0001575239-15-000001.txt : 20150219 0001575239-15-000001.hdr.sgml : 20150219 20150217173802 ACCESSION NUMBER: 0001575239-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perigon Wealth Management, LLC CENTRAL INDEX KEY: 0001575239 IRS NUMBER: 200879944 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16082 FILM NUMBER: 15624679 BUSINESS ADDRESS: STREET 1: 201 MISSION ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4154304140 MAIL ADDRESS: STREET 1: 201 MISSION ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001575239 XXXXXXXX 12-31-2014 12-31-2014 Perigon Wealth Management, LLC
201 MISSION ST. SUITE 1825 SAN FRANCISCO CA 94105
13F HOLDINGS REPORT 028-16082 N
Christopher Hale COO 4154304140 Christopher Hale San Francisco CA 02-17-2015 0 205 332855 false
INFORMATION TABLE 2 123114.xml Apple COM 037833100 12938 117215 SH SOLE 63355 0 53860 Abbv COM 00287Y109 1265 19327 SH SOLE 8027 0 11300 Abbott Laboratories COM 002824100 526 11688 SH SOLE 688 0 11000 Ace Limited New F COM H0023R105 252 2193 SH SOLE 2193 0 0 Actavis PLC Eur1 COM G0083B108 5228 20310 SH SOLE 16190 0 4120 Adobe Systems Inc COM 00724F101 3162 43500 SH SOLE 0 0 43500 Analog Devices COM 032654105 2376 42800 SH SOLE 0 0 42800 iShares Barclays Agg.BF. COM 464287226 1247 11326 SH SOLE 10386 0 940 Allergan Inc COM 018490102 208 977 SH SOLE 977 0 0 Akamai Technologies COM 00971T101 349 5550 SH SOLE 2232 0 3318 Align Technology Inc COM 016255101 261 4677 SH SOLE 4617 0 60 Altera Corp COM 021441100 18839 510000 SH SOLE 0 0 510000 Ametek Inc New COM 031100100 711 13500 SH SOLE 0 0 13500 Amgen Incorporated COM 031162100 4095 25708 SH SOLE 478 0 25230 American Tower Corp COM 03027X100 288 2917 SH SOLE 2917 0 0 Amazon Com Inc COM 023135106 1148 3699 SH SOLE 1725 0 1974 Anadarko Petroleum COM 032511107 745 9025 SH SOLE 8625 0 400 Air Prod & Chemicals Inc COM 009158106 303 2100 SH SOLE 0 0 2100 Avago Technologies COM Y0486S104 352 3497 SH SOLE 1240 0 2257 American Express COM 025816109 3453 37111 SH SOLE 29836 0 7275 BlackRock COM 09247X101 2178 6091 SH SOLE 5601 0 490 Bristol Myers Squibb COM 110122108 828 14030 SH SOLE 9835 0 4195 Bank Of Hawaii COM 062540109 225 3800 SH SOLE 3800 0 0 PIMCO Total Return ETF COM 72201R775 251 2342 SH SOLE 2342 0 0 Buckeye Partners Uts L P COM 118230101 303 4000 SH SOLE 4000 0 0 BP Prudhoe Bay RTY COM 055630107 2661 39337 SH SOLE 0 0 39337 Berkshire Hathaway COM 084670108 226 1 SH SOLE 1 0 0 Berkshire Hathaway 'B' COM 084670702 3023 20135 SH SOLE 18705 0 1430 Citigroup Inc New COM 172967424 218 4030 SH SOLE 4030 0 0 Caterpillar COM 149123101 1633 17840 SH SOLE 17570 0 270 Chubb Corporation COM 171232101 405 3913 SH SOLE 3813 0 100 Celgene COM 151020104 6210 55515 SH SOLE 