 2015 Annual General Meeting

 

At Alibaba Group Holding Limited’s (the “Company”) annual general meeting of shareholders held on October 8, 2015 (the “AGM”), the Company’s shareholders elected each of Joseph C. Tsai, Jonathan Zhaoxi Lu, J. Michael Evans and Börje E. Ekholm as a Group I director to serve until the Company’s 2018 annual general meeting, and Wan Ling Martello as a Group II director to serve until the Company’s 2016 annual general meeting, or until their successors are duly elected or appointed. The shareholders also ratified the appointment of PricewaterhouseCoopers as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2016.

 

A total of 2,326,726,116 ordinary shares, including those underlying American depositary shares (“ADSs”), representing 92.5% of the ordinary shares issued and outstanding as of August 13, 2015, the record date, were present in person or by proxy at the AGM.  The results of the votes are as follows:

 

 

 

For

 

Against

 

Abstain

 

Resolution

 

Votes

 

%

 

Votes

 

%

 

Votes

 

%

 

Election of Directors

 

 

 

 

 

 

 

 

 

 

 

 

 

Joseph C. Tsai (Group I)

 

2,141,176,026

 

92.03

 

183,791,835

 

7.90

 

1,758,255

 

0.08

 

Jonathan Zhaoxi Lu (Group I)

 

2,148,507,782

 

92.34

 

176,449,538

 

7.58

 

1,768,796

 

0.08

 

J. Michael Evans (Group I)

 

2,141,134,231

 

92.02

 

183,384,971

 

7.88

 

2,206,914

 

0.09

 

Börje E. Ekholm (Group I)

 

2,319,918,282

 

99.71

 

3,093,171

 

0.13

 

3,714,663

 

0.16

 

Wan Ling Martello (Group II)

 

2,322,214,202

 

99.81

 

2,707,511

 

0.12

 

1,804,403

 

0.08

 

Ratification of appointment of PricewaterhouseCoopers as Independent Registered Public Accounting Firm for Fiscal Year 2016

 

2,324,254,551

 

99.89

 

842,145

 

0.04

 

1,629,420

 

0.07

 

 

Maggie Wei Wu, as the person designated by the Company, was granted a discretionary proxy by Citibank, N.A., the depositary of the ADSs, pursuant to the Deposit Agreement governing the ADSs, to vote the ordinary shares underlying approximately 437.2 million ADSs for which no voting instructions were given by the holders, and she exercised the discretionary proxy to vote in favor of each of the proposals submitted for shareholder approval at the AGM.