0000899243-19-001428.txt : 20190117 0000899243-19-001428.hdr.sgml : 20190117 20190117212020 ACCESSION NUMBER: 0000899243-19-001428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190115 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jochim Lynn CENTRAL INDEX KEY: 0001704074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38088 FILM NUMBER: 19532023 MAIL ADDRESS: STREET 1: C/O FIVE POINT HOLDINGS, LLC STREET 2: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five Point Holdings, LLC CENTRAL INDEX KEY: 0001574197 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 270599397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 349-1000 MAIL ADDRESS: STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Newhall Holding Company, LLC DATE OF NAME CHANGE: 20130411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-15 0 0001574197 Five Point Holdings, LLC NYSE: FPH 0001704074 Jochim Lynn C/O FIVE POINT HOLDINGS, LLC 15131 ALTON PARKWAY, 4TH FLOOR IRVINE CA 92618 0 1 0 0 See Remarks Class A common shares 2019-01-15 4 A 0 246710 0.00 A 447336 D Class A common shares 2019-01-15 4 M 0 59822 A 507158 D Class A common shares 2019-01-15 4 F 0 58537 7.60 D 448621 D Class A common shares 44389 I By trust Restricted share units 2019-01-15 4 M 0 59822 0.00 D Class A common shares 59822 59822 D Includes 98,684 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service, and a total of 148,026 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture and restricted share units that will be settled in an equal number of Class A common shares, in each case contingent on the Class A common shares satisfying certain price targets. Each restricted share unit is a contingent right to receive one Class A common share. 34,389 Class A common shares of the Company are owned by The 2002 Jochim Family Trust UAD 05/15/02 and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein. On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units were settled on January 15, 2019. The remaining 59,822 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020. Co- Chief Operating Officer /s/ Mike Alvarado, as attorney-in-fact 2019-01-17