0001398344-16-019631.txt : 20161013
0001398344-16-019631.hdr.sgml : 20161013
20161013160404
ACCESSION NUMBER: 0001398344-16-019631
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161013
DATE AS OF CHANGE: 20161013
EFFECTIVENESS DATE: 20161013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: W.G. Shaheen & Associates DBA Whitney & Co
CENTRAL INDEX KEY: 0001577001
IRS NUMBER: 161577084
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15514
FILM NUMBER: 161935041
BUSINESS ADDRESS:
STREET 1: 1164 APPIAN DRIVE
CITY: WEBSTER
STATE: NY
ZIP: 14580
BUSINESS PHONE: 585-232-6200
MAIL ADDRESS:
STREET 1: 311 ALEXANDER ST.
STREET 2: SUITE 200
CITY: ROCHESTER
STATE: NY
ZIP: 14604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001577001
XXXXXXXX
09-30-2016
09-30-2016
false
W.G. Shaheen & Associates DBA Whitney & Co
311 Alexander St.
Suite 200
Rochester
NY
14604
13F HOLDINGS REPORT
028-15514
N
William Shaheen, CPA
President and CEO
585-232-6200
/s/ William Shaheen, CPA
Rochester
NY
10-12-2016
3
102
249757
1
William G. Shaheen
2
William E. Bennett
3
Christopher M. Radigan
INFORMATION TABLE
2
fp0022017_13fhr-table.xml
13F INFORMATION TABLE
3M Co
cs
88579y101
1005
5700
SH
DFND
1,2,3
0
0
5700
Abbvie Inc
cs
00287y109
7140
113201
SH
DFND
1,2,3
0
0
113201
Aetna Inc
cs
00817y108
7351
63670
SH
DFND
1,2,3
0
0
63670
Aflac Inc
cs
001055102
3860
53715
SH
DFND
1,2,3
0
0
53715
Agrium Inc
cs
008916108
3741
41245
SH
DFND
1,2,3
0
0
41245
Alphabet Inc Cap Stock Cl A
cs
02079k305
6057
7533
SH
DFND
1,2,3
0
0
7533
Alphabet Inc Cap Stock Cl C
cs
02079k107
1854
2385
SH
DFND
1,2,3
0
0
2385
Amazon.com Inc
cs
023135106
285
340
SH
DFND
1,2,3
0
0
340
American Electric Power Inc
cs
025537101
2704
42105
SH
DFND
1,2,3
0
0
42105
Amgen Inc
cs
031162100
2674
16032
SH
DFND
1,2,3
0
0
16032
Anthem Inc
cs
036752103
877
7000
SH
DFND
1,2,3
0
0
7000
Apple Inc
cs
037833100
11750
103932
SH
DFND
1,2,3
0
0
103932
AT&T Inc
cs
00206r102
5749
141556
SH
DFND
1,2,3
0
0
141556
Bank of America Corporation
cs
060505104
399
25483
SH
DFND
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0
0
25483
Baxter Intl Inc
cs
071813109
250
5250
SH
DFND
1,2,3
0
0
5250
Boeing Co
cs
097023105
3635
27590
SH
DFND
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0
0
27590
Canandaigua Natl Corp
cs
137143103
2855
20761
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DFND
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0
0
20761
Chevron Corp
cs
166764100
1761
17113
SH
DFND
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0
0
17113
Cisco Systems Inc
cs
17275r102
4100
129247
SH
DFND
1,2,3
0
0
129247
Coca-Cola Co
cs
191216100
4723
111598
SH
DFND
1,2,3
0
0
111598
Comcast Corp Cl A
cs
20030n101
5269
79425
SH
DFND
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0
