CUSIP No. G6333L 101
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13D
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Page 2 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sarissa Capital Management LP |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
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4.
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SOURCE OF FUNDS (see instructions)
WC |
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5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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SOLE VOTING POWER
0 |
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8.
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SHARED VOTING POWER
19,292,768 |
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9.
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SOLE DISPOSITIVE POWER
0 |
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10.
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SHARED DISPOSITIVE POWER
19,292,768 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,292,768 |
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12.
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CHECK BOX IF THE AGGREGTE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.95%1 |
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14.
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TYPE OF REPORTING PERSON (see instructions)
PN
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CUSIP No. G6333L 101
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13D
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Page 3 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander J. Denner, Ph.D. |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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||||||||
3.
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SEC USE ONLY
|
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|
||||||||
4.
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SOURCE OF FUNDS (see instructions)
WC |
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||||||||
5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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SOLE VOTING POWER
0 |
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8.
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SHARED VOTING POWER
19,292,768 |
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9.
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SOLE DISPOSITIVE POWER
0 |
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10.
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SHARED DISPOSITIVE POWER
19,292,768 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,292,768 |
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12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.95%2 |
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14.
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TYPE OF REPORTING PERSON (see instructions)
IN |
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CUSIP No. G6333L 101
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13D
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Page 4 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sarissa Capital Offshore Master Fund LP |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
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||||||||
4.
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SOURCE OF FUNDS (see instructions)
WC |
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5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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SOLE VOTING POWER
11,346, 263 |
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8.
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SHARED VOTING POWER
00,000 |
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9.
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SOLE DISPOSITIVE POWER
11,346, 263 |
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10.
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SHARED DISPOSITIVE POWER
00,000 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,346, 263 |
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12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.20%3 |
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14.
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TYPE OF REPORTING PERSON (see instructions)
PN |
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CUSIP No. G6333L 101
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13D
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Page 5 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sarissa Capital Catapult Fund LLC |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
|
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4.
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SOURCE OF FUNDS (see instructions)
WC |
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5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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SOLE VOTING POWER
4,423,189 |
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8.
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SHARED VOTING POWER
0 |
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9.
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SOLE DISPOSITIVE POWER
4,423,189 |
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10.
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SHARED DISPOSITIVE POWER
0 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,423,189 |
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12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.10%4 |
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14.
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TYPE OF REPORTING PERSON (see instructions)
OO |
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CUSIP No. G6333L 101
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13D
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Page 6 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sarissa Capital Hawkeye Fund LP |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
|
|
||||||||
3.
|
|
SEC USE ONLY
|
|
|
||||||||
4.
|
|
SOURCE OF FUNDS (see instructions)
WC |
|
|
||||||||
5.
|
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
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|
||||||||
6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
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|
||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
|
7.
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SOLE VOTING POWER
3,293,919 |
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8.
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SHARED VOTING POWER
0 |
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9.
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SOLE DISPOSITIVE POWER
3,293,919 |
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10.
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SHARED DISPOSITIVE POWER
0 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,293,919 |
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||||||||
12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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|
||||||||
13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.28%5 |
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||||||||
14.
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TYPE OF REPORTING PERSON (see instructions)
PN |
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CUSIP No. G6333L 101
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13D
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Page 7 of 15 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sarissa Capital Master Fund II LP |
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2.
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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|
||||||||
3.
|
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SEC USE ONLY
|
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|
||||||||
4.
|
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SOURCE OF FUNDS (see instructions)
WC |
|
|
||||||||
5.
|
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|
|
||||||||
6.
|
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
|
|
||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
|
7.
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SOLE VOTING POWER
229,397 |
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8.
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SHARED VOTING POWER
0 |
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9.
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SOLE DISPOSITIVE POWER
229,397 |
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10.
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SHARED DISPOSITIVE POWER
0 |
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
229,397 |
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||||||||
12.
|
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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|
||||||||
13.
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.37%6 |
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||||||||
14.
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TYPE OF REPORTING PERSON (see instructions)
OO |
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CUSIP No. G6333L 101
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13D
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Page 8 of 15 Pages
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CUSIP No. G6333L 101
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13D
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Page 9 of 15 Pages
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(a)
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The Reporting Persons may be deemed to beneficially own, in the aggregate, 19,292,768 Ordinary Shares representing approximately 30.95% of the Issuer’s outstanding Ordinary Shares (based on 43,035,245 Ordinary
Shares outstanding as of October 31, 2020, as set forth on the Form 10-Q, plus 19,292,768 Ordinary Shares issuable upon exchange of all Notes held by the Reporting Persons.
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CUSIP No. G6333L 101
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13D
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Page 10 of 15 Pages
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CUSIP No. G6333L 101
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13D
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Page 11 of 15 Pages
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CUSIP No. G6333L 101
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13D
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Page 12 of 15 Pages
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CUSIP No. G6333L 101
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13D
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Page 13 of 15 Pages
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SARISSA CAPITAL MANAGEMENT LP
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/s/ Mark DiPaolo
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Insert Name | |
Senior Partner and General Counsel
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Insert Title | |
November 23, 2020
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Insert Date | |
SARISSA CAPITAL MASTER FUND LP
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/s/ Mark DiPaolo
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Insert Name | |
Authorized Person
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Insert Title | |
November 23, 2020
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Insert Date | |
SARISSA CAPITAL CATAPULT FUND LLC
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/s/ Mark DiPaolo
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Insert Name | |
Authorized Person
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Insert Title | |
November 23, 2020
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Insert Date | |
SARISSA CAPITAL HAWKEYE FUND LP
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/s/ Mark DiPaolo
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Insert Name | |
Authorized Person
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Insert Title | |
November 23, 2020
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Insert Date | |
CUSIP No. G6333L 101
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13D
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Page 14 of 15 Pages
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SARISSA CAPITAL MASTER FUND II LP
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/s/ Mark DiPaolo
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Insert Name | |
Authorized Person
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Insert Title | |
November 23, 2020
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Insert Date | |
/s/ Alexander J. Denner
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Alexander J. Denner |
CUSIP No. G6333L 101
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13D
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Page 15 of 15 Pages
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Name
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Position
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Alexander J. Denner, Ph.D.
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Chief Investment Officer of Sarissa Capital
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Mark DiPaolo
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Senior Partner and General Counsel of Sarissa Capital
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Patrice Bonfiglio
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Chief Financial Officer and Chief Compliance Officer of Sarissa Capital
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Eric Vincent
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President of Sarissa Capital
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