0000904454-21-000325.txt : 20210310 0000904454-21-000325.hdr.sgml : 20210310 20210310213816 ACCESSION NUMBER: 0000904454-21-000325 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NANJI FARHAD CENTRAL INDEX KEY: 0001575023 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21731636 MAIL ADDRESS: STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2021-03-05 2021-03-09 0001745916 PennyMac Financial Services, Inc. PFSI 0001575023 NANJI FARHAD C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 0 0 0 Common Stock 170099 D Common Stock 2021-03-05 4 P 0 97373 58.26 A 267472 I See footnote Common Stock 2021-03-05 4 P 0 36010 57.28 A 303482 I See footnote Common Stock 2021-03-08 4 P 0 100000 63.47 A 403482 I See footnote Common Stock 2021-03-09 4 P 0 8294 64.66 A 411776 I See footnote The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.21 to $58.42. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any. The reported amount consists of 6,360 restricted stock units and 163,739 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Remarks: This Amended Form 4 is being filed to correctly indicate that the Reporting Person is subject to Section 16. The Form 4 filed on 03.09.2021 inadvertently stated that the Reporting Person is no longer subject to Section 16. /s/ Farhad Nanji 2021-03-10