0001179110-17-011484.txt : 20170815
0001179110-17-011484.hdr.sgml : 20170815
20170815112043
ACCESSION NUMBER: 0001179110-17-011484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Chad L.
CENTRAL INDEX KEY: 0001587364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36109
FILM NUMBER: 171032895
MAIL ADDRESS:
STREET 1: QTS REALTY TRUST, INC.
STREET 2: 12851 FOSTER STREET
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
FORMER NAME:
FORMER CONFORMED NAME: Williams Chad J.
DATE OF NAME CHANGE: 20130920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QTS Realty Trust, Inc.
CENTRAL INDEX KEY: 0001577368
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 462809094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
BUSINESS PHONE: 913-814-9988
MAIL ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
4
1
edgar.xml
FORM 4 -
X0306
4
2017-08-14
0
0001577368
QTS Realty Trust, Inc.
QTS
0001587364
Williams Chad L.
C/O QTS REALTY TRUST, INC.
12851 FOSTER STREET
OVERLAND PARK
KS
66213
0
1
0
0
Chief Executive Officer
Class A common stock
2017-08-14
4
M
0
36620
21
A
236526
D
Class A common stock
2017-08-14
4
M
0
42968
35.81
A
279494
D
Class A common stock
2017-08-14
4
M
0
36202
45.78
A
315696
D
Class A common stock
2017-08-14
4
C
0
488436
A
804132
D
Class A common stock
2017-08-14
4
S
0
682576
54.25
D
121556
D
Employee stock option (right to buy)
21
2017-08-14
4
M
0
36620
0
D
2023-10-15
Class A common stock
36620
2442
D
Employee stock option (right to buy)
35.81
2017-08-14
4
M
0
42968
0
D
2025-02-27
Class A common stock
42968
25782
D
Employee stock option (right to buy)
45.78
2017-08-14
4
M
0
36202
0
D
2026-03-02
Class A common stock
36202
46546
D
Class O LTIP units of Operating Partnership
2017-08-14
4
C
0
500000
D
Class A units of Operating Partnership
263436
0
D
Class A units of Operating Partnership
2017-08-14
4
C
0
263436
A
Class A common stock
263436
6780436
D
Class A units of Operating Partnership
2017-08-14
4
C
0
263436
D
Class A common stock
263436
6517000
D
Class A units of Operating Partnership
2017-08-14
4
C
0
225000
D
Class A common stock
225000
6292000
D
36,620 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
42,968 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on February 27, 2015 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
36,202 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on March 2, 2016 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a three year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
Each Class O LTIP unit is convertible by the Company's operating partnership or by the holder into Class A units at any time, and upon such equalization of the capital account of a Class O LTIP unit (and full vesting of the Class O LTIP unit, if such unit is subject to vesting and being converted by the holder), the Class O LTIP unit will be convertible into a number of Class A units equal to (i) the Class O LTIP unit's capital account divided by (ii) the capital account balance of a Class A unit (i.e., in a manner similar to a typical stock appreciation right), subject to certain exceptions and adjustments. Class A units became redeemable for cash or, at the Company's election, shares of the Company's Class A common stock on a one-for-one basis in November 2014, which was one year following the beginning of the first full calendar month following the closing of the initial public offering.
263,436 shares of Class A common stock were acquired upon Mr. Williams' redemption of 263,436 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
36,620 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
42,968 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on February 27, 2015 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
36,202 shares of Class A common stock were acquired upon Mr. Williams' exercise of options to purchase shares of Class A common stock, granted on March 2, 2016 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a three year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
488,436 shares of Class A common stock were acquired upon Mr. Williams' redemption of 488,436 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
/s/ Timothy J. Kuester, Attorney-in-Fact
2017-08-15