0001209191-18-059831.txt : 20181121 0001209191-18-059831.hdr.sgml : 20181121 20181121191602 ACCESSION NUMBER: 0001209191-18-059831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181119 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maredia Amin N. CENTRAL INDEX KEY: 0001581624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 181199049 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-19 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581624 Maredia Amin N. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2018-11-19 4 S 0 100213 27.5208 D 257998 D Common Stock, par value $0.001 per share 2018-11-19 4 S 0 65000 27.5208 D 192998 D Stock Option (right to buy) 39.01 2021-03-04 Common stock, par value $0.001 per share 33771 33771 D Stock Option (right to buy) 34.33 2022-03-11 Common stock, par value $0.001 per share 33439 33439 D Stock Option (right to buy) 20.98 2022-08-11 Common stock, par value $0.001 per share 466561 466561 D Stock Option (right to buy) 24.48 2022-08-11 Common stock, par value $0.001 per share 386496 386496 D Stock Option (right to buy) 28.21 2023-03-04 Common stock, par value $0.001 per share 113504 113504 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares of common stock were held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares. Includes 97,153 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 42,598 of such restricted shares will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted shares will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates. All such options are presently exercisable. 75,670 options are presently exercisable; the remaining 37,834 options become exercisable on March 4, 2019. /s/ Brandon F. Lombardi, Attorney-in-Fact for Amin N. Maredia 2018-11-21