0001085146-20-002642.txt : 20201023 0001085146-20-002642.hdr.sgml : 20201023 20201023171436 ACCESSION NUMBER: 0001085146-20-002642 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rikoon Group, LLC CENTRAL INDEX KEY: 0001576654 IRS NUMBER: 021014510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15479 FILM NUMBER: 201258479 BUSINESS ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 BUSINESS PHONE: 505-989-3581 MAIL ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001576654 XXXXXXXX 09-30-2020 09-30-2020 false Rikoon Group, LLC

2218 OLD AREROYO CHAMISO SANTA FE NM 87505

13F HOLDINGS REPORT 028-15479 N Kyle Burns 505-989-3581 /s/ Kyle Burns Santa Fe NM 10-22-2020 1 211 323610 false 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 5640 35211 SH SOLE 1 0 0 35211 ABBOTT LABS COM 002824100 6868 63109 SH SOLE 1 0 0 63109 ABBVIE INC COM 00287Y109 8634 98570 SH SOLE 1 0 0 98570 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1020 4512 SH SOLE 1 0 0 4512 ADOBE SYSTEMS INCORPORATED COM 00724F101 522 1064 SH SOLE 1 0 0 1064 ADVANCE AUTO PARTS INC COM 00751Y106 543 3532 SH SOLE 1 0 0 3532 ALEXION PHARMACEUTICALS INC COM 015351109 303 2644 SH SOLE 1 0 0 2644 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 257 875 SH SOLE 1 0 0 875 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 81 10000 SH SOLE 1 0 0 10000 ALPHABET INC CAP STK CL C 02079K107 1503 1023 SH SOLE 1 0 0 1023 ALPHABET INC CAP STK CL A 02079K305 2514 1715 SH SOLE 1 0 0 1715 ALTRIA GROUP INC COM 02209S103 307 7769 SH SOLE 1 0 0 7769 AMAZON COM INC COM 023135106 9560 3036 SH SOLE 1 0 0 3036 APPLE INC COM 037833100 19256 165572 SH SOLE 1 0 0 165572 APPLIED MATLS INC COM 038222105 508 8550 SH SOLE 1 0 0 8550 ARK ETF TR NEXT GNRTN INTER 00214Q401 659 6065 SH SOLE 1 0 0 6065 ARK ETF TR INNOVATION ETF 00214Q104 693 7528 SH SOLE 1 0 0 7528 ASTRAZENECA PLC SPONSORED ADR 046353108 1386 25286 SH SOLE 1 0 0 25286 AT&T INC COM 00206R102 1428 50102 SH SOLE 1 0 0 50102 AUTOMATIC DATA PROCESSING IN COM 053015103 463 3297 SH SOLE 1 0 0 3297 AVALONBAY CMNTYS INC COM 053484101 342 2288 SH SOLE 1 0 0 2288 AVERY DENNISON CORP COM 053611109 805 6299 SH SOLE 1 0 0 6299 BAIDU INC SPON ADR REP A 056752108 299 2365 SH SOLE 1 0 0 2365 BAXTER INTL INC COM 071813109 859 10654 SH SOLE 1 0 0 10654 BCE INC COM NEW 05534B760 932 22485 SH SOLE 1 0 0 22485 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5800 27240 SH SOLE 1 0 0 27240 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 1 0 0 1 BK OF AMERICA CORP COM 060505104 1859 77151 SH SOLE 1 0 0 77151 BLACKROCK HEALTH SCIENCES TR COM 09250W107 702 16373 SH SOLE 1 0 0 16373 BLACKSTONE GROUP INC COM CL A 09260D107 725 13891 SH SOLE 1 0 0 13891 BOEING CO COM 097023105 444 2689 SH SOLE 1 0 0 2689 BOOKING HOLDINGS INC COM 09857L108 202 118 SH SOLE 1 0 0 118 BRISTOL-MYERS SQUIBB CO COM 110122108 2834 47002 SH SOLE 1 0 0 47002 BROADCOM INC COM 11135F101 663 