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79425
ConocoPhillips
cs
20825c104
1467
33741
SH
DFND
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0
33741
Constellation Brands Inc Cl A
cs
21036p108
743
4460
SH
DFND
1,2,3
0
0
4460
Costco Wholesale Corp
cs
22160k105
2597
17030
SH
DFND
1,2,3
0
0
17030
Coty Inc Cl A
cs
222070203
209
8900
SH
DFND
1,2,3
0
0
8900
Curaegis Technologies Inc
cs
23127q102
13
35000
SH
DFND
1,2,3
0
0
35000
CVS Health Corporation
cs
126650100
3306
37147
SH
DFND
1,2,3
0
0
37147
CyberCare Inc
cs
23243t105
0
10000
SH
DFND
1,2,3
0
0
10000
Dell Technologies Inc Cl V
cs
24703l103
802
16786
SH
DFND
1,2,3
0
0
16786
Dicks Sporting Goods Inc
cs
253393102
5716
100777
SH
DFND
1,2,3
0
0
100777
Discover Financial Services
cs
254709108
1414
25005
SH
DFND
1,2,3
0
0
25005
Du Pont E I de Nemours & Co
cs
263534109
3703
55291
SH
DFND
1,2,3
0
0
55291
Dycom Industries Inc
cs
267475101
2558
31285
SH
DFND
1,2,3
0
0
31285
Eastman Chem Co
cs
277432100
1059
15650
SH
DFND
1,2,3
0
0
15650
eBay Inc
cs
278642103
1703
51765
SH
DFND
1,2,3
0
0
51765
Express Scripts Holding Co
cs
30219g108
4289
60812
SH
DFND
1,2,3
0
0
60812
Exxon Mobil Corp
cs
30231g102
4570
52358
SH
DFND
1,2,3
0
0
52358
Facebook Inc Cl A
cs
30303m102
908
7077
SH
DFND
1,2,3
0
0
7077
General Electric Co
cs
369604103
4711
159048
SH
DFND
1,2,3
0
0
159048
Gilead Sciences Inc
cs
375558103
3960
50050
SH
DFND
1,2,3
0
0
50050
Harris Corp
cs
413875105
323
3530
SH
DFND
1,2,3
0
0
3530
iBiz Technology Corp
cs
45103b205
0
60000
SH
DFND
1,2,3
0
0
60000
Intel Corp
cs
458140100
3122
82713
SH
DFND
1,2,3
0
0
82713
International Business Machine
cs
459200101
953
6000
SH
DFND
1,2,3
0
0
6000
Johnson & Johnson
cs
478160104
3598
30456
SH
DFND
1,2,3
0
0
30456
JPMorgan Chase & Co
cs
46625h100
2179
32730
SH
DFND
1,2,3
0
0
32730
M & T Bank Corp
cs
55261f104
3163
27247
SH
DFND
1,2,3
0
0
27247
Marathon Oil Corp
cs
565849106
217
13701
SH
DFND
1,2,3
0
0
13701
McDonalds Corp
cs
580135101
1234
10700
SH
DFND
1,2,3
0
0
10700
Merck & Co Inc
cs
58933y105
4871
78050
SH
DFND
1,2,3
0
0
78050
MetLife Inc
cs
59156r108
1448
32600
SH
DFND
1,2,3
0
0
32600
Micron Technology Inc
cs
595112103
303
17025
SH
DFND
1,2,3
0
0
17025
Microsoft Corp
cs
594918104
4608
80000
SH
DFND
1,2,3
0
0
80000
Mondelez Intl Inc Cl A
cs
609207105
4846
110377
SH
DFND
1,2,3
0
0
110377
Norfolk Southern Corp
cs
655844108
3743
38561
SH
DFND
1,2,3
0
0
38561
NXP Semiconductors NV
cs
n6596x109
3100
30390
SH
DFND
1,2,3
0
0
30390
Oracle Corp
cs
68389x105
656
16700
SH
DFND
1,2,3
0
0
16700
Paychex Inc
cs
704326107
8387
144928
SH
DFND
1,2,3
0
0
144928
Paypal Holdings Inc
cs
70450y103
4056
98995
SH
DFND
1,2,3
0
0
98995
PepsiCo Inc
cs
713448108
498
4577
SH
DFND
1,2,3
0
0
4577
PG&E Corp
cs
69331c108
275
4500
SH
DFND
1,2,3
0
0
4500
Philip Morris Intl Inc
cs
