0001209191-21-021861.txt : 20210318 0001209191-21-021861.hdr.sgml : 20210318 20210318182419 ACCESSION NUMBER: 0001209191-21-021861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinclair Jack CENTRAL INDEX KEY: 0001719121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 21755796 MAIL ADDRESS: STREET 1: 800 WEST 1ST STREET STREET 2: APT. 2308 CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-16 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001719121 Sinclair Jack 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2021-03-16 4 A 0 50241 0.00 A 245140 D Stock Option (right to buy) 24.42 2028-03-16 Common stock, par value $0.001 per share 122830 122830 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with 22,729 vesting on March 16, 2022; 13,756 vesting on March 16, 2023; and 13,756 vesting on March 16, 2024, assuming continued employment through the applicable vest date. Includes, in addition to the 50,241 shares described in Note (1), 42,467 shares of common stock and 152,432 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 118,649 restricted shares will vest evenly over two years on June 24, 2021 and June 24, 2022; 33,783 restricted shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates. These options become exercisable over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi, Attorney-in-Fact for Jack L. Sinclair 2021-03-18