0001576942-20-000105.txt : 20201023
0001576942-20-000105.hdr.sgml : 20201023
20201023183356
ACCESSION NUMBER: 0001576942-20-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201021
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lake Katrina
CENTRAL INDEX KEY: 0001661964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38291
FILM NUMBER: 201258695
MAIL ADDRESS:
STREET 1: 111 W. WASHINGTON STREET, SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stitch Fix, Inc.
CENTRAL INDEX KEY: 0001576942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 275026540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0801
BUSINESS ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-882-7765
MAIL ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
wf-form4_160349241526655.xml
FORM 4
X0306
4
2020-10-21
0
0001576942
Stitch Fix, Inc.
SFIX
0001661964
Lake Katrina
ONE MONTGOMERY TOWER SUITE 1500
SAN FRANCISCO
CA
94104
1
1
1
0
Chief Executive Officer
Class A Common Stock
30873
D
Class A Common Stock
2020-10-21
4
C
0
4697
0
A
14254
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-21
4
C
0
22222
0
A
22222
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-21
4
C
0
9722
0
A
9722
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-21
4
S
0
4597
34.6196
D
9657
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-21
4
S
0
100
35.28
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-21
4
S
0
21822
34.6218
D
400
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-21
4
S
0
400
35.28
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-21
4
S
0
9522
34.6277
D
200
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-21
4
S
0
200
35.28
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-22
4
C
0
4697
0
A
14254
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-22
4
C
0
22222
0
A
22222
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-22
4
C
0
9722
0
A
9722
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-22
4
S
0
4697
35.6823
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-22
4
S
0
22222
35.7015
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-22
4
S
0
9722
35.6919
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-23
4
C
0
4699
0
A
14256
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-23
4
C
0
22222
0
A
22222
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-23
4
C
0
9722
0
A
9722
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-23
4
S
0
4199
35.0316
D
10057
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-23
4
S
0
500
35.514
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2020-10-23
4
S
0
20022
35.0379
D
2200
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-23
4
S
0
2200
35.5141
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2020-10-23
4
S
0
8922
35.043
D
800
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2020-10-21
4
S
0
800
35.5463
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2020-10-21
4
C
0
4697
0
D
Class A Common Stock
4697.0
390145
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2020-10-21
4
C
0
22222
0
D
Class A Common Stock
22222.0
10440015
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2020-10-21
4
C
0
9722
0
D
Class A Common Stock
9722.0
374550
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2020-10-22
4
C
0
4697
0
D
Class A Common Stock
4697.0
385448
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2020-10-22
4
C
0
22222
0
D
Class A Common Stock
22222.0
10417793
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2020-10-22
4
C
0
9722
0
D
Class A Common Stock
9722.0
364828
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2020-10-23
4
C
0
4699
0
D
Class A Common Stock
4699.0
380749
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2020-10-23
4
C
0
22222
0
D
Class A Common Stock
22222.0
10395571
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2020-10-23
4
C
0
9722
0
D
Class A Common Stock
9722.0
355106
I
Katrina M. Lake 2017 Irrevocable Trust
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.19 to $35.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.15 to $35.125 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.21 to $35.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.34 to $35.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.30 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.305 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.39 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.48 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
2020-10-23