718172109
331
3400
SH
DFND
1,2,3
0
0
3400
Phillips 66
cs
718546104
3687
45779
SH
DFND
1,2,3
0
0
45779
PNC Financial Services Group I
cs
693475105
3022
33540
SH
DFND
1,2,3
0
0
33540
Procter & Gamble Co
cs
742718109
3658
40763
SH
DFND
1,2,3
0
0
40763
Qualcomm Inc
cs
747525103
4071
59427
SH
DFND
1,2,3
0
0
59427
Schlumberger Ltd
cs
806857108
1943
24705
SH
DFND
1,2,3
0
0
24705
Southern Co
cs
842587107
4351
84815
SH
DFND
1,2,3
0
0
84815
Southwest Gas Corp
cs
844895102
461
6600
SH
DFND
1,2,3
0
0
6600
Spire Inc
cs
84857l101
3523
55269
SH
DFND
1,2,3
0
0
55269
Starbucks Corp
cs
855244109
3115
57530
SH
DFND
1,2,3
0
0
57530
Stryker Corp
cs
863667101
1343
11533
SH
DFND
1,2,3
0
0
11533
SunTrust Banks Inc
cs
867914103
2223
50745
SH
DFND
1,2,3
0
0
50745
Sysco Corp
cs
871829107
887
18100
SH
DFND
1,2,3
0
0
18100
Tesoro Logistics LP
cs
88160t107
1871
38635
SH
DFND
1,2,3
0
0
38635
Tompkins Financial Corporation
cs
890110109
5131
67147
SH
DFND
1,2,3
0
0
67147
Union Pacific Corp
cs
907818108
315
3225
SH
DFND
1,2,3
0
0
3225
United Technologies Corp
cs
913017109
4800
47248
SH
DFND
1,2,3
0
0
47248
Verizon Communications Inc
cs
92343v104
6958
133865
SH
DFND
1,2,3
0
0
133865
Wal-Mart Stores Inc
cs
931142103
1082
15000
SH
DFND
1,2,3
0
0
15000
Waste Management Inc
cs
94106l109
2054
32210
SH
DFND
1,2,3
0
0
32210
Wells Fargo & Co
cs
949746101
3488
78775
SH
DFND
1,2,3
0
0
78775
Yadkin Financial Corp
cs
984305102
3301
125555
SH
DFND
1,2,3
0
0
125555
Teva Pharmaceutical Industries
ad
881624209
1234
26825
SH
DFND
1,2,3
0
0
26825
iShares Tr S&P 1500 Index
ui
464287150
252
5085
SH
DFND
1,2,3
0
0
5085
PowerShares ETF Trust Water Re
ui
73935x575
482
19600
SH
DFND
1,2,3
0
0
19600
PowerShares QQQ Ser 1
ui
73935a104
767
6461
SH
DFND
1,2,3
0
0
6461
Vanguard Emerg Mkt ETF
ui
922042858
292
7747
SH
DFND
1,2,3
0
0
7747
SPDR Gold Trust Gold
eo
78463v107
333
2650
SH
DFND
1,2,3
0
0
2650
Dodge & Cox Funds Intl Stock F
mf
256206103
338
8859
SH
DFND
1,2,3
0
0
8859
Euro Pacific Growth Fund
mf
298706102
220
4613
SH
DFND
1,2,3
0
0
4613
Fidelity Aberdeen Str Tr Freed
mf
315792101
478
51975
SH
DFND
1,2,3
0
0
51975
Fidelity Contrafund Inc
mf
316071109
560
5485
SH
DFND
1,2,3
0
0
5485
Investment Co America
mf
461308108
279
7626
SH
DFND
1,2,3
0
0
7626
Blackstone Group LP
ml
09253u108
945
37025
SH
DFND
1,2,3
0
0
37025
Enterprise Products Partners L
ml
293792107
2668
96571
SH
DFND
1,2,3
0
0
96571
Plains All American Pipeline L
ml
726503105
269
8575
SH
DFND
1,2,3
0
0
8575
Sunoco Logistics Partners LP
ml
86764l108
1313
46200
SH
DFND
1,2,3
0
0
46200
HCP Inc
re
40414l109
2487
65545
SH
DFND
1,2,3
0
0
65545
Realty Income Corp
re
756109104
264
3950
SH
DFND
1,2,3
0
0
3950
Tier REIT Inc
re
88650v208
309
20000
SH
DFND
1,2,3
0
0
20000
Welltower Inc
re
95040q104
1305
17450
SH
DFND
1,2,3
0
0
17450