1820 SH SOLE 1 0 0 1820 BROADMARK RLTY CAP INC COM 11135B100 205 20748 SH SOLE 1 0 0 20748 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 579 12167 SH SOLE 1 0 0 12167 CARDINAL HEALTH INC COM 14149Y108 658 14021 SH SOLE 1 0 0 14021 CARLISLE COS INC COM 142339100 739 6035 SH SOLE 1 0 0 6035 CARRIER GLOBAL CORPORATION COM 14448C104 299 9795 SH SOLE 1 0 0 9795 CATERPILLAR INC DEL COM 149123101 543 3641 SH SOLE 1 0 0 3641 CENTENE CORP DEL COM 15135B101 278 4769 SH SOLE 1 0 0 4769 CHECK POINT SOFTWARE TECH LT ORD M22465104 220 1829 SH SOLE 1 0 0 1829 CHEGG INC COM 163092109 235 3287 SH SOLE 1 0 0 3287 CHEVRON CORP NEW COM 166764100 1544 21449 SH SOLE 1 0 0 21449 CHURCH & DWIGHT INC COM 171340102 358 3820 SH SOLE 1 0 0 3820 CIGNA CORP NEW COM 125523100 487 2874 SH SOLE 1 0 0 2874 CISCO SYS INC COM 17275R102 690 17517 SH SOLE 1 0 0 17517 CITRIX SYS INC COM 177376100 357 2589 SH SOLE 1 0 0 2589 CLOROX CO DEL COM 189054109 231 1100 SH SOLE 1 0 0 1100 COCA COLA CO COM 191216100 4634 93093 SH SOLE 1 0 0 93093 COGNEX CORP COM 192422103 781 12000 SH SOLE 1 0 0 12000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 533 7679 SH SOLE 1 0 0 7679 COLGATE PALMOLIVE CO COM 194162103 781 10122 SH SOLE 1 0 0 10122 COMCAST CORP NEW CL A 20030N101 1319 28523 SH SOLE 1 0 0 28523 COSTCO WHSL CORP NEW COM 22160K105 2547 7174 SH SOLE 1 0 0 7174 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 342 4087 SH SOLE 1 0 0 4087 CSX CORP COM 126408103 624 8035 SH SOLE 1 0 0 8035 CUMMINS INC COM 231021106 1394 6602 SH SOLE 1 0 0 6602 CVS HEALTH CORP COM 126650100 788 13486 SH SOLE 1 0 0 13486 DANAHER CORPORATION COM 235851102 385 1789 SH SOLE 1 0 0 1789 DIREXION SHS ETF TR CONNECTED CONSUM 25460G724 247 4745 SH SOLE 1 0 0 4745 DISNEY WALT CO COM DISNEY 254687106 2510 20231 SH SOLE 1 0 0 20231 DOLLAR GEN CORP NEW COM 256677105 425 2026 SH SOLE 1 0 0 2026 DOW INC COM 260557103 225 4789 SH SOLE 1 0 0 4789 DUKE ENERGY CORP NEW COM NEW 26441C204 371 4188 SH SOLE 1 0 0 4188 DUPONT DE NEMOURS INC COM 26614N102 246 4442 SH SOLE 1 0 0 4442 ECOLAB INC COM 278865100 1154 5777 SH SOLE 1 0 0 5777 EMERSON ELEC CO COM 291011104 4426 67497 SH SOLE 1 0 0 67497 EQUINOR ASA SPONSORED ADR 29446M102 419 29783 SH SOLE 1 0 0 29783 EXPEDITORS INTL WASH INC COM 302130109 214 2365 SH SOLE 1 0 0 2365 EXXON MOBIL CORP COM 30231G102 1569 45707 SH SOLE 1 0 0 45707 FACEBOOK INC CL A 30303M102 1885 7198 SH SOLE 1 0 0 7198 FASTENAL CO COM 311900104 1629 36119 SH SOLE 1 0 0 36119 FEDEX CORP COM 31428X106 4456 17671 SH SOLE 1 0 0 17671 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 1415 3260 SH SOLE 1 0 0 3260 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 270 7126 SH SOLE 1 0 0 7126 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 814 18343 SH SOLE 1 0 0 18343 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 295 6738 SH SOLE 1 0 0 6738 GARTNER INC COM 366651107 296 2365 SH SOLE 1 0 0 2365 GENERAL