0001209191-23-019917.txt : 20230317 0001209191-23-019917.hdr.sgml : 20230317 20230317200011 ACCESSION NUMBER: 0001209191-23-019917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coffin Kim CENTRAL INDEX KEY: 0001968688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 23744594 MAIL ADDRESS: STREET 1: 5455 EAST HIGH STREET, SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-15 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001968688 Coffin Kim 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 0 1 0 0 SVP, Chief Forager Common Stock, par value $0.001 per share 2023-03-15 4 M 0 3218 16.47 A 20169 D Common Stock, par value $0.001 per share 2023-03-15 4 S 0 11506 33.4108 D 8663 D Common Stock, par value $0.001 per share 2023-03-16 4 S 0 307 33.1309 D 8356 D Common Stock, par value $0.001 per share 2023-03-17 4 S 0 191 32.96 D 8165 D Stock Option (right to buy) 16.47 2023-03-15 4 M 0 3218 0.00 D 2027-03-09 Common stock, par value $0.001 per share 3218 61788 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.40 to $33.425 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.13 to $33.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 1,975 shares of common stock and 6,190 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 703 restricted stock units will vest on March 16, 2024, 2,250 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,237 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable dates All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for Kim Coffin 2023-03-17