0001209191-18-063235.txt : 20181218 0001209191-18-063235.hdr.sgml : 20181218 20181218170026 ACCESSION NUMBER: 0001209191-18-063235 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 EFFECTIVENESS DATE: 20181218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmatrix, Inc. CENTRAL INDEX KEY: 0001574235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 461821392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-328345 FILM NUMBER: 181241146 BUSINESS ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: (781) 357-2333 MAIL ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: Ruthigen, Inc. DATE OF NAME CHANGE: 20130411 D 1 primary_doc.xml X0708 D LIVE 0001574235 Pulmatrix, Inc. 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 781-357-2333 DELAWARE None Ruthigen, Inc. Corporation true 2013 Robert Clarke 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Director Chief Executive Officer, President and Director William Duke 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Chief Financial Officer, Treasurer and Secretary James Roach 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Chief Medical Officer Teofilo Raad 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Executive Officer Chief Business Officer Steven Gillis 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Matthew Sherman 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Michael Higgins 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Mark Iwicki 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Terrance McGuire 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Amit Munshi 99 Hayden Avenue, Suite 390 Lexington MA MASSACHUSETTS 02421 Director Pharmaceuticals Decline to Disclose 06b false 2018-12-03 false true false 0 3656250 3656250 0 Represents the issuance of common warrants to purchase an aggregate of 9,375,000 shares of common stock at an exercise price of $0.39 per share. false 1 0 0 0 false Pulmatrix, Inc. /s/ William Duke, Jr. William Duke, Jr. Chief Financial Officer, Treasurer and Secretary 2018-12-18