DYNAMICS CORP COM 369550108 285 2058 SH SOLE 1 0 0 2058 GENERAL ELECTRIC CO COM 369604103 129 20723 SH SOLE 1 0 0 20723 GENERAL MLS INC COM 370334104 296 4802 SH SOLE 1 0 0 4802 GILEAD SCIENCES INC COM 375558103 317 5011 SH SOLE 1 0 0 5011 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1116 29254 SH SOLE 1 0 0 29254 GRAPHIC PACKAGING HLDG CO COM 388689101 5699 402300 SH SOLE 1 0 0 402300 HANESBRANDS INC COM 410345102 193 12272 SH SOLE 1 0 0 12272 HOME DEPOT INC COM 437076102 6574 23671 SH SOLE 1 0 0 23671 HONEYWELL INTL INC COM 438516106 2297 13957 SH SOLE 1 0 0 13957 HORIZON BANCORP INC COM 440407104 113 11176 SH SOLE 1 0 0 11176 ILLINOIS TOOL WKS INC COM 452308109 3449 17745 SH SOLE 1 0 0 17745 ILLUMINA INC COM 452327109 618 2000 SH SOLE 1 0 0 2000 INTEL CORP COM 458140100 1175 22692 SH SOLE 1 0 0 22692 INTERNATIONAL BUSINESS MACHS COM 459200101 1269 10427 SH SOLE 1 0 0 10427 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1142 21282 SH SOLE 1 0 0 21282 INVESCO QQQ TR UNIT SER 1 46090E103 4999 17993 SH SOLE 1 0 0 17993 ISHARES TR S&P 500 VAL ETF 464287408 361 3211 SH SOLE 1 0 0 3211 ISHARES TR S&P MC 400VL ETF 464287705 407 3016 SH SOLE 1 0 0 3016 ISHARES TR CORE S&P MCP ETF 464287507 1178 6356 SH SOLE 1 0 0 6356 ISHARES TR PHLX SEMICND ETF 464287523 210 691 SH SOLE 1 0 0 691 ISHARES TR RUSSELL 2000 ETF 464287655 3478 23216 SH SOLE 1 0 0 23216 ISHARES TR MSCI EAFE ETF 464287465 1116 17539 SH SOLE 1 0 0 17539 ISHARES TR CORE S&P US VLU 464287663 370 6816 SH SOLE 1 0 0 6816 ISHARES TR RUS MID CAP ETF 464287499 1504 26206 SH SOLE 1 0 0 26206 ISHARES TR CORE HIGH DV ETF 46429B663 308 3830 SH SOLE 1 0 0 3830 ISHARES TR LATN AMER 40 ETF 464287390 211 10000 SH SOLE 1 0 0 10000 ISHARES TR S&P 500 GRWT ETF 464287309 325 1406 SH SOLE 1 0 0 1406 ISHARES TR MSCI EMG MKT ETF 464287234 450 10197 SH SOLE 1 0 0 10197 ISHARES TR RUS 2000 GRW ETF 464287648 307 1385 SH SOLE 1 0 0 1385 ISHARES TR CORE S&P500 ETF 464287200 2779 8268 SH SOLE 1 0 0 8268 ISHARES TR MSCI USA ESG SLC 464288802 232 1575 SH SOLE 1 0 0 1575 ISHARES TR S&P MC 400GR ETF 464287606 300 1255 SH SOLE 1 0 0 1255 ISHARES TR RUS 2000 VAL ETF 464287630 279 2811 SH SOLE 1 0 0 2811 JOHNSON & JOHNSON COM 478160104 14709 98797 SH SOLE 1 0 0 98797 JPMORGAN CHASE & CO COM 46625H100 943 9798 SH SOLE 1 0 0 9798 KANSAS CITY SOUTHERN COM NEW 485170302 867 4784 SH SOLE 1 0 0 4784 KIMBERLY CLARK CORP COM 494368103 1224 8229 SH SOLE 1 0 0 8229 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 803 17023 SH SOLE 1 0 0 17023 LABORATORY CORP AMER HLDGS COM NEW 50540R409 430 2283 SH SOLE 1 0 0 2283 LAM RESEARCH CORP COM 512807108 345 1035 SH SOLE 1 0 0 1035 LAMAR ADVERTISING CO NEW CL A 512816109 371 5600 SH SOLE 1 0 0 5600 LEGGETT & PLATT INC COM 524660107 209 5070 SH SOLE 1 0 0 5070 LIBERTY BROADBAND CORP COM SER C 530307305 514 3595 SH SOLE 1 0 0 3595 LILLY ELI & CO COM 532457108 492 3325 SH SOLE 1 0 0 3325 LISTED