44259 0 11256 Colgate-Palmolive Co COM 194162103 493 7120 SH SOLE 4180 0 2940 Calumet Specialty Prod COM 131476103 792 35340 SH SOLE 0 0 35340 Comcast 'a' COM 20030N101 2915 50257 SH SOLE 46302 0 3955 Cme Group COM 12572Q105 770 8686 SH SOLE 6186 0 2500 iShares Intermediate California Municipal Bond ETF COM 464288356 376 3192 SH SOLE 2245 0 947 Cabot Oil & Gas CP COM 127097103 2585 87288 SH SOLE 0 0 87288 Conocophillips COM 20825C104 414 6002 SH SOLE 4067 0 1935 Costco Wholesale COM 22160K105 1406 9921 SH SOLE 9921 0 0 Calpine Corp New COM 131347304 290 13107 SH SOLE 12970 0 137 California Res Corp COM 13057Q107 224 40618 SH SOLE 40598 0 20 Cree COM 225447101 517 16052 SH SOLE 10743 0 5309 Salesforce Com COM 79466L302 2082 35105 SH SOLE 32725 0 2380 Cisco Systems COM 17275R102 693 24905 SH SOLE 23359 0 1546 Clearbridge Engy M COM 18469Q108 2744 128278 SH SOLE 0 0 128278 CVS Caremark COM 126650100 3477 36097 SH SOLE 35392 0 705 Chevron COM 166764100 2055 18318 SH SOLE 13706 0 4612 Dominion Res. COM 25746U109 373 4846 SH SOLE 4716 0 130 Du Pont E I De Nemour&co COM 263534109 788 10655 SH SOLE 10655 0 0 Discover Financial SVS. COM 254709108 3180 48558 SH SOLE 40038 0 8520 Walt Disney COM 254687106 5279 56047 SH SOLE 44877 0 11170 Digital Realty TST. COM 253868103 634 9560 SH SOLE 7845 0 1715 Dun & Bradstreet Del. COM 26483E100 3508 29000 SH SOLE 29000 0 0 DR Pepper Snapple Group COM 26138E109 3142 43830 SH SOLE 40035 0 3795 Duke Energy Corp New COM 26441C204 324 3878 SH SOLE 3712 0 166 Ecolab COM 278865100 307 2938 SH SOLE 2938 0 0 Consolidated Edison Inc COM 209115104 290 4400 SH SOLE 2000 0 2400 iShares MSCI Emrg.MKTS. Idx.FD. COM 464287234 870 22137 SH SOLE 3320 0 18818 IShares MSCI EAFE COM 464287465 1573 25851 SH SOLE 5598 0 20253 EMC COM 268648102 542 18238 SH SOLE 17008 0 1230 Emerson Electric COM 291011104 2040 33048 SH SOLE 31710 0 1338 Enterprise PRDS.PTNS.LP. COM 293792107 956 26460 SH SOLE 26460 0 0 Energy Transfer Partners COM 29273R109 229 3520 SH SOLE 2000 0 1520 iShares S&P Global Industrials COM 464288729 263 3733 SH SOLE 2778 0 955 iShares MSCI Emu COM 464286608 220 6050 SH SOLE 0 0 6050 Ford Motor COM 345370860 3227 208166 SH SOLE 168051 0 40115 Aberdeen Asia COM 003009107 1015 182808 SH SOLE 0 0 182808 Facebook Inc Class A COM 30303M102 1328 17022 SH SOLE 988 0 16034 Fedex Corporation COM 31428X106 2434 14014 SH SOLE 713 0 13301 Ferrellgas Partners COM 315293100 358 16298 SH SOLE 0 0 16298 First Solar Inc COM 336433107 463 10373 SH SOLE 6483 0 3890 Fortinet Inc COM 34959E109 791 25800 SH SOLE 25800 0 0 General Electric COM 369604103 870 34408 SH SOLE 24109 0 10299 Gamco Global Gold COM 36465A109 582 83211 SH SOLE 0 0 83211 Gilead Sciences COM 375558103 