0001127602-19-012762.txt : 20190321
0001127602-19-012762.hdr.sgml : 20190321
20190321212546
ACCESSION NUMBER: 0001127602-19-012762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190320
FILED AS OF DATE: 20190321
DATE AS OF CHANGE: 20190321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaylor Cynthia
CENTRAL INDEX KEY: 0001737543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38460
FILM NUMBER: 19698255
MAIL ADDRESS:
STREET 1: C/O PIVOTAL SOFTWARE, INC.
STREET 2: 875 HOWARD STREET, FIFTH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pivotal Software, Inc.
CENTRAL INDEX KEY: 0001574135
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943094578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, 5TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: (415) 777-4868
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, 5TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
FORMER COMPANY:
FORMER CONFORMED NAME: GoPivotal, Inc.
DATE OF NAME CHANGE: 20130410
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-20
0001574135
Pivotal Software, Inc.
PVTL
0001737543
Gaylor Cynthia
C/O PIVOTAL SOFTWARE, INC.
875 HOWARD STREET, FIFTH FLOOR
SAN FRANCISCO
CA
94103
1
SVP, Chief Financial Officer
Class A Common Stock
2019-03-20
4
S
0
17294
19.862
D
182706
D
Class A Common Stock
2019-03-20
4
S
0
300
20.2933
D
182406
D
This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
This transaction was executed in multiple trades at prices ranging from $19.28 to $20.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $20.28 to $20.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Georgina Lai by Georgina Lai, attorney-in-fact for Cynthia Gaylor
2019-03-21