0001209191-23-019898.txt : 20230317
0001209191-23-019898.hdr.sgml : 20230317
20230317185332
ACCESSION NUMBER: 0001209191-23-019898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behzadi Houman
CENTRAL INDEX KEY: 0001834429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 23744397
MAIL ADDRESS:
STREET 1: C/O C3.AI, INC.
STREET 2: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2200
MAIL ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-15
0
0001577526
C3.ai, Inc.
AI
0001834429
Behzadi Houman
C/O C3.AI, INC.
1400 SEAPORT BLVD
REDWOOD CITY
CA
94063
0
1
0
0
Chief Product Officer
Class A Common Stock
2023-03-15
4
M
0
83073
A
437330
D
Class A Common Stock
2023-03-15
4
F
0
44854
20.85
D
392476
D
Restricted Stock Units
2023-03-15
4
M
0
8073
0.00
D
Class A Common Stock
8073
40368
D
Restricted Stock Units
2023-03-15
4
M
0
75000
0.00
D
Class A Common Stock
75000
975000
D
Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
/s/ Eric Jensen, Attorney-in-Fact
2023-03-17