0001209191-15-026219.txt : 20150313 0001209191-15-026219.hdr.sgml : 20150313 20150313182653 ACCESSION NUMBER: 0001209191-15-026219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frumkin Theodore Edward II CENTRAL INDEX KEY: 0001581628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 15700680 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-11 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581628 Frumkin Theodore Edward II 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Development Officer Common Stock, par value $0.001 per share 2015-03-11 4 S 0 547 34.3499 D 2128 D Stock Option (right to buy) 34.33 2015-03-11 4 A 0 12271 0.00 A 2022-03-11 Common stock, par value $0.001 per share 12271 12271 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.20 to $34.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Consists of 500 shares of common stock and 1,628 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vested on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vesting date. These options become exercisable in twelve equal quarterly installments at the end of each calendar quarter beginning March 31, 2015 and continuing through December 31, 2017. /s/ Brandon F. Lombardi, Attorney-in-Fact for Theodore E. Frumkin 2015-03-13