0001140361-14-007614.txt : 20140214 0001140361-14-007614.hdr.sgml : 20140214 20140214134212 ACCESSION NUMBER: 0001140361-14-007614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON GLOBAL ASSET ALLOCATION, LLC CENTRAL INDEX KEY: 0001574917 IRS NUMBER: 205991170 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15513 FILM NUMBER: 14614216 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-805-6000 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001574917 XXXXXXXX 12-31-2013 12-31-2013 LEGG MASON GLOBAL ASSET ALLOCATION, LLC

620 EIGHTH AVENUE NEW YORK NY 10018

13F HOLDINGS REPORT 028-15513 N Fred Jensen 212-805-6059 Fred Jensen New York NY 02-14-2014 1 64 687295 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ANADARKO PETE CORP COM 032511107 510 6421 SH DFND 1 6421 0 0 APACHE CORP COM 037411105 472 5483 SH DFND 1 5483 0 0 CSX CORP COM 126408103 527 18296 SH DFND 1 18296 0 0 CVS CAREMARK CORPORATION COM 126650100 502 7005 SH DFND 1 7005 0 0 CAMPBELL SOUP CO COM 134429109 740 17079 SH DFND 1 17079 0 0 CAPITAL ONE FINL CORP COM 14040H105 725 9462 SH DFND 1 9462 0 0 CHEVRON CORP NEW COM 166764100 961 7686 SH DFND 1 7686 0 0 CINTAS CORP COM 172908105 479 8027 SH DFND 1 8027 0 0 CONOCOPHILLIPS COM 20825C104 692 9785 SH DFND 1 9785 0 0 CORNING INC COM 219350105 972 54498 SH DFND 1 54498 0 0 DANA HLDG CORP COM 235825205 510 25977 SH DFND 1 25977 0 0 EMCOR GROUP INC COM 29084Q100 488 11479 SH DFND 1 11479 0 0 FLUOR CORP NEW COM 343412102 1200 14941 SH DFND 1 14941 0 0 GENERAL MTRS CO COM 37045V100 959 23457 SH DFND 1 23457 0 0 GOOGLE INC CL A 38259P508 970 865 SH DFND 1 865 0 0 HCC INS HLDGS INC COM 404132102 515 11160 SH DFND 1 11160 0 0 HOSPIRA INC COM 441060100 493 11937 SH DFND 1 11937 0 0 ISHARES EM MKTS DIV ETF 464286319 11 206 SH DFND 1 206 0 0 ISHARES EM MKTS CURR ETF 464286517 21 410 SH DFND 1 410 0 0 ISHARES MSCI JAPAN ETF 464286848 50 4118 SH DFND 1 4118 0 0 ISHARES SELECT DIVID ETF 464287168 26 351 SH DFND 1 351 0 0 ISHARES TIPS BD ETF 464287176 1048 9532 SH DFND 1 9532 0 0 ISHARES CORE S&P500 ETF 464287200 214007 1152741 SH DFND 1 1152741 0 0 ISHARES CORE TOTUSBD ETF 464287226 27790 261108 SH DFND 1 261108 0 0 ISHARES IBOXX INV CP ETF 464287242 76 657 SH DFND 1 657 0 0 ISHARES GLOBAL FINLS ETF 464287333 26 445 SH DFND 1 445 0 0 ISHARES 20+ YR TR BD ETF 464287432 48390 475061 SH DFND 1 475061 0 0 ISHARES MSCI EAFE ETF 464287465 50537 753215 SH DFND 1 753215 0 0 ISHARES RUS 1000 VAL ETF 464287598 14527 154254 SH DFND 1 154254 0 0 ISHARES RUS 1000 GRW ETF 464287614 9969 115976 SH DFND 1 115976 0 0 ISHARES RUS 1000 ETF 464287622 12104 117318 SH DFND 1 117318 0 0 ISHARES RUSSELL 2000 ETF 464287655 11287 97837 SH DFND 1 97837 0 0 ISHARES U.S. INDS ETF 464287754 76 742 SH DFND 1 742 0 0 ISHARES U.S. FINLS ETF 464287788 76 937 SH DFND 1 937 0 0 ISHARES INTL TREA BD ETF 464288117 10060 100408 SH DFND 1 100408 0 0 ISHARES JP MOR EM MK ETF 464288281 75 693 SH DFND 1 693 0 0 ISHARES INTL SEL DIV ETF 464288448 20 527 SH DFND 1 527 0 0 ISHARES INTERM CR BD ETF 464288638 10258 95081 SH DFND 1 95081 0 0 ISHARES 1-3 YR CR BD ETF 464288646 25 237 SH DFND 1 237 0 0 ISHARES U.S. PFD STK ETF 464288687 10 271 SH DFND 1 271 0 0 ISHARES GLOB INDSTRL ETF 464288729 26 352 SH DFND 1 352 0 0 ISHARES INTL PFD STK ETF 46429B135 11 420 SH DFND 1 420 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 494 36379 SH DFND 1 36379 0 0 LILLY ELI & CO COM 532457108 495 9704 SH DFND 1 9704 0 0 METLIFE INC COM 59156R108 957 17730 SH DFND 1 17730 0 0 NEWELL RUBBERMAID INC COM 651229106 957 29521 SH DFND 1 29521 0 0 NEWS CORP NEW CL B 65249B208 739 41428 SH DFND 1 41428 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 1219 70868 SH DFND 1 70868 0 0 PEPSICO INC COM 713448108 986 11878 SH DFND 1 11878 0 0 PHILIP MORRIS INTL INC COM 718172109 473 5426 SH DFND 1 5426 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 31297 169454 SH DFND 1 169454 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 75 1849 SH DFND 1 1849 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 670 19352 SH DFND 1 19352 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 167014 2086369 SH DFND 1 2086369 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 176 2951 SH DFND 1 2951 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 751 18253 SH DFND 1 18253 0 0 VANGUARD INDEX FDS REIT ETF 922908553 19551 302832 SH DFND 1 302832 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 51 656 SH DFND 1 656 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 30577 278098 SH DFND 1 278098 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5124 53419 SH DFND 1 53419 0 0 VULCAN MATLS CO COM 929160109 498 8366 SH DFND 1 8366 0 0 ARCH CAP GROUP LTD ORD G0450A105 1012 16951 SH DFND 1 16951 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1455 17685 SH DFND 1 17685 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 503 11216 SH DFND 1 11216 0 0