0001576280-23-000028.txt : 20230303 0001576280-23-000028.hdr.sgml : 20230303 20230303165933 ACCESSION NUMBER: 0001576280-23-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalia Kumud CENTRAL INDEX KEY: 0001927831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 23705354 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wf-form4_167788074603027.xml FORM 4 X0306 4 2023-03-01 0 0001576280 Guardant Health, Inc. GH 0001927831 Kalia Kumud 3100 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 Chief Information Officer COMMON STOCK 2023-03-01 4 M 0 711 0 A 8007 D COMMON STOCK 2023-03-01 4 F 0 246 29.36 D 7761 D COMMON STOCK 2023-03-03 4 S 0 6500 31.9179 D 1261 D RESTRICTED STOCK UNITS 0.0 2023-03-01 4 M 0 711 0 D COMMON STOCK 711.0 7102 D These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. Represents the weighted average price of shares sold at prices that ranged from $31.87 to $31.99. The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter. Not applicable for Restricted Stock Units. Table I, includes 242 shares acquired under Guardant Health's Employee Stock Purchase Plan on 5/14/2022. /s/ John Saia, as attorney-in-fact for Kalia Kumud 2023-03-03