0001085146-20-000223.txt : 20200121 0001085146-20-000223.hdr.sgml : 20200121 20200121122229 ACCESSION NUMBER: 0001085146-20-000223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200121 DATE AS OF CHANGE: 20200121 EFFECTIVENESS DATE: 20200121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rikoon Group, LLC CENTRAL INDEX KEY: 0001576654 IRS NUMBER: 021014510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15479 FILM NUMBER: 20535773 BUSINESS ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 BUSINESS PHONE: 505-989-3581 MAIL ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001576654 XXXXXXXX 12-31-2019 12-31-2019 false Rikoon Group, LLC

2218 OLD AREROYO CHAMISO SANTA FE NM 87505

13F HOLDINGS REPORT 028-15479 N Kyle Burns 505-989-3581 /s/ Kyle Burns Santa Fe NM 01-20-2020 1 201 290798 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 6299 35707 SH SOLE 1 0 0 35707 ABBOTT LABS COM 002824100 5345 61532 SH SOLE 1 0 0 61532 ABBVIE INC COM 00287Y109 8511 96123 SH SOLE 1 0 0 96123 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 950 4511 SH SOLE 1 0 0 4511 ADOBE INC COM 00724F101 299 907 SH SOLE 1 0 0 907 ADVANCE AUTO PARTS INC COM 00751Y106 542 3381 SH SOLE 1 0 0 3381 ALLERGAN PLC SHS G0177J108 482 2521 SH SOLE 1 0 0 2521 ALPHABET INC CAP STK CL C 02079K107 1369 1024 SH SOLE 1 0 0 1024 ALPHABET INC CAP STK CL A 02079K305 1760 1314 SH SOLE 1 0 0 1314 ALTRIA GROUP INC COM 02209S103 448 8835 SH SOLE 1 0 0 8835 AMAZON COM INC COM 023135106 3795 2054 SH SOLE 1 0 0 2054 AMERICAN INTL GROUP INC COM NEW 026874784 285 5543 SH SOLE 1 0 0 5543 AON PLC SHS CL A G0408V102 759 3643 SH SOLE 1 0 0 3643 APPLE INC COM 037833100 11561 39371 SH SOLE 1 0 0 39371 APPLIED MATLS INC COM 038222105 528 8652 SH SOLE 1 0 0 8652 ARK ETF TR INNOVATION ETF 00214Q104 282 5635 SH SOLE 1 0 0 5635 ARK ETF TR NEXT GNRTN INTER 00214Q401 342 5930 SH SOLE 1 0 0 5930 ASTRAZENECA PLC SPONSORED ADR 046353108 1341 26886 SH SOLE 1 0 0 26886 AT&T INC COM 00206R102 2429 62146 SH SOLE 1 0 0 62146 AUTOMATIC DATA PROCESSING IN COM 053015103 589 3436 SH SOLE 1 0 0 3436 AVALONBAY CMNTYS INC COM 053484101 469 2220 SH SOLE 1 0 0 2220 AVERY DENNISON CORP COM 053611109 819 6258 SH SOLE 1 0 0 6258 BAIDU INC SPON ADR REP A 056752108 1006 7955 SH SOLE 1 0 0 7955 BANK AMER CORP COM 060505104 2537 72028 SH SOLE 1 0 0 72028 BAXTER INTL INC COM 071813109 901 10750 SH SOLE 1 0 0 10750 BCE INC COM NEW 05534B760 1233 26275 SH SOLE 1 0 0 26275 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1019 3 SH SOLE 1 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5381 23758 SH SOLE 1 0 0 23758 BLACKROCK HEALTH SCIENCES TR COM 09250W107 836 19664 SH SOLE 1 0 0 19664 BLACKSTONE GROUP INC COM CL A 09260D107 961 17175 SH SOLE 1 0 0 17175 BOEING CO COM 097023105 942 2891 SH SOLE 1 0 0 2891 BOOKING HLDGS INC COM 09857L108 