0001209191-23-019095.txt : 20230315 0001209191-23-019095.hdr.sgml : 20230315 20230315210045 ACCESSION NUMBER: 0001209191-23-019095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230314 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinclair Jack CENTRAL INDEX KEY: 0001719121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 23736888 MAIL ADDRESS: STREET 1: 800 WEST 1ST STREET STREET 2: APT. 2308 CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-14 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001719121 Sinclair Jack 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2023-03-14 4 A 0 87368 0.00 A 378296 D Stock Option (right to buy) 32.95 2023-03-14 4 A 0 89093 0.00 A 2030-03-14 Common stock, par value $0.001 per share 89093 89093 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with 64,256 vesting on March 14, 2024; 11,556 vesting on March 14, 2025; and 11,556 vesting on March 14, 2026, assuming continued employment through the applicable vest date. Includes, in addition to the 87,368 shares described in Note (1), 230,108 shares of common stock and 60,820 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 27,512 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 33,308 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest dates. These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi, Attorney-in-Fact for Jack L. Sinclair 2023-03-15