5665 60096 SH SOLE 58946 0 1150 SPDR Gold Shares COM 78463V107 736 6484 SH SOLE 4839 0 1645 Google Inc CL C COM 38259P706 5078 9647 SH SOLE 7597 0 2050 Google 'a' COM 38259P508 317 598 SH SOLE 428 0 170 Genuine Parts COM 372460105 279 2620 SH SOLE 2620 0 0 Globalscape Inc COM 37940G109 399 179952 SH SOLE 0 0 179952 GlaxoSmithKline PLC Adrf COM 37733W105 432 10112 SH SOLE 10112 0 0 Gastar Exploration COM 36729P207 1142 57619 SH SOLE 0 0 57619 Granite Constr Inc COM 387328107 3530 92840 SH SOLE 0 0 92840 Health Care REIT Inc COM 42217K106 618 8161 SH SOLE 0 0 8161 H C P Inc COM 40414L109 297 6741 SH SOLE 1894 0 4847 Home Depot COM 437076102 6261 59641 SH SOLE 48601 0 11040 Honeywell International COM 438516106 928 9290 SH SOLE 4615 0 4675 IBM COM 459200101 2240 13964 SH SOLE 10741 0 3223 Intl Flavors& Fragrances COM 459506101 222 2193 SH SOLE 2193 0 0 iShares North COM 464287549 534 5240 SH SOLE 0 0 5240 iShares TST.S&P Midcap 400 COM 464287507 391 2701 SH SOLE 2701 0 0 iShares S&P Midcap Growth COM 464287606 605 3789 SH SOLE 3047 0 742 iShares TST.S&P SML.Cap. 600 COM 464287804 1967 17246 SH SOLE 16843 0 403 iShares S&P Smcap Growth COM 464287887 259 2120 SH SOLE 1806 0 314 Intel COM 458140100 1196 32970 SH SOLE 15011 0 17959 Isis Pharmaceuticals Inc COM 464330109 1028 16650 SH SOLE 0 0 16650 Intuitive Surgical New COM 46120E602 739 1397 SH SOLE 935 0 462 Gartner 'a' COM 366651107 211 2500 SH SOLE 2500 0 0 iShares S&P 500 COM 464287200 29719 143662 SH SOLE 821 0 142841 iShares TST.Russell 2000 Idx.FD. COM 464287655 880 7356 SH SOLE 1330 0 6026 iShares Russell COM 464287648 341 2396 SH SOLE 0 0 2396 iShares Russell COM 464287473 308 4181 SH SOLE 0 0 4181 iShares S&P Global Financial Services COM 464287333 282 4999 SH SOLE 3766 0 1233 iShares S&P Global Healthcare COM 464287325 502 5039 SH SOLE 2571 0 2468 iShares S&P Global Technology COM 464287291 515 5428 SH SOLE 4274 0 1154 Johnson & Johnson COM 478160104 1965 18792 SH SOLE 16744 0 2048 SPDR Barclays Capital High Yield Bnd ETF COM 78464A417 543 14076 SH SOLE 1285 0 12791 Kinder Morgan COM 49456B101 365 8627 SH SOLE 657 0 7970 Coca Cola Company COM 191216100 738 17468 SH SOLE 14843 0 2625 iShars S&P Global Consumer Defensive COM 464288737 279 3110 SH SOLE 2321 0 789 Linear Tech. COM 535678106 2529 55458 SH SOLE 47680 0 7778 Lilly Eli & Company COM 532457108 8798 127526 SH SOLE 1000 0 126526 Lockheed Martin Corp COM 539830109 1344 6980 SH SOLE 6545 0 435 Lowes Companies Inc COM 548661107 291 4229 SH SOLE 3979 0 250 iShares TST.iBoxx Invest Top Inv.Gde.CPRT.BD.FD. COM 464287242 1839 15398 SH SOLE 4680 0 10718 Lyondellbasell Inds.CL.A COM N53745100 4089 51500 SH SOLE 41180 0 10320 McDonalds COM 580135101 2464 26301 SH SOLE 20646 0 5655 Mckesson Corporation COM 58155Q103 246 1185 SH SOLE 1185 0 0 Moody's COM 615369105 1916 20000 SH SOLE 20000 0 0 Medtronic COM 585055106 365 5054 SH SOLE 1000 0 4054 Mercadolibre Inc COM 58733R102 202 1583 SH SOLE 583 0 1000 Mead Johnson Nutrition COM 582839106 395 3929 SH SOLE 3929 0 0 3M COM 88579Y101 2509 15272 SH SOLE 12937 0 2335 Mobileiron Inc COM 60739U204 632 63501 SH SOLE 63501 0 0 Merck & Co Inc New COM 58933Y105 1067 18793 SH SOLE 44 0 18749 Microsoft COM 594918104 1625 34988 SH SOLE 7334 0 27654 iShares TR S&P Natl Munbd FD COM 464288414 470 4261 SH SOLE 3741 0 520 Nextera Energy COM 65339F101 334 3145 SH SOLE 2795 0 350 Netflix Inc COM 64110L106 1082 3166 SH SOLE 1157 0 2009 Nike Inc Class B COM 654106103 761 7913 SH SOLE 7278 0 635 NRG Energy Inc New COM 629377508 345 12788 SH SOLE 8579 0 4209 Norfolk Southern COM 655844108 2243 20462 SH SOLE 19202 0 1260 New York CMNTY Bancorp COM 649445103 2878 179867 SH SOLE 4500 0 175367 Oracle COM 68389X105 415 9223 SH SOLE 6311 0 2912 Occidental PTL. COM 674599105 18257 226485 SH SOLE 156130 0 70355 Pandora Media Inc COM 698354107 844 47312 SH SOLE 40253 0 7059 Plum Creek Timber Co COM 729251108 462 10792 SH SOLE 0 0 10792 Pepsico COM 713448108 991 10476 SH SOLE 732 0 9744 Pfizer Incorporated COM 717081103 2540 81546 SH SOLE 9491 0 72055 Procter & Gamble COM 742718109 455 4992 SH SOLE 4416 0 576 PIMCO High Income FD COM 722014107 997 88621 SH SOLE 0 0 88621 Philip Morris Intl. COM 718172109 2512 30836 SH SOLE 23916 0 6920 Potash Corp Sask Inc F COM 73755L107 854 24180 SH SOLE 0 0 24180 Pricesmart Inc COM 741511109 455 4990 SH SOLE 3480 0 1510 Praxair COM 74005P104 1606 12395 SH SOLE 12395 0 0 Qualcomm Inc COM 747525103 311 4178 SH SOLE 2906 0 1272 QT Vascular LTD NPV COM Y71660107 1012 4395376 SH SOLE 0 0 4395376 iShares Mortgage COM 464288539 1881 160600 SH SOLE 0 0 160600 Roche HLDG LTD Spon Adrf COM 771195104 2053 60470 SH SOLE 470 0 60000 Ross Stores Inc COM 778296103 1172 12429 SH SOLE 12429 0 0 Range Resources Corp COM 75281A109 1337 25012 SH SOLE 0 0 25012 Donnelley R R & Sons Co COM 257867101 387 23000 SH SOLE 23000 0 0 SPDR Dow Jones REIT COM 78464A607 202 2220 SH SOLE 2050 0 170 Redwood Trust Inc COM 758075402 641 32545 SH SOLE 0 0 32545 iShares S&P Global Consumer Cyclical COM 464288745 287 3371 SH SOLE 2505 0 866 Starbucks Corp COM 855244109 516 6284 SH SOLE 3532 0 2752 Southern Copper Corp COM 84265V105 1587 56272 SH SOLE 0 0 56272 Schwab US Small-Cap Equity ETF COM 808524607 240 4362 SH SOLE 4362 0 0 Schwab International Developed Equity ETF COM 808524805 479 16565 SH SOLE 16145 0 420 Schwab US REIT ETF COM 808524847 508 13055 SH SOLE 11125 0 1930 Schwab US Mid-Cap Equity ETF COM 808524508 414 