EX-FILING FEES 4 ex107.htm

 

Exhibit 107

 

Calculation of Filing Fee Tables

Form S-3

(Form Type)

 

AMERICAN BATTERY TECHNOLOGY COMPANY

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  

Security

Type

 

Security

Class Title

 

Fee

Calculation

or Carry

Forward

Rule

 

Amount

Registered

 

Proposed

Maximum

Offering

Price

Per Unit

 

Maximum

Aggregate

Offering

Price

   Fee Rate  

Amount of

Registration

Fee (3)

  

Carry Forward

Form Type

  

Carry Forward

File Number

  

Carry Forward

Initial

effective date

  

Filing fee

Previously

Paid In

Connection with Unsold

Securities

to be

Carried

Forward

 
Newly Registered Securities
Fees to Be Paid  Equity  Common Stock,
par value $0.001 per share
                                            
   Equity  Preferred Stock,
par value $0.001 per share
                                            
   Other  Warrants                                            
   Other  Units (1)                                            
   Unallocated (Universal) Shelf     457(o) (2)  (2) $  150,000,000(3)(4)   0.00014760   $22,140                     
Fees Previously Paid                                  —        —          —              — 
Carry Forward Securities
                                           
   Total Offering Amounts     $ 150,000,000         $22,140                     
   Total Fees Previously Paid                                     
   Total Fee Offsets               $18,725.42                     
   Net Fee Due               $3,414.58                     

 

(1) Each unit will be issued under a unit agreement and will represent an interest in two or more other securities, which may or may not be separable from one another.
   
(2) Pursuant to Instruction 2.A.iii.b. of Item 16(b) of Form S-3, this information is not specified as to each class of securities to be registered. There is being registered hereby such indeterminate number of the securities of each identified class as may from time to time be issued at indeterminate prices. Securities registered hereby may be offered for U.S. dollars or the equivalent thereof in foreign currencies.
   
(3) The securities being registered hereby may be convertible into or exchangeable or exercisable for other securities of any identified class. In addition to the securities set forth in the table, there is being registered hereunder such indeterminate aggregate number or amount, as the case may be, of the securities of each identified class as may from time to time be issued in connection with any stock split, stock dividend or similar transaction, including under any applicable anti-dilution provisions (including, without limitation, upon adjustment of the conversion or exchange rate thereof). Separate consideration may or may not be received for securities that are issued upon the conversion or exercise of, or in exchange for, other securities offered hereby.
   
(4) The proposed maximum aggregate offering price has been estimated solely to calculate the registration fee in accordance with Rule 457(o) under the Securities Act of 1933.

 

 

 

 

Table 2: Fee Offset Claims and Sources

 

   Registrant or Filer Name  Form or Filing Type  File Number  Initial Filing Date   Filing Date   Fee Offset Claimed   Security Type Associated with Fee Offset Claimed  Security Title Associated with Fee Offset Claimed   Unsold Securities Associated with Fee Offset Claimed   Unsold Aggregate Offering Amount Associated with Fee Offset Claimed   Fee Paid with Fee Offset Source 
Rule 457(p)
Fee Offset Claims  American Battery Technology Company  Form S-3  333-252492   01/28/2021       $  18,725.42   Unallocated (Universal) Shelf   (5)   (5)  $  171,635,393      
Fee Offset Sources  American Battery Technology Company  Form S-3  333-252492       01/28/2021                     $  27,275 

 

(5) On January 28, 2021, the registrant initially filed a Registration Statement on Form S-3 (File No. 333-252492), which registration statement was amended on February 25, 2021, and became effective on March 15, 2021 (the “Prior Registration Statement”), which registered an aggregate amount of $250,000,000 of common stock, preferred stock, warrants and units to be offered by the registrant from time to time. In respect of the Prior Registration Statement, the registrant paid a registration fee of $27,275. Approximately $78,364,607 of securities were sold pursuant to the Prior Registration Statement, and upon effectiveness of the new registration statement, the Prior Registration Statement will have expired and all offerings thereunder will be completed or terminated. As a result, the registrant has $18,725.42 in unused filing fees associated with the Prior Registration Statement. In accordance with Rule 457(p) under the Securities Act, the registrant is using the unused filing fees to offset the filing fee payable in connection with this filing.