0001127602-19-009678.txt : 20190304 0001127602-19-009678.hdr.sgml : 20190304 20190304190639 ACCESSION NUMBER: 0001127602-19-009678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yara Scott CENTRAL INDEX KEY: 0001737541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38460 FILM NUMBER: 19655986 MAIL ADDRESS: STREET 1: C/O PIVOTAL SOFTWARE, INC. STREET 2: 875 HOWARD STREET, FIFTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Software, Inc. CENTRAL INDEX KEY: 0001574135 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943094578 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 777-4868 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: GoPivotal, Inc. DATE OF NAME CHANGE: 20130410 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-01 0001574135 Pivotal Software, Inc. PVTL 0001737541 Yara Scott C/O PIVOTAL SOFTWARE, INC. 875 HOWARD STREET, FIFTH FLOOR SAN FRANCISCO CA 94103 1 SVP, Products Class A Common Stock 2019-03-01 4 M 0 36667 5.06 A 236667 D Class A Common Stock 2019-03-01 4 S 0 36667 22.4729 D 200000 D Stock Options (Right to Buy) 5.06 2019-03-01 4 M 0 36667 0 D 2023-06-28 Class A Common Stock 36667 280000 D This transaction was executed in multiple trades at prices ranging from $22.2950 to $22.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The stock options were granted on June 28, 2013 and are fully vested. /s/ Georgina Lai by Georgina Lai, attorney-in-fact for Scott Yara 2019-03-04