0001104659-23-126091.txt : 20231214
0001104659-23-126091.hdr.sgml : 20231214
20231214183425
ACCESSION NUMBER: 0001104659-23-126091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231212
FILED AS OF DATE: 20231214
DATE AS OF CHANGE: 20231214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: van Gaalen Johannes Cornelis Maria
CENTRAL INDEX KEY: 0001575608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39982
FILM NUMBER: 231488366
MAIL ADDRESS:
STREET 1: 10205 WESTHEIMER, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77042
FORMER NAME:
FORMER CONFORMED NAME: van Gaalen Jan Kees
DATE OF NAME CHANGE: 20130429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Vault Holdings, Inc.
CENTRAL INDEX KEY: 0001828536
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 853230987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4360 PARK TERRACE DRIVE
STREET 2: SUITE 100
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805-852-0000
MAIL ADDRESS:
STREET 1: 4360 PARK TERRACE DRIVE
STREET 2: SUITE 100
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp II
DATE OF NAME CHANGE: 20201015
4
1
tm2332965-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-12
0
0001828536
Energy Vault Holdings, Inc.
NRGV
0001575608
van Gaalen Johannes Cornelis Maria
4360 PARK TERRACE DRIVE, SUITE 100
WESTLAKE VILLAGE
CA
91361
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-12-12
4
M
0
62500
0
A
600000
D
Common Stock
2023-12-12
4
S
0
17991
1.946
D
582009
D
Restricted Stock Unit
2023-12-12
4
M
0
62500
0
D
Common Stock
62500
0
D
The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.
Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units.
The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.
/s/ Timothy Maloche, Attorney-in-Fact
2023-12-14