0001140361-14-021368.txt : 20140515 0001140361-14-021368.hdr.sgml : 20140515 20140515132744 ACCESSION NUMBER: 0001140361-14-021368 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON GLOBAL ASSET ALLOCATION, LLC CENTRAL INDEX KEY: 0001574917 IRS NUMBER: 205991170 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15513 FILM NUMBER: 14845622 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-805-6000 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001574917 XXXXXXXX 03-31-2014 03-31-2014 LEGG MASON GLOBAL ASSET ALLOCATION, LLC

620 EIGHTH AVENUE NEW YORK NY 10018

13F HOLDINGS REPORT 028-15513 N Fred Jensen 212-805-6059 Fred Jensen New York NY 05-15-2014 1 64 801256 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ALPS ETF TR ALERIAN MLP 00162Q866 26 1441 SH DFND 1 1441 0 0 ANADARKO PETE CORP COM 032511107 480 5660 SH DFND 1 5660 0 0 APACHE CORP COM 037411105 477 5744 SH DFND 1 5744 0 0 CSX CORP COM 126408103 504 17389 SH DFND 1 17389 0 0 CVS CAREMARK CORPORATION COM 126650100 498 6647 SH DFND 1 6647 0 0 CAMPBELL SOUP CO COM 134429109 728 16207 SH DFND 1 16207 0 0 CAPITAL ONE FINL CORP COM 14040H105 728 9422 SH DFND 1 9422 0 0 CHEVRON CORP NEW COM 166764100 765 6431 SH DFND 1 6431 0 0 CINTAS CORP COM 172908105 465 7800 SH DFND 1 7800 0 0 CITIGROUP INC COM NEW 172967424 929 19514 SH DFND 1 19514 0 0 CORNING INC COM 219350105 970 46585 SH DFND 1 46585 0 0 DANA HLDG CORP COM 235825205 532 22856 SH DFND 1 22856 0 0 EMCOR GROUP INC COM 29084Q100 490 10472 SH DFND 1 10472 0 0 FLUOR CORP NEW COM 343412102 1184 15229 SH DFND 1 15229 0 0 GENERAL MTRS CO COM 37045V100 921 26752 SH DFND 1 26752 0 0 GOOGLE INC CL A 38259P508 917 822 SH DFND 1 822 0 0 HOSPIRA INC COM 441060100 727 16809 SH DFND 1 16809 0 0 ISHARES EM MKTS DIV ETF 464286319 11 217 SH DFND 1 217 0 0 ISHARES EM MKTS CURR ETF 464286517 21 420 SH DFND 1 420 0 0 ISHARES MSCI JAPAN ETF 464286848 48 4229 SH DFND 1 4229 0 0 ISHARES SELECT DIVID ETF 464287168 27 366 SH DFND 1 366 0 0 ISHARES TIPS BD ETF 464287176 2333 20803 SH DFND 1 20803 0 0 ISHARES CORE S&P500 ETF 464287200 253151 1345544 SH DFND 1 1345544 0 0 ISHARES CORE TOTUSBD ETF 464287226 32943 305282 SH DFND 1 305282 0 0 ISHARES IBOXX INV CP ETF 464287242 77 655 SH DFND 1 655 0 0 ISHARES 20+ YR TR BD ETF 464287432 57706 528925 SH DFND 1 528925 0 0 ISHARES MSCI EAFE ETF 464287465 59418 884184 SH DFND 1 884184 0 0 ISHARES U.S. CNSM SV ETF 464287580 49 407 SH DFND 1 407 0 0 ISHARES RUS 1000 VAL ETF 464287598 16228 168162 SH DFND 1 168162 0 0 ISHARES RUS 1000 GRW ETF 464287614 11260 130108 SH DFND 1 130108 0 0 ISHARES RUS 1000 ETF 464287622 13947 133111 SH DFND 1 133111 0 0 ISHARES RUSSELL 2000 ETF 464287655 12827 110250 SH DFND 1 110250 0 0 ISHARES INTL TREA BD ETF 464288117 11464 111354 SH DFND 1 111354 0 0 ISHARES JP MOR EM MK ETF 464288281 78 696 SH DFND 1 696 0 0 ISHARES INTL SEL DIV ETF 464288448 21 527 SH DFND 1 527 0 0 ISHARES INTERM CR BD ETF 464288638 11554 105933 SH DFND 1 105933 0 0 ISHARES 1-3 YR CR BD ETF 464288646 25 236 SH DFND 1 236 0 0 ISHARES U.S. PFD STK ETF 464288687 11 271 SH DFND 1 271 0 0 ISHARES GLB CNSM STP ETF 464288737 26 299 SH DFND 1 299 0 0 ISHARES GLB CNS DISC ETF 464288745 26 307 SH DFND 1 307 0 0 ISHARES TR INTL PFD STK ETF 46429B135 11 420 SH DFND 1 420 0 0 ISHARES TR USA MIN VOL ETF 46429B697 102 2814 SH DFND 1 2814 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 509 34192 SH DFND 1 34192 0 0 LILLY ELI & CO COM 532457108 482 8177 SH DFND 1 8177 0 0 METLIFE INC COM 59156R108 994 18810 SH DFND 1 18810 0 0 NEWELL RUBBERMAID INC COM 651229106 968 32356 SH DFND 1 32356 0 0 NEWS CORP NEW CL B 65249B208 471 28148 SH DFND 1 28148 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 491 27732 SH DFND 1 27732 0 0 PEPSICO INC COM 713448108 750 8977 SH DFND 1 8977 0 0 PHILIP MORRIS INTL INC COM 718172109 493 6019 SH DFND 1 6019 0 0 ROVI CORP COM 779376102 445 19521 SH DFND 1 19521 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 36783 196690 SH DFND 1 196690 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 77 1845 SH DFND 1 1845 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 615 19737 SH DFND 1 19737 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 198236 2441628 SH DFND 1 2441628 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 50 976 SH DFND 1 976 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 150 2511 SH DFND 1 2511 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 792 19506 SH DFND 1 19506 0 0 VANGUARD INDEX FDS REIT ETF 922908553 19138 270990 SH DFND 1 270990 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 36293 321318 SH DFND 1 321318 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5904 60563 SH DFND 1 60563 0 0 VULCAN MATLS CO COM 929160109 983 14781 SH DFND 1 14781 0 0 ARCH CAP GROUP LTD ORD G0450A105 498 8640 SH DFND 1 8640 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1429 17915 SH DFND 1 17915 0 0