FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 05/07/2013 |
3. Issuer Name and Ticker or Trading Symbol
ZIMMER HOLDINGS INC [ ZMH ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,643 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (1) | 03/01/2020 | Common Stock | 5,000 | $57.93 | D | |
Employee Stock Option (Right to Buy) | (2) | 03/16/2021 | Common Stock | 7,170 | $60.01 | D | |
Employee Stock Option (Right to Buy) | (3) | 03/19/2022 | Common Stock | 22,625 | $64.13 | D | |
Employee Stock Option (Right to Buy) | (4) | 03/18/2023 | Common Stock | 35,060 | $73.15 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 550 | $0(6) | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 2,184 | $0(6) | D |
Explanation of Responses: |
1. 2,500 of the options vested on March 1, 2013 and the remaining 2,500 options are scheduled to vest on March 1, 2014. |
2. 2,390 of the options vested on March 16, 2013; 2,390 options are scheduled to vest on each of March 16, 2014 and 2015. |
3. 5,657 of the options vested on March 19, 2013; 5,656 options are scheduled to vest on each of March 19, 2014, 2015, and 2016. |
4. Vests annually over four years in increments of 25% each year, commencing on March 18, 2014. |
5. The restricted stock units ("RSUs") are scheduled to vest on March 1, 2014. |
6. Each RSU represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock. |
7. The RSUs are scheduled to vest as follows: 1,092 vest on each of March 16, 2014 and 2015. |
Remarks: |
Heather J. Kidwell, Attorney-in-Fact for Katarzyna Mazur-Hofsaess (power of attorney filed herewith) | 05/13/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |