0001295524-15-000004.txt : 20150630 0001295524-15-000004.hdr.sgml : 20150630 20150630165513 ACCESSION NUMBER: 0001295524-15-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150630 DATE AS OF CHANGE: 20150630 EFFECTIVENESS DATE: 20150630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmatrix, Inc. CENTRAL INDEX KEY: 0001574235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 461821392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-242830 FILM NUMBER: 15961932 BUSINESS ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: (781) 357-2333 MAIL ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: Ruthigen, Inc. DATE OF NAME CHANGE: 20130411 D 1 primary_doc.xml X0707 D LIVE 0001574235 Pulmatrix, Inc. 99 HAYDEN AVENUE SUITE 390 LEXINGTON MA MASSACHUSETTS 02421 (781) 357-2333 DELAWARE Ruthigen, Inc. Corporation true 2013 Robert Clarke 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Director Chief Executive Officer and Member of the Board of Directors David Hava 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Chief Scientific Officer Steven Gillis 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director Kurt Graves 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director Michael Higgins 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director David Maki 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director Terrance McGuire 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director Scott Rocklage 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Director William Duke 99 Hayden Avenue Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Chief Financial Officer, Treasurer and Secretary . Oculus Innovative Sciences, Inc. 1129 N. McDowell Blvd. Petaluma CA CALIFORNIA 94954 Promoter Hojabr Alimi 2455 Bennett Valley Road Suite C116 Santa Rosa CA CALIFORNIA 95404 Executive Officer Promoter Former Chief Executive Officer Sameer Harish 2455 Bennett Valley Road Suite C116 Santa Rosa CA CALIFORNIA 95404 Executive Officer Promoter Former Chief Financial Officer Richard Conley 2455 Bennett Valley Road Suite C116 Santa Rosa CA CALIFORNIA 95404 Director Promoter Former Member of the Board of Directors Gregory French 2455 Bennett Valley Road Suite C116 Santa Rosa CA CALIFORNIA 95404 Director Promoter Former Member of the Board of Directors Pharmaceuticals Decline to Disclose 06b false 2015-06-15 false true false 0 210003 0 210003 The total offering amount represents the total aggregate exercise price of a warrant issued in the offering and excludes $7,000,000, representing the aggregate principal amount of a term loan made in connection with the offering. false 1 0 0 0 false Pulmatrix, Inc. /s/ William Duke, Jr. William Duke, Jr. Chief Financial Officer, Treasurer and Secretary 2015-06-30