0001209191-23-052134.txt : 20231004 0001209191-23-052134.hdr.sgml : 20231004 20231004205042 ACCESSION NUMBER: 0001209191-23-052134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolan James J. CENTRAL INDEX KEY: 0001575602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38363 FILM NUMBER: 231309607 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hall of Fame Resort & Entertainment Co CENTRAL INDEX KEY: 0001708176 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 843235695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2626 FULTON DRIVE NW CITY: CANTON STATE: OH ZIP: 44718 BUSINESS PHONE: (412) 960-4687 MAIL ADDRESS: STREET 1: 2626 FULTON DRIVE NW CITY: CANTON STATE: OH ZIP: 44718 FORMER COMPANY: FORMER CONFORMED NAME: Gordon Pointe Acquisition Corp. DATE OF NAME CHANGE: 20180122 FORMER COMPANY: FORMER CONFORMED NAME: Gordon Pointe Acqusition Corp. DATE OF NAME CHANGE: 20170601 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-02 0 0001708176 Hall of Fame Resort & Entertainment Co HOFV 0001575602 Dolan James J. 780 FIFTH AVENUE SOUTH NAPLES FL 34102 1 0 0 0 0 Common Stock 2023-10-02 4 A 0 1116 5.82 A 16969 D Common Stock 909 I By spouse Common Stock 43291 I Royston Road Trust Warrants 253.11 2020-07-31 Common Stock 985408 D Warrants 30.81 2020-11-18 2025-11-18 Common Stock 60000 D Warrants 253.11 2020-07-31 Common Stock 461684 I Royston Road Trust Warrants 253.11 2020-07-31 Common Stock 248338 I XAMOC, LLC Warrants 253.11 2020-07-31 Common Stock 444029 I Optical Lending, LLC Convertible Notes due 2025 2020-07-01 2025-03-31 Common Stock 3292 500000.00 I By Gordon Pointe Management LLC Represents fully vested shares of common stock awarded under the Hall of Fame Resort & Entertainment Company Amended 2020 Omnibus Incentive Plan as partial payment (50%) of the reporting person's quarterly board retainer and meeting attendance fees. Includes 3,462 restricted stock units, which will vest in full on January 24, 2024. The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms. Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock. Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock. The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025. Tara Charnes, Attorney-in-Fact 2023-10-04