0001209191-18-017835.txt : 20180307 0001209191-18-017835.hdr.sgml : 20180307 20180307182656 ACCESSION NUMBER: 0001209191-18-017835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruni Daniel CENTRAL INDEX KEY: 0001631514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 18674527 MAIL ADDRESS: STREET 1: 11811 N. TATUM BLVD. STREET 2: SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-05 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001631514 Bruni Daniel 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Information Officer Common Stock, par value $0.001 per share 2018-03-05 4 A 0 5283 0.00 A 53121 D Common Stock, par value $0.001 per share 2018-03-05 4 F 0 1825 25.64 D 51296 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date. Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. Includes, in addition to the 5,283 shares described in Note (1), 21,854 shares of common stock, 11,542 shares of restricted stock and 12,617 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020. The remaining 840 shares of restricted stock will vest on March 4, 2019. 1,645 performance share awards will vest on March 11, 2018. The remaining 10,972 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. /s/ Brandon F. Lombardi, Attorney-in-Fact for Daniel J. Bruni 2018-03-07