0001104659-23-126091.txt : 20231214 0001104659-23-126091.hdr.sgml : 20231214 20231214183425 ACCESSION NUMBER: 0001104659-23-126091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Gaalen Johannes Cornelis Maria CENTRAL INDEX KEY: 0001575608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 231488366 MAIL ADDRESS: STREET 1: 10205 WESTHEIMER, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77042 FORMER NAME: FORMER CONFORMED NAME: van Gaalen Jan Kees DATE OF NAME CHANGE: 20130429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 tm2332965-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-12 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001575608 van Gaalen Johannes Cornelis Maria 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-12-12 4 M 0 62500 0 A 600000 D Common Stock 2023-12-12 4 S 0 17991 1.946 D 582009 D Restricted Stock Unit 2023-12-12 4 M 0 62500 0 D Common Stock 62500 0 D The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II. Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units. The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. /s/ Timothy Maloche, Attorney-in-Fact 2023-12-14