748 364 SH SOLE 1 0 0 364 BP PLC SPONSORED ADR 055622104 332 8788 SH SOLE 1 0 0 8788 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 517 32850 SH SOLE 1 0 0 32850 BRISTOL MYERS SQUIBB CO COM 110122108 3070 47824 SH SOLE 1 0 0 47824 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 608 12167 SH SOLE 1 0 0 12167 CARDINAL HEALTH INC COM 14149Y108 689 13505 SH SOLE 1 0 0 13505 CARLISLE COS INC COM 142339100 1079 6665 SH SOLE 1 0 0 6665 CATERPILLAR INC DEL COM 149123101 580 3929 SH SOLE 1 0 0 3929 CHEVRON CORP NEW COM 166764100 2720 22572 SH SOLE 1 0 0 22572 CHURCH & DWIGHT INC COM 171340102 228 3247 SH SOLE 1 0 0 3247 CIGNA CORP NEW COM 125523100 565 2761 SH SOLE 1 0 0 2761 CISCO SYS INC COM 17275R102 895 18665 SH SOLE 1 0 0 18665 COCA COLA CO COM 191216100 4866 87920 SH SOLE 1 0 0 87920 COGNEX CORP COM 192422103 355 6328 SH SOLE 1 0 0 6328 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 870 14034 SH SOLE 1 0 0 14034 COLGATE PALMOLIVE CO COM 194162103 428 6215 SH SOLE 1 0 0 6215 COMCAST CORP NEW CL A 20030N101 1137 25291 SH SOLE 1 0 0 25291 CONOCOPHILLIPS COM 20825C104 577 8868 SH SOLE 1 0 0 8868 CONSTELLATION BRANDS INC CL A 21036P108 294 1548 SH SOLE 1 0 0 1548 COSTCO WHSL CORP NEW COM 22160K105 1797 6113 SH SOLE 1 0 0 6113 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 299 4913 SH SOLE 1 0 0 4913 CSX CORP COM 126408103 589 8139 SH SOLE 1 0 0 8139 CUMMINS INC COM 231021106 1441 8050 SH SOLE 1 0 0 8050 CVS HEALTH CORP COM 126650100 783 10539 SH SOLE 1 0 0 10539 DANAHER CORPORATION COM 235851102 252 1641 SH SOLE 1 0 0 1641 DISNEY WALT CO COM DISNEY 254687106 2929 20253 SH SOLE 1 0 0 20253 DOLLAR GEN CORP NEW COM 256677105 324 2080 SH SOLE 1 0 0 2080 DOW INC COM 260557103 310 5666 SH SOLE 1 0 0 5666 DUKE ENERGY CORP NEW COM NEW 26441C204 455 4991 SH SOLE 1 0 0 4991 DUPONT DE NEMOURS INC COM 26614N102 357 5562 SH SOLE 1 0 0 5562 EMERSON ELEC CO COM 291011104 5225 68518 SH SOLE 1 0 0 68518 EQUINOR ASA SPONSORED ADR 29446M102 1147 57633 SH SOLE 1 0 0 57633 EXXON MOBIL CORP COM 30231G102 3750 53742 SH SOLE 1 0 0 53742 FACEBOOK INC CL A 30303M102 1328 6468 SH SOLE 1 0 0 6468 FASTENAL CO COM 311900104 1711 46309 SH SOLE 1 0 0 46309 FEDEX CORP COM 31428X106 3134 20634 SH SOLE 1 0 0 20634 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 682 1950 SH SOLE 1 0 0 1950 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 327 7735 SH SOLE 1 0 0 7735 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 400 16055 SH SOLE 1 0 0 16055 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 362 8388 SH SOLE 1 0 0 8388 FRANKLIN RES INC COM 354613101 244 9300 SH SOLE 1 0 0 9300 GENERAL DYNAMICS CORP COM 369550108 360 2042 SH SOLE 1 0 0 2042 GENERAL ELECTRIC CO COM 369604103 375 33586 SH SOLE 1 0 0 33586 GENERAL MLS INC COM 370334104 283 5291 SH SOLE 1 0 0 5291 GILEAD SCIENCES