0001145549-22-075917.txt : 20221212
0001145549-22-075917.hdr.sgml : 20221212
20221212153447
ACCESSION NUMBER: 0001145549-22-075917
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221212
DATE AS OF CHANGE: 20221212
EFFECTIVENESS DATE: 20221212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
CENTRAL INDEX KEY: 0001576340
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22843
FILM NUMBER: 221457051
BUSINESS ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY STREET, 15TH
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-549-8400
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY STREET, 15TH
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER COAST MLP & INFRASTRUCTURE FUND
DATE OF NAME CHANGE: 20130508
N-CEN
1
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Center Coast Brookfield MLP & Energy Infrastructure Fund
811-22843
0001576340
549300M8EZMVV1SP6N14
Brookfield Place
250 Vesey Street, 15th Floor
New York
10281-1023
US-NY
US
18557778001
U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee
53202
18336121912
All applicable accounts books and documents required to be maintained by the Fund by Section 31(a) of the 1940 Act and the Rules promulgated thereunder are in the possession and custody of the Fund c/o U.S. Bancorp Fund Services, LLC
Brookfield Public Securities Group LLC
Brookfield Place
250 Vesey Street, 15th Floor
New York
10281-1023
18557778001
All applicable accounts books and documents required to be maintained by the Fund by Section 31(a) of the 1940 Act and the Rules promulgated thereunder are in the possession and custody of the Fund c/o Brookfield Public Securities Group LLC
U.S. Bank National Association
1555 North RiverCenter Drive
Suite 302
Milwaukee
53212
18336121912
All applicable accounts books and documents required to be maintained by the Fund by Section 31(a) of the 1940 Act and the Rules promulgated thereunder are in the possession and custody of the Fund c/o U.S. Bank National Association
American Stock Transfer & Trust Company, LLC
6201 15th Avenue
Brooklyn
11219
18009375449
All applicable accounts books and documents required to be maintained by the Fund by Section 31(a) of the 1940 Act and the Rules promulgated thereunder are in the possession and custody of the Fund c/o American Stock Transfer & Trust Company
Foreside Fund Services, LLC
Three Canal Plaza, Suite 100
Portland
04101
2075537110
All applicable accounts books and documents required to be maintained by the Fund by Section 31(a) of the 1940 Act and the Rules promulgated thereunder are in the possession and custody of the Fund c/o Foreside Fund Services, LLC
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Heather S. Goldman
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William H. Wright II
N/A
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David W. Levi
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Stuart A. McFarland
N/A
N
Edward A. Kuczmarski
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Adam R. Sachs
005226233
Brookfield Place
250 Vesey Street, 15th Floor
New York
10281-1023
XXXXXX
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Deloitte & Touche LLP
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Center Coast Brookfield MLP & Energy Infrastructure Fund
549300M8EZMVV1SP6N14
N
N/A
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N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
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Brookfield Public Securities Group LLC
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American Stock Transfer and Trust Company
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Intercontinental Exchange Inc.
5493000F4ZO33MV32P92
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Refinitiv US LLC
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Bloomberg L.P.
549300B56MD0ZC402L06
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IHS Markit Ltd.
549300HLPTRASHS0E726
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Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
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PricingDirect, Inc.
549300WIC0TOJ7N7GD54
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U.S. Bank National Association
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Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
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U.S. Bancorp Fund Services, LLC
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RAYMOND JAMES & ASSOCIATES, INC.
8-10999
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WELLS FARGO SECURITIES, LLC
8-65876
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GOLDMAN SACHS & CO. LLC
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CITIGROUP GLOBAL MARKETS INC.
8-8177
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BOFAML SECURITIES, INC.
8-69787
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549300HN4UKV1E2R3U73
4833.380000000000
SANFORD C. BERNSTEIN & CO., LLC
8-52942
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549300I7JYZHT7D5CO04
4398.120000000000
UBS SECURITIES LLC
8-22651
000007654
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3561.780000000000
SCOTIA CAPITAL (USA) INC.
8-3716
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549300BLWPABP1VNME36
3482.500000000000
INSTINET, LLC
8-23669
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549300MGMN3RKMU8FT57
3285.940000000000
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
3258.380000000000
79685.080000000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
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MBNUM2BPBDO7JBLYG310
1365016.700000000000
J.P. MORGAN SECURITIES LLC
8-35008
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95710539.000000000000
Common stock
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INTERNAL CONTROL RPT
2
ncenlettercen.htm
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the shareholders and Board of Directors of Center Coast Brookfield MLP & Energy Infrastructure Fund
In planning and performing our audit of the financial statements of Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”) as of and for the year ended September 30, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of September 30, 2022. This report is intended solely for the information and use of management and the Board of Directors of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ Deloitte & Touche LLP
Deloitte & Touche LLP
Chicago, Illinois
November 28, 2022