10172 SH SOLE 9947 0 225 Schwab Shrt. Term US Treasury Bond ETF COM 808524862 289 5721 SH SOLE 5649 0 72 SCH US TIPS ETF COM 808524870 591 10902 SH SOLE 10688 0 214 SCH Intm US TRSR ETF COM 808524854 1029 19195 SH SOLE 18974 0 221 Schwab US Large-Cap Equity ETF COM 808524201 1337 27267 SH SOLE 26277 0 990 Schwab US Aggregate Bond ETF COM 808524839 989 18895 SH SOLE 18615 0 280 Solarcity Corp Com COM 83416T100 1032 19306 SH SOLE 16102 0 3204 Seadrill LTD F COM G7945E105 2082 174358 SH SOLE 0 0 174358 Seattle Genetics Inc COM 812578102 964 30000 SH SOLE 0 0 30000 iShares TR Barclays Bond COM 464287457 235 2782 SH SOLE 2632 0 150 J M Smucker Co New COM 832696405 202 2001 SH SOLE 2001 0 0 S P D R S&P 500 ETF TR COM 78462F103 5050 24567 SH SOLE 6300 0 18267 Sempra En. COM 816851109 911 8180 SH SOLE 5610 0 2570 Student COM 86388A108 2067 331856 SH SOLE 0 0 331856 AT&T COM 00206R102 894 26624 SH SOLE 6685 0 19938 T C Pipelines LP COM 87233Q108 334 4694 SH SOLE 1000 0 3694 Telefonica Spon ADR F COM 879382208 711 50050 SH SOLE 0 0 50050 Target COM 87612E106 612 8065 SH SOLE 1115 0 6950 iShares Barclays TIPS BD.FD. COM 464287176 851 7596 SH SOLE 4765 0 2831 T J X Cos Inc COM 872540109 538 7839 SH SOLE 7359 0 480 iShares 20+ Year COM 464287432 1225 9731 SH SOLE 0 0 9731 Thermo Fisher Scientific COM 883556102 3228 25762 SH SOLE 16701 0 9061 Travelers Cos. COM 89417E109 3649 34469 SH SOLE 32439 0 2030 Tesla Motors Inc COM 88160R101 723 3253 SH SOLE 365 0 2888 Toro Company COM 891092108 224 3510 SH SOLE 3510 0 0 Twitter Inc COM 90184L102 885 24673 SH SOLE 4693 0 19980 Under Armour Inc CL A COM 904311107 381 5607 SH SOLE 2727 0 2880 Ultra Petroleum Corp COM 903914109 2106 160000 SH SOLE 0 0 160000 US Bancorp COM 902973304 715 15911 SH SOLE 2800 0 13111 United Technologies COM 913017109 2937 25540 SH SOLE 8960 0 16580 Visa 'a' COM 92826C839 544 2073 SH SOLE 2073 0 0 Vanguard SML.Cap ETF COM 922908751 286 2455 SH SOLE 2455 0 0 Vanguard FTSE Developed Market S ETF COM 921943858 227 5982 SH SOLE 682 0 5300 Vanguard REIT ETF COM 922908553 325 4016 SH SOLE 1141 0 2875 Vodafone Group Spon COM 92857W308 209 6109 SH SOLE 1863 0 4246 Vanguard Emerging Markets ETF COM 922042858 366 9151 SH SOLE 6217 0 2934 Verizon Communications COM 92343V104 2149 45931 SH SOLE 25379 0 20552 Walgreens Boots Allianc COM 931427108 559 7330 SH SOLE 7330 0 0 Wells Fargo & Co COM 949746101 892 16279 SH SOLE 3737 0 12542 SPDR Series Trust ETF COM 78464A490 279 4900 SH SOLE 4900 0 0 Williams Companies COM 969457100 292 6496 SH SOLE 855 0 5641 Wal Mart Stores COM 931142103 431 5014 SH SOLE 4666 0 348 iShares S&P Developed COM 464288422 458 12633 SH SOLE 10454 0 2179 Exxon Mobil COM 30231G102 2374 25675 SH SOLE 24920 0 755