INC COM 375558103 377 5803 SH SOLE 1 0 0 5803 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1467 30890 SH SOLE 1 0 0 30890 GRAPHIC PACKAGING HLDG CO COM 388689101 3307 197750 SH SOLE 1 0 0 197750 HOME DEPOT INC COM 437076102 5245 24020 SH SOLE 1 0 0 24020 HONEYWELL INTL INC COM 438516106 2463 13915 SH SOLE 1 0 0 13915 ILLINOIS TOOL WKS INC COM 452308109 3410 18873 SH SOLE 1 0 0 18873 ILLUMINA INC COM 452327109 332 1000 SH SOLE 1 0 0 1000 INTEL CORP COM 458140100 1322 22086 SH SOLE 1 0 0 22086 INTERNATIONAL BUSINESS MACHS COM 459200101 1776 13252 SH SOLE 1 0 0 13252 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 203 2970 SH SOLE 1 0 0 2970 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1408 24143 SH SOLE 1 0 0 24143 INVESCO QQQ TR UNIT SER 1 46090E103 2714 12765 SH SOLE 1 0 0 12765 ISHARES TR CORE S&P500 ETF 464287200 2664 8240 SH SOLE 1 0 0 8240 ISHARES TR MSCI EMG MKT ETF 464287234 241 5374 SH SOLE 1 0 0 5374 ISHARES TR S&P 500 GRWT ETF 464287309 278 1435 SH SOLE 1 0 0 1435 ISHARES TR S&P 500 VAL ETF 464287408 426 3274 SH SOLE 1 0 0 3274 ISHARES TR MSCI EAFE ETF 464287465 1168 16815 SH SOLE 1 0 0 16815 ISHARES TR RUS MID CAP ETF 464287499 1095 18362 SH SOLE 1 0 0 18362 ISHARES TR CORE S&P MCP ETF 464287507 1298 6307 SH SOLE 1 0 0 6307 ISHARES TR S&P MC 400GR ETF 464287606 297 1247 SH SOLE 1 0 0 1247 ISHARES TR RUS 2000 VAL ETF 464287630 377 2929 SH SOLE 1 0 0 2929 ISHARES TR RUS 2000 GRW ETF 464287648 295 1378 SH SOLE 1 0 0 1378 ISHARES TR RUSSELL 2000 ETF 464287655 3494 21090 SH SOLE 1 0 0 21090 ISHARES TR CORE S&P US VLU 464287663 493 7826 SH SOLE 1 0 0 7826 ISHARES TR S&P MC 400VL ETF 464287705 550 3224 SH SOLE 1 0 0 3224 ISHARES TR MSCI USA ESG SLC 464288802 211 1575 SH SOLE 1 0 0 1575 ISHARES TR CORE HIGH DV ETF 46429B663 446 4551 SH SOLE 1 0 0 4551 JOHNSON & JOHNSON COM 478160104 13802 94615 SH SOLE 1 0 0 94615 JPMORGAN CHASE & CO COM 46625H100 1448 10385 SH SOLE 1 0 0 10385 KANSAS CITY SOUTHERN COM NEW 485170302 975 6366 SH SOLE 1 0 0 6366 KIMBERLY CLARK CORP COM 494368103 1140 8229 SH SOLE 1 0 0 8229 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 865 17730 SH SOLE 1 0 0 17730 LABORATORY CORP AMER HLDGS COM NEW 50540R409 211 1246 SH SOLE 1 0 0 1246 LAMAR ADVERTISING CO NEW CL A 512816109 745 8350 SH SOLE 1 0 0 8350 LEGGETT & PLATT INC COM 524660107 286 5573 SH SOLE 1 0 0 5573 LIBERTY BROADBAND CORP COM SER C 530307305 292 2325 SH SOLE 1 0 0 2325 LILLY ELI & CO COM 532457108 573 4359 SH SOLE 1 0 0 4359 LOCKHEED MARTIN CORP COM 539830109 958 2459 SH SOLE 1 0 0 2459 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 434 4595 SH SOLE 1 0 0 4595 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 347 5526 SH SOLE 1 0 0 5526 MAIN STREET CAPITAL CORP COM 56035L104 1438 33210 SH SOLE 1 0 0 33210 MARATHON PETE CORP COM 56585A102 243 4029 SH SOLE 1 0 