0001209191-18-059831.txt : 20181121
0001209191-18-059831.hdr.sgml : 20181121
20181121191602
ACCESSION NUMBER: 0001209191-18-059831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181119
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maredia Amin N.
CENTRAL INDEX KEY: 0001581624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 181199049
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-19
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581624
Maredia Amin N.
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2018-11-19
4
S
0
100213
27.5208
D
257998
D
Common Stock, par value $0.001 per share
2018-11-19
4
S
0
65000
27.5208
D
192998
D
Stock Option (right to buy)
39.01
2021-03-04
Common stock, par value $0.001 per share
33771
33771
D
Stock Option (right to buy)
34.33
2022-03-11
Common stock, par value $0.001 per share
33439
33439
D
Stock Option (right to buy)
20.98
2022-08-11
Common stock, par value $0.001 per share
466561
466561
D
Stock Option (right to buy)
24.48
2022-08-11
Common stock, par value $0.001 per share
386496
386496
D
Stock Option (right to buy)
28.21
2023-03-04
Common stock, par value $0.001 per share
113504
113504
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares of common stock were held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.
Includes 97,153 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 42,598 of such restricted shares will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted shares will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates.
All such options are presently exercisable.
75,670 options are presently exercisable; the remaining 37,834 options become exercisable on March 4, 2019.
/s/ Brandon F. Lombardi, Attorney-in-Fact for Amin N. Maredia
2018-11-21