0001576942-20-000105.txt : 20201023 0001576942-20-000105.hdr.sgml : 20201023 20201023183356 ACCESSION NUMBER: 0001576942-20-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Katrina CENTRAL INDEX KEY: 0001661964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 201258695 MAIL ADDRESS: STREET 1: 111 W. WASHINGTON STREET, SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 wf-form4_160349241526655.xml FORM 4 X0306 4 2020-10-21 0 0001576942 Stitch Fix, Inc. SFIX 0001661964 Lake Katrina ONE MONTGOMERY TOWER SUITE 1500 SAN FRANCISCO CA 94104 1 1 1 0 Chief Executive Officer Class A Common Stock 30873 D Class A Common Stock 2020-10-21 4 C 0 4697 0 A 14254 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-21 4 C 0 22222 0 A 22222 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-21 4 C 0 9722 0 A 9722 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-21 4 S 0 4597 34.6196 D 9657 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-21 4 S 0 100 35.28 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-21 4 S 0 21822 34.6218 D 400 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-21 4 S 0 400 35.28 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-21 4 S 0 9522 34.6277 D 200 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-21 4 S 0 200 35.28 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-22 4 C 0 4697 0 A 14254 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-22 4 C 0 22222 0 A 22222 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-22 4 C 0 9722 0 A 9722 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-22 4 S 0 4697 35.6823 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-22 4 S 0 22222 35.7015 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-22 4 S 0 9722 35.6919 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-23 4 C 0 4699 0 A 14256 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-23 4 C 0 22222 0 A 22222 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-23 4 C 0 9722 0 A 9722 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-23 4 S 0 4199 35.0316 D 10057 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-23 4 S 0 500 35.514 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2020-10-23 4 S 0 20022 35.0379 D 2200 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-23 4 S 0 2200 35.5141 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2020-10-23 4 S 0 8922 35.043 D 800 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2020-10-21 4 S 0 800 35.5463 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2020-10-21 4 C 0 4697 0 D Class A Common Stock 4697.0 390145 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2020-10-21 4 C 0 22222 0 D Class A Common Stock 22222.0 10440015 I Katrina M. Lake Revocable Trust Class B Common Stock 2020-10-21 4 C 0 9722 0 D Class A Common Stock 9722.0 374550 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2020-10-22 4 C 0 4697 0 D Class A Common Stock 4697.0 385448 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2020-10-22 4 C 0 22222 0 D Class A Common Stock 22222.0 10417793 I Katrina M. Lake Revocable Trust Class B Common Stock 2020-10-22 4 C 0 9722 0 D Class A Common Stock 9722.0 364828 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2020-10-23 4 C 0 4699 0 D Class A Common Stock 4699.0 380749 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2020-10-23 4 C 0 22222 0 D Class A Common Stock 22222.0 10395571 I Katrina M. Lake Revocable Trust Class B Common Stock 2020-10-23 4 C 0 9722 0 D Class A Common Stock 9722.0 355106 I Katrina M. Lake 2017 Irrevocable Trust Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.19 to $35.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.15 to $35.125 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.21 to $35.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.34 to $35.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.30 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.305 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.39 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.48 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Scott Darling, Attorney-in-Fact for Katrina Lake 2020-10-23