0001127602-19-014730.txt : 20190403 0001127602-19-014730.hdr.sgml : 20190403 20190403174016 ACCESSION NUMBER: 0001127602-19-014730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190403 DATE AS OF CHANGE: 20190403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook William CENTRAL INDEX KEY: 0001737528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38460 FILM NUMBER: 19730307 MAIL ADDRESS: STREET 1: C/O PIVOTAL SOFTWARE, INC. STREET 2: 875 HOWARD STREET, FIFTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Software, Inc. CENTRAL INDEX KEY: 0001574135 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943094578 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 777-4868 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: GoPivotal, Inc. DATE OF NAME CHANGE: 20130410 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0001574135 Pivotal Software, Inc. PVTL 0001737528 Cook William C/O PIVOTAL SOFTWARE, INC. 875 HOWARD STREET, FIFTH FLOOR SAN FRANCISCO CA 94103 1 President Class A Common Stock 2019-04-01 4 M 0 5734 5.06 A 330000 D Class A Common Stock 2019-04-01 4 S 0 30000 20.7311 D 300000 D Stock Options (Right to Buy) 5.06 2019-04-01 4 M 0 5734 0 D 2023-06-28 Class A Common Stock 5734 404266 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018 This transaction was executed in multiple trades at prices ranging from $20.61 to $20.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options were granted on June 28, 2013 and are fully vested. /s/ Georgina Lai by Georgina Lai, attorney-in-fact for William Cook 2019-04-02