0001209191-19-059342.txt : 20191205 0001209191-19-059342.hdr.sgml : 20191205 20191205170942 ACCESSION NUMBER: 0001209191-19-059342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frumkin Theodore Edward II CENTRAL INDEX KEY: 0001581628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 191270980 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-03 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581628 Frumkin Theodore Edward II 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Development Officer Common Stock, par value $0.001 per share 2019-12-03 4 M 0 50000 6.9155 A 86844 D Common Stock, par value $0.001 per share 2019-12-03 4 S 0 50000 20.127 D 36844 D Stock Option (right to buy) 6.9155 2019-12-03 4 M 0 50000 0.00 D 2019-12-21 Common stock, par value $0.001 per share 50000 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.915 to $20.285 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 17,875 shares of common stock, 14,018 restricted shares, and 4,951 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 4,951 restricted shares will vest on March 3, 2020; 3,318 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021; and 5,749 will vest evenly over three years on March 4, 2020, March 4, 2021 and March 4, 2022. The 4,951 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for Theodore E. Frumkin 2019-12-05