FD TR ROUNDHILL BITK 53656F706 293 11820 SH SOLE 1 0 0 11820 LOCKHEED MARTIN CORP COM 539830109 1298 3387 SH SOLE 1 0 0 3387 LOWES COS INC COM 548661107 321 1937 SH SOLE 1 0 0 1937 MAIN STR CAP CORP COM 56035L104 921 31160 SH SOLE 1 0 0 31160 MASTERCARD INCORPORATED CL A 57636Q104 2150 6358 SH SOLE 1 0 0 6358 MCDONALDS CORP COM 580135101 1780 8109 SH SOLE 1 0 0 8109 MCKESSON CORP COM 58155Q103 586 3927 SH SOLE 1 0 0 3927 MEDTRONIC PLC SHS G5960L103 1468 14047 SH SOLE 1 0 0 14047 MERCK & CO. INC COM 58933Y105 3115 37274 SH SOLE 1 0 0 37274 MICROSOFT CORP COM 594918104 10860 51632 SH SOLE 1 0 0 51632 MONDELEZ INTL INC CL A 609207105 477 8264 SH SOLE 1 0 0 8264 NETFLIX INC COM 64110L106 13630 27259 SH SOLE 1 0 0 27259 NEWAGE INC COM 650194103 28 16145 SH SOLE 1 0 0 16145 NEXTERA ENERGY INC COM 65339F101 2476 8920 SH SOLE 1 0 0 8920 NIKE INC CL B 654106103 609 4845 SH SOLE 1 0 0 4845 NORTHROP GRUMMAN CORP COM 666807102 379 1200 SH SOLE 1 0 0 1200 NOVARTIS AG SPONSORED ADR 66987V109 1400 16097 SH SOLE 1 0 0 16097 ORACLE CORP COM 68389X105 1428 23922 SH SOLE 1 0 0 23922 OTIS WORLDWIDE CORP COM 68902V107 447 7165 SH SOLE 1 0 0 7165 PAYPAL HLDGS INC COM 70450Y103 3990 20250 SH SOLE 1 0 0 20250 PEPSICO INC COM 713448108 2925 21100 SH SOLE 1 0 0 21100 PFIZER INC COM 717081103 5704 155430 SH SOLE 1 0 0 155430 PHILIP MORRIS INTL INC COM 718172109 1378 18087 SH SOLE 1 0 0 18087 PHILLIPS 66 COM 718546104 465 8973 SH SOLE 1 0 0 8973 PPG INDS INC COM 693506107 303 2480 SH SOLE 1 0 0 2480 PROCTER AND GAMBLE CO COM 742718109 16647 119771 SH SOLE 1 0 0 119771 PROGRESSIVE CORP COM 743315103 541 5712 SH SOLE 1 0 0 5712 QUALCOMM INC COM 747525103 1301 11056 SH SOLE 1 0 0 11056 QUEST DIAGNOSTICS INC COM 74834L100 398 3480 SH SOLE 1 0 0 3480 RAYTHEON TECHNOLOGIES CORP COM 75513E101 718 12477 SH SOLE 1 0 0 12477 RESMED INC COM 761152107 566 3300 SH SOLE 1 0 0 3300 RIO TINTO PLC SPONSORED ADR 767204100 276 4564 SH SOLE 1 0 0 4564 ROKU INC COM CL A 77543R102 694 3675 SH SOLE 1 0 0 3675 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 237 9400 SH SOLE 1 0 0 9400 SALESFORCE COM INC COM 79466L302 1520 6049 SH SOLE 1 0 0 6049 SANOFI SPONSORED ADR 80105N105 965 19225 SH SOLE 1 0 0 19225 SAP SE SPON ADR 803054204 401 2571 SH SOLE 1 0 0 2571 SCHLUMBERGER LTD COM 806857108 724 46174 SH SOLE 1 0 0 46174 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 316 5708 SH SOLE 1 0 0 5708 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 797 6827 SH SOLE 1 0 0 6827 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 319 13274 SH SOLE 1 0 0 13274 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1378 21502 SH SOLE 1 0 0 21502 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 966 9162 SH SOLE 1 0 0 9162 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 729 12269 SH SOLE 1 0 0 12269 SHERWIN WILLIAMS CO COM 824348106 420 603 SH SOLE 1 0 0 603 SHOPIFY INC CL A 82509L107 244 239 SH SOLE 