0 4029 MASTERCARD INC CL A 57636Q104 1253 4197 SH SOLE 1 0 0 4197 MCDONALDS CORP COM 580135101 1359 6879 SH SOLE 1 0 0 6879 MCKESSON CORP COM 58155Q103 436 3147 SH SOLE 1 0 0 3147 MEDTRONIC PLC SHS G5960L103 279 2460 SH SOLE 1 0 0 2460 MERCK & CO INC COM 58933Y105 2968 32417 SH SOLE 1 0 0 32417 MICROSOFT CORP COM 594918104 6690 42420 SH SOLE 1 0 0 42420 MONDELEZ INTL INC CL A 609207105 475 8585 SH SOLE 1 0 0 8585 MOTOROLA SOLUTIONS INC COM NEW 620076307 307 1896 SH SOLE 1 0 0 1896 NETFLIX INC COM 64110L106 6588 20359 SH SOLE 1 0 0 20359 NEW AGE BEVERAGES CORP COM 64157V108 34 18645 SH SOLE 1 0 0 18645 NEXTERA ENERGY INC COM 65339F101 2409 9947 SH SOLE 1 0 0 9947 NORFOLK SOUTHERN CORP COM 655844108 211 1087 SH SOLE 1 0 0 1087 NORTHROP GRUMMAN CORP COM 666807102 413 1200 SH SOLE 1 0 0 1200 NOVARTIS A G SPONSORED ADR 66987V109 1082 11422 SH SOLE 1 0 0 11422 ORACLE CORP COM 68389X105 935 17653 SH SOLE 1 0 0 17653 ORANGE SPONSORED ADR 684060106 177 12125 SH SOLE 1 0 0 12125 PAYPAL HLDGS INC COM 70450Y103 2163 19993 SH SOLE 1 0 0 19993 PEAPACK-GLADSTONE FINL CORP COM 704699107 229 7400 SH SOLE 1 0 0 7400 PENNEY J C CORP INC COM 708160106 11 10000 SH SOLE 1 0 0 10000 PEPSICO INC COM 713448108 3153 22908 SH SOLE 1 0 0 22908 PFIZER INC COM 717081103 5365 136927 SH SOLE 1 0 0 136927 PHILIP MORRIS INTL INC COM 718172109 1759 20387 SH SOLE 1 0 0 20387 PHILLIPS 66 COM 718546104 1273 11422 SH SOLE 1 0 0 11422 PPG INDS INC COM 693506107 335 2509 SH SOLE 1 0 0 2509 PROCTER & GAMBLE CO COM 742718109 14989 120005 SH SOLE 1 0 0 120005 QUALCOMM INC COM 747525103 1003 11373 SH SOLE 1 0 0 11373 RAYTHEON CO COM NEW 755111507 284 1292 SH SOLE 1 0 0 1292 REAVES UTIL INCOME FD COM SH BEN INT 756158101 255 6870 SH SOLE 1 0 0 6870 RIO TINTO PLC SPONSORED ADR 767204100 283 4768 SH SOLE 1 0 0 4768 ROKU INC COM CL A 77543R102 548 4095 SH SOLE 1 0 0 4095 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 762 12922 SH SOLE 1 0 0 12922 SALESFORCE COM INC COM 79466L302 1098 6749 SH SOLE 1 0 0 6749 SANOFI SPONSORED ADR 80105N105 912 18175 SH SOLE 1 0 0 18175 SAP SE SPON ADR 803054204 364 2716 SH SOLE 1 0 0 2716 SCHLUMBERGER LTD COM 806857108 1885 46317 SH SOLE 1 0 0 46317 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 331 5708 SH SOLE 1 0 0 5708 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 951 9276 SH SOLE 1 0 0 9276 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1159 18401 SH SOLE 1 0 0 18401 SELECT SECTOR SPDR TR ENERGY 81369Y506 548 8865 SH SOLE 1 0 0 8865 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 601 19537 SH SOLE 1 0 0 19537 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 693 7561 SH SOLE 1 0 0 7561 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 750 11614 SH SOLE 1 0 0 11614 SHERWIN WILLIAMS CO COM 824348106 557 954 SH SOLE 1 0 0 954 