0000899243-19-007596.txt : 20190313 0000899243-19-007596.hdr.sgml : 20190313 20190313185808 ACCESSION NUMBER: 0000899243-19-007596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ball Jeffrey A CENTRAL INDEX KEY: 0001575560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37365 FILM NUMBER: 19679390 MAIL ADDRESS: STREET 1: 811 MAIN STREET, SUITE 4200 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tallgrass Energy, LP CENTRAL INDEX KEY: 0001633651 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 350 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-928-6060 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 350 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tallgrass Energy GP, LP DATE OF NAME CHANGE: 20150211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-11 1 0001633651 Tallgrass Energy, LP TGE 0001575560 Ball Jeffrey A 4200 W. 115TH STREET, SUITE 350 LEAWOOD KS 66211 1 0 0 0 Class A Shares 2019-03-11 4 J 0 25000 A 25000 I See footnote Class A Shares 2019-03-11 4 J 0 25000 D 0 I See footnote Class A Shares 100000 D On March 11, 2019, certain Class B shares of the Issuer ("Class B Shares") and Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") were exchanged by Tallgrass Holdings, LLC, a Delaware limited liability company ("Tallgrass Holdings"), upon the exercise of its right to exchange (the "Exchange Right") its Class B Shares and an equivalent number of Units for a like number of Class A shares of the Issuer ("Class A Shares") pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer, dated July 2, 2018, and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity, dated May 12, 2015. (Continued from Footnote 1) This exchange was made as part of the transactions contemplated by that certain Purchase Agreement (as amended, the "Purchase Agreement"), dated January 30, 2019, by and among Tallgrass Energy Holdings, LLC, a Delaware limited liability company, Tallgrass Holdings and the other Sellers named therein, Prairie Non-ECI Acquiror LP, a Delaware limited partnership ("Class A Acquiror"), and the other Purchasers named therein, and the Seller Representatives named therein, as amended. Immediately following the exchange described above, pursuant to the Purchase Agreement and among the other transactions consummated pursuant thereto, Tallgrass Holdings sold to Class A Acquiror all of the Class A Shares then owned by Tallgrass Holdings, including the Class A Shares referred to herein, at a price per Class A Share of $22.43. The sale by Tallgrass Holdings of Class A Shares described in footnotes 1 and 2 may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 25,000 Class A Shares, with the Reporting Person's purchases on November 1, 2018 of 25,000 Class A Shares in multiple transactions at prices ranging from $21.32 to $21.46, at a weighted average price of $21.41. The Reporting Person has agreed to pay to the Issuer $23,497.10, representing the full amount of the theoretical profit realized in connection with the short-swing transaction, less transaction costs. Prior to the transactions described in footnotes 1 and 2, the Reporting Person held an indirect pecuniary interest in the Class A Shares reported herein through his indirect pecuniary interest in Tallgrass Holdings. During such time, the Reporting Person did not hold sufficient voting and/or investment power to constitute a beneficial owner of the equity interests in the Issuer held by Tallgrass Holdings under Section 13(d) of the Securities and Exchange Act of 1934. The Reporting Person resigned from his position as a director of the general partner of the Issuer on March 11, 2019 in connection with the consummation of the transactions contemplated by the Purchase Agreement. /s/ Christopher R. Jones, Attorney-in-Fact 2019-03-13