0000904454-21-000359.txt : 20210319 0000904454-21-000359.hdr.sgml : 20210319 20210319144114 ACCESSION NUMBER: 0000904454-21-000359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NANJI FARHAD CENTRAL INDEX KEY: 0001575023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21757743 MAIL ADDRESS: STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-17 0001745916 PennyMac Financial Services, Inc. PFSI 0001575023 NANJI FARHAD C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 0 0 0 Common Stock 170099 D Common Stock 2021-03-17 4 P 0 1136 64.75 A 339912 I See footnote MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any. The reported amount consists of 6,360 restricted stock units and 163,739 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Remarks: The previous Form 4s filed on 03/09/2021 (as amended by the Form 4 Amendment filed on 03/10/2021) and 03/16/2021 aggregated the beneficial ownership of securities held directly by the reporting person and those held indirectly by the reporting person due to the reporting person's role as a managing member of MFN GP and MFN LLC. This Form 4 reports, and subsequently filed Form 4s will report, transactions in securities beneficially owned directly on a separate line from those beneficially owned indirectly. /s/ Farhad Nanji 2021-03-19