0001576280-23-000157.txt : 20230919 0001576280-23-000157.hdr.sgml : 20230919 20230919190451 ACCESSION NUMBER: 0001576280-23-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bell Michael Brian CENTRAL INDEX KEY: 0001702824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 231265035 MAIL ADDRESS: STREET 1: C/O CAREDX, INC. STREET 2: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wk-form4_1695164681.xml FORM 4 X0508 4 2023-09-15 0 0001576280 Guardant Health, Inc. GH 0001702824 Bell Michael Brian 3100 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 Chief Financial Officer 0 COMMON STOCK 2023-09-15 4 M 0 1233 0 A 9318 D COMMON STOCK 2023-09-15 4 F 0 427 29.53 D 8891 D RESTRICTED STOCK UNITS 0 2023-09-15 4 M 0 1233 0 D COMMON STOCK 1233 12330 D These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. This represents a restricted stock unit award granted on May 9, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on March 15, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter. Not applicable for Restricted Stock Units. /s/ John G. Saia, as attorney-in-fact for Michael Brian Bell 2023-09-19