Chief Compliance Officer

0001709443-17-000002.txt : 20170717 0001709443-17-000002.hdr.sgml : 20170717 20170717125700 ACCESSION NUMBER: 0001709443-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170717 EFFECTIVENESS DATE: 20170717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe Wealth Advisors, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 17967181 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 FORMER COMPANY: FORMER CONFORMED NAME: Lowe fs, LLC DATE OF NAME CHANGE: 20130409 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 06-30-2017 06-30-2017 Lowe Wealth Advisors, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N GREG LOWE Chief Compliance Officer 443-766-7160 GREG LOWE Columbia MD 07-14-2017 0 236 156778 false INFORMATION TABLE 2 lowe2q17.xml ABBOTT LABORATORIES COM 002824100 7 150 SH SOLE 0 0 150 Abbvie Inc COM 00287Y109 15 200 SH SOLE 0 0 200 Advanced Battery Technologies Inc COM 00752H102 0 30 SH SOLE 0 0 30 Aetna Inc COM 00817Y108 0 1 SH SOLE 0 0 1 Agnico Eagle Mines Ltd COM 008474108 29 640 SH SOLE 0 0 640 Align Technology Inc COM 016255101 19 125 SH SOLE 0 0 125 Alphabet Inc A COM 02079K305 22 24 SH SOLE 0 0 24 Alphabet Inc C COM 02079K107 22 24 SH SOLE 0 0 24 ALPS Alerian MLP ETF ETF 00162Q866 8 692 SH SOLE 0 0 692 Altria Group Inc COM 02209S103 19 250 SH SOLE 0 0 250 Amazon.com Inc COM 023135106 22 23 SH SOLE 0 0 23 American Electric Power Co Inc COM 025537101 35 511 SH SOLE 0 0 511 American Express Co COM 025816109 2 20 SH SOLE 0 0 20 Ameriprise Financial Inc COM 03076C106 21 167 SH SOLE 0 0 167 APPLE INC. COM 037833100 297 2059 SH SOLE 0 0 2059 Archer-Daniels Midland Co COM 039483102 1 30 SH SOLE 0 0 30 Arconic Inc COM 03965L100 172 7600 SH SOLE 0 0 7600 ASTRAZENECA PLC -SPONS ADR ADR 046353108 3 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 813 21554 SH SOLE 0 0 21554 Automatic Data Processing COM 053015103 124 1215 SH SOLE 0 0 1215 Avago Technologies Ltd SHS Y09827109 17 71 SH SOLE 0 0 71 Bank of America Corporation COM 060505104 7 280 SH SOLE 0 0 280 BB&T Corp COM 054937107 6 130 SH SOLE 0 0 130 Berkshire Hathaway Inc COM 084670702 34 200 SH SOLE 0 0 200 Boeing Co COM 097023105 5 25 SH SOLE 0 0 25 BP PLC ADR 055622104 60 1746 SH SOLE 0 0 1746 Bristol-Myers Squibb Company COM 110122108 36 638 SH SOLE 0 0 638 Broadridge Financial Solutions Inc COM 11133T103 37 491 SH SOLE 0 0 491 Brown-Forman Corp COM 115637209 2 36 SH SOLE 0 0 36 Builders FirstSource Inc COM 12008R107 21 1400 SH SOLE 0 0 1400 Cameco Corp COM 13321L108 24 2670 SH SOLE 0 0 2670 CATERPILLAR INC. COM 149123101 6 54 SH SOLE 0 0 54 CBS Corp COM 124857202 79 1242 SH SOLE 0 0 1242 CDK Global Inc COM 12508E101 43 699 SH SOLE 0 0 699 CELGENE CORP COM 151020104 23 180 SH SOLE 0 0 180 Chesapeake Energy Corp COM 165167107 0 48 SH SOLE 0 0 48 CHEVRON CORPORATION COM 166764100 109 1044 SH SOLE 0 0 1044 Chipotle Mexican Grill Inc COM 169656105 10 24 SH SOLE 0 0 24 Cisco Systems Inc COM 17275R102 2 55 SH SOLE 0 0 55 CME Group Inc/IL COM 12572Q105 2 17 SH SOLE 0 0 17 Coca-Cola Co COM 191216100 81 1798 SH SOLE 0 0 1798 Cognex Corp COM 192422103 11 125 SH SOLE 0 0 125 Cognizant Technology Solutions Corp COM 192446102 13 200 SH SOLE 0 0 200 Colgate-Palmolive Co COM 194162103 15 200 SH SOLE 0 0 200 Comcast Corp COM 20030N101 66 1691 SH SOLE 0 0 1691 Conformis Inc COM 20717E101 1 240 SH SOLE 0 0 240 Constellation Brands Inc COM 21036P108 58 300 SH SOLE 0 0 300 Consumer Discret Select Sector SPDRA ETF 81369Y407 4 50 SH SOLE 0 0 50 Costco Wholesale Corp COM 22160K105 16 100 SH SOLE 0 0 100 Cree Inc COM 225447101 1 32 SH SOLE 0 0 32 CVS CAREMARK CORPORATION COM 126650100 13 164 SH SOLE 0 0 164 Deere & Co COM 244199105 4 29 SH SOLE 0 0 29 Diamond Offshore Drilling Inc COM 25271C102 7 660 SH SOLE 0 0 660 Digital Realty Trust Inc COM 253868103 4 39 SH SOLE 0 0 39 DISNEY WALT COMPANY COM 254687106 277 2608 SH SOLE 0 0 2608 DNP Select Income Common COM 23325P104 58 5294 SH SOLE 0 0 5294 Dominion Resources Inc COM 25746U109 10 125 SH SOLE 0 0 125 Domino s Pizza Inc COM 25754A201 6 27 SH SOLE 0 0 27 Dow Chemical Co COM 260543103 1 15 SH SOLE 0 0 15 Duke Energy Corporation COM 26441C204 19 233 SH SOLE 0 0 233 DUNKIN BRANDS GROUP INC COM 265504100 2 43 SH SOLE 0 0 43 Eastman Chemical Co COM 277432100 29 350 SH SOLE 0 0 350 Eaton Vance Corp COM 278265103 38 800 SH SOLE 0 0 800 Energy Select Sector SPDRA ETF 81369Y506 3 50 SH SOLE 0 0 50 Enterprise Products Partners LP COM 293792107 11 400 SH SOLE 0 0 400 Exelon Corp COM 30161N101 19 516 SH SOLE 0 0 516 Express Scripts COM 30219G108 60 947 SH SOLE 0 0 947 Exxon Mobil Corporation COM 30231G102 262 3247 SH SOLE 0 0 3247 Facebook Inc COM 30303M102 47 312 SH SOLE 0 0 312 Financial Select Sector SPDR ETF 81369Y605 3916 158753 SH SOLE 0 0 158753 First Trust Health Care AlphaDEX ETF 33734X143 15 231 SH SOLE 0 0 231 First Trust ISE Chindia Idx COