0001209191-21-043393.txt : 20210625 0001209191-21-043393.hdr.sgml : 20210625 20210625183022 ACCESSION NUMBER: 0001209191-21-043393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210625 DATE AS OF CHANGE: 20210625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinclair Jack CENTRAL INDEX KEY: 0001719121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 211049458 MAIL ADDRESS: STREET 1: 800 WEST 1ST STREET STREET 2: APT. 2308 CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-25 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001719121 Sinclair Jack 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2021-06-25 4 S 0 26553 26.17 D 218587 D This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.17 to $26.2066 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 75,239 shares of common stock and 143,348 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 59,324 restricted shares will vest on June 24, 2022; 33,783 restricted shares will vest evenly over two years on March 9, 2022 and March 9, 2023; 22,729 restricted shares will vest on March 16, 2022; and 27,512 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. /s/ Brandon F. Lombardi, Attorney-in-Fact for Jack L. Sinclair 2021-06-25