0001209191-18-005662.txt : 20180126 0001209191-18-005662.hdr.sgml : 20180126 20180126173856 ACCESSION NUMBER: 0001209191-18-005662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180124 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boney Shon A. CENTRAL INDEX KEY: 0001581606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 18552999 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-24 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581606 Boney Shon A. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 0 0 0 Common Stock, par value $0.001 per share 2018-01-24 4 M 0 5902 3.3255 A 7272 D Common Stock, par value $0.001 per share 2018-01-24 4 S 0 5902 28.0015 D 1370 D Common Stock, par value $0.001 per share 2018-01-25 4 M 0 50325 3.3255 A 51695 D Common Stock, par value $0.001 per share 2018-01-25 4 S 0 50325 28.0082 D 1370 D Common Stock, par value $0.001 per share 2018-01-26 4 M 0 235000 3.3255 A 236370 D Common Stock, par value $0.001 per share 2018-01-26 4 S 0 235000 28.0107 D 1370 D Stock Option (right to buy) 3.3255 2018-01-24 4 M 0 5902 0.00 D 2018-05-02 Common stock, par value $0.001 per share 5902 360767 D Stock Option (right to buy) 3.3255 2018-01-25 4 M 0 50325 0.00 D 2018-05-02 Common stock, par value $0.001 per share 50352 310442 D Stock Option (right to buy) 3.3255 2018-01-26 4 M 0 235000 0.00 D 2018-05-02 Common stock, par value $0.001 per share 235000 75442 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 914 shares of common stock and 456 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on November 10, 2018, assuming continued service through the vest date. All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for Shon Boney 2018-01-26