1 0 0 239 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 248 891 SH SOLE 1 0 0 891 SPDR S&P 500 ETF TR TR UNIT 78462F103 5822 17386 SH SOLE 1 0 0 17386 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 269 793 SH SOLE 1 0 0 793 SPDR SER TR S&P DIVID ETF 78464A763 638 6903 SH SOLE 1 0 0 6903 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 709 11717 SH SOLE 1 0 0 11717 STARBUCKS CORP COM 855244109 356 4145 SH SOLE 1 0 0 4145 STONECO LTD COM CL A G85158106 393 7435 SH SOLE 1 0 0 7435 STRYKER CORPORATION COM 863667101 1100 5281 SH SOLE 1 0 0 5281 SYSCO CORP COM 871829107 317 5100 SH SOLE 1 0 0 5100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1171 14450 SH SOLE 1 0 0 14450 TARGET CORP COM 87612E106 369 2343 SH SOLE 1 0 0 2343 TELEFLEX INCORPORATED COM 879369106 1191 3500 SH SOLE 1 0 0 3500 TESLA INC COM 88160R101 841 1960 SH SOLE 1 0 0 1960 THERMO FISHER SCIENTIFIC INC COM 883556102 234 530 SH SOLE 1 0 0 530 TOTAL SE SPONSORED ADS 89151E109 497 14165 SH SOLE 1 0 0 14165 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1240 9365 SH SOLE 1 0 0 9365 TRUIST FINL CORP COM 89832Q109 4394 115473 SH SOLE 1 0 0 115473 UDR INC COM 902653104 944 28962 SH SOLE 1 0 0 28962 UNILEVER N V N Y SHS NEW 904784709 760 12589 SH SOLE 1 0 0 12589 UNION PAC CORP COM 907818108 1071 5439 SH SOLE 1 0 0 5439 UNITED PARCEL SERVICE INC CL B 911312106 341 2047 SH SOLE 1 0 0 2047 UNITEDHEALTH GROUP INC COM 91324P102 1133 3634 SH SOLE 1 0 0 3634 US BANCORP DEL COM NEW 902973304 456 12720 SH SOLE 1 0 0 12720 V F CORP COM 918204108 359 5114 SH SOLE 1 0 0 5114 VALVOLINE INC COM 92047W101 250 13134 SH SOLE 1 0 0 13134 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 299 2297 SH SOLE 1 0 0 2297 VANGUARD INDEX FDS SMALL CP ETF 922908751 228 1481 SH SOLE 1 0 0 1481 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1927 11312 SH SOLE 1 0 0 11312 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 825 10234 SH SOLE 1 0 0 10234 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 798 15817 SH SOLE 1 0 0 15817 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 540 12485 SH SOLE 1 0 0 12485 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 718 5557 SH SOLE 1 0 0 5557 VANGUARD WORLD FDS INF TECH ETF 92204A702 1543 4955 SH SOLE 1 0 0 4955 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 828 14157 SH SOLE 1 0 0 14157 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 239 1464 SH SOLE 1 0 0 1464 VERIZON COMMUNICATIONS INC COM 92343V104 2349 39490 SH SOLE 1 0 0 39490 VISA INC COM CL A 92826C839 4603 23016 SH SOLE 1 0 0 23016 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 217 16158 SH SOLE 1 0 0 16158 WALGREENS BOOTS ALLIANCE INC COM 931427108 3244 90314 SH SOLE 1 0 0 90314 WALMART INC COM 931142103 3436 24557 SH SOLE 1 0 0 24557 WEYERHAEUSER CO MTN BE COM NEW 962166104 303 10623 SH SOLE 1 0 0 10623 WPX ENERGY INC COM 98212B103 81 16600 SH SOLE 1 0 0 16600