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 255 891 SH SOLE 1 0 0 891 SPDR S&P 500 ETF TR TR UNIT 78462F103 4646 14435 SH SOLE 1 0 0 14435 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 298 793 SH SOLE 1 0 0 793 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1059 9844 SH SOLE 1 0 0 9844 SPDR SERIES TRUST SSGA GNDER ETF 78468R747 244 3165 SH SOLE 1 0 0 3165 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 461 7515 SH SOLE 1 0 0 7515 STARBUCKS CORP COM 855244109 216 2456 SH SOLE 1 0 0 2456 STRYKER CORP COM 863667101 574 2735 SH SOLE 1 0 0 2735 SYSCO CORP COM 871829107 456 5332 SH SOLE 1 0 0 5332 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 815 14028 SH SOLE 1 0 0 14028 TARGET CORP COM 87612E106 252 1966 SH SOLE 1 0 0 1966 TELEFLEX INC COM 879369106 1318 3500 SH SOLE 1 0 0 3500 TOTAL S A SPONSORED ADS 89151E109 1128 20395 SH SOLE 1 0 0 20395 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 881 6268 SH SOLE 1 0 0 6268 TRUIST FINL CORP COM 89832Q109 6514 115662 SH SOLE 1 0 0 115662 UDR INC COM 902653104 1409 30169 SH SOLE 1 0 0 30169 UNION PACIFIC CORP COM 907818108 1216 6728 SH SOLE 1 0 0 6728 UNITED PARCEL SERVICE INC CL B 911312106 263 2243 SH SOLE 1 0 0 2243 UNITED TECHNOLOGIES CORP COM 913017109 1518 10139 SH SOLE 1 0 0 10139 UNITEDHEALTH GROUP INC COM 91324P102 1192 4053 SH SOLE 1 0 0 4053 US BANCORP DEL COM NEW 902973304 875 14656 SH SOLE 1 0 0 14656 V F CORP COM 918204108 521 5228 SH SOLE 1 0 0 5228 VANGUARD GROUP DIV APP ETF 921908844 364 2918 SH SOLE 1 0 0 2918 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 416 4487 SH SOLE 1 0 0 4487 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 301 2390 SH SOLE 1 0 0 2390 VANGUARD INDEX FDS SMALL CP ETF 922908751 244 1472 SH SOLE 1 0 0 1472 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2082 12726 SH SOLE 1 0 0 12726 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 620 7657 SH SOLE 1 0 0 7657 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 520 9667 SH SOLE 1 0 0 9667 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 580 13051 SH SOLE 1 0 0 13051 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 225 1396 SH SOLE 1 0 0 1396 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1309 17164 SH SOLE 1 0 0 17164 VANGUARD WORLD FDS INF TECH ETF 92204A702 1369 5592 SH SOLE 1 0 0 5592 VERIZON COMMUNICATIONS INC COM 92343V104 1940 31603 SH SOLE 1 0 0 31603 VISA INC COM CL A 92826C839 3201 17034 SH SOLE 1 0 0 17034 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 312 16158 SH SOLE 1 0 0 16158 WALGREENS BOOTS ALLIANCE INC COM 931427108 5516 93559 SH SOLE 1 0 0 93559 WALMART INC COM 931142103 2296 19235 SH SOLE 1 0 0 19235 WATSCO INC COM 942622200 219 1218 SH SOLE 1 0 0 1218 WELLS FARGO CO NEW COM 949746101 360 6688 SH SOLE 1 0 0 6688 WEYERHAEUSER CO COM 962166104 380 12583 SH SOLE 1 0 0 12583