0001209191-20-016998.txt : 20200306
0001209191-20-016998.hdr.sgml : 20200306
20200306174538
ACCESSION NUMBER: 0001209191-20-016998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200304
FILED AS OF DATE: 20200306
DATE AS OF CHANGE: 20200306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lombardi Brandon F.
CENTRAL INDEX KEY: 0001581625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 20695987
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-04
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581625
Lombardi Brandon F.
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
0
1
0
0
Chief HR & Legal Officer
Common Stock, par value $0.001 per share
2020-03-04
4
S
0
5489
16.58
D
24953
D
Common Stock, par value $0.001 per share
2020-03-05
4
S
0
803
16.5312
D
24150
D
Common Stock, par value $0.001 per share
2020-03-06
4
S
0
652
16.9608
D
23498
D
This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6281 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.035 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 15,994 share of common stock and 7,504 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,335 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.
/s/ Brandon F. Lombardi
2020-03-06