0001181431-13-043550.txt : 20130808 0001181431-13-043550.hdr.sgml : 20130808 20130808105449 ACCESSION NUMBER: 0001181431-13-043550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130808 DATE AS OF CHANGE: 20130808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen James Leroy CENTRAL INDEX KEY: 0001581623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 131020467 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 rrd387745.xml NIELSEN FORM 4 X0306 4 2013-07-31 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581623 Nielsen James Leroy 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Operating Officer Stock Option (right to buy) 18 2013-07-31 4 A 0 110000 0 A 2020-07-31 Common stock, par value $0.001 per share 110000 110000 D The securities were granted on July 31, 2013, but their issuance was conditioned upon the consummation of the issuer's initial public offering, which occurred on August 6, 2013. 55,000 options become exercisable in equal quarterly installments at the end of each calendar quarter beginning September 30, 2013 and continuing through June 30, 2016 and 55,000 options become exercisable at the end of fiscal 2013, fiscal 2014, fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met. /s/ Brandon F. Lombardi, Attorney-in-fact for James Leroy Nielsen 2013-08-08