0001575515-24-000006.txt : 20240228 0001575515-24-000006.hdr.sgml : 20240228 20240228181100 ACCESSION NUMBER: 0001575515-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Brandon F. CENTRAL INDEX KEY: 0001581625 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 24697732 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 wk-form4_1709161852.xml FORM 4 X0508 4 2024-02-26 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581625 Lombardi Brandon F. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Legal Officer 0 Common Stock, par value $0.001 per share 2024-02-26 4 M 0 12451 23.12 A 20779 D Common Stock, par value $0.001 per share 2024-02-26 4 M 0 10348 24.42 A 31127 D Common Stock, par value $0.001 per share 2024-02-26 4 S 0 22799 59.978 D 8328 D Common Stock, par value $0.001 per share 2024-02-28 4 M 0 3865 31.47 A 12193 D Common Stock, par value $0.001 per share 2024-02-28 4 S 0 3865 62.2101 D 8328 D Stock Option (right to buy) 23.12 2024-02-26 4 M 0 12451 0 D 2026-03-04 Common Stock, par value $0.001 per share 12451 0 D Stock Option (right to buy) 24.42 2024-02-26 4 M 0 10348 0 D 2028-03-16 Common Stock, par value $0.001 per share 10348 5174 D Stock Option (right to buy) 31.47 2024-02-28 4 M 0 3865 0 D 2029-03-15 Common Stock, par value $0.001 per share 3865 7728 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.87 to $60.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.21 to $62.2101 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 8,328 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,738 restricted stock units will vest on March 16, 2024, 2,702 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,888 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. All such options are presently exercisable. The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 16, 2024. The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable over two years, with one-half vesting on March 15, 2024 and one-half vesting on March 15, 2025, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi 2024-02-28