0001127602-18-032008.txt : 20181102 0001127602-18-032008.hdr.sgml : 20181102 20181102181833 ACCESSION NUMBER: 0001127602-18-032008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yara Scott CENTRAL INDEX KEY: 0001737541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38460 FILM NUMBER: 181158320 MAIL ADDRESS: STREET 1: C/O PIVOTAL SOFTWARE, INC. STREET 2: 875 HOWARD STREET, FIFTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Software, Inc. CENTRAL INDEX KEY: 0001574135 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943094578 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 508-560-1726 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: GoPivotal, Inc. DATE OF NAME CHANGE: 20130410 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-01 0001574135 Pivotal Software, Inc. PVTL 0001737541 Yara Scott C/O PIVOTAL SOFTWARE, INC. 875 HOWARD STREET, FIFTH FLOOR SAN FRANCISCO CA 94103 1 SVP, Products Class A Common Stock 2018-11-01 4 M 0 36667 5.06 A 236667 D Class A Common Stock 2018-11-01 4 S 0 36667 20.0097 D 200000 D Stock Options (Right to Buy) 5.06 2018-11-01 4 M 0 36667 0 D 2023-06-28 Class A Common Stock 36667 426667 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018 This transaction was executed in multiple trades at prices ranging from $20.00 to $20.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options were granted on June 28, 2013 and are fully vested. /s/ Georgina Lai by Georgina Lai, attorney-in-fact for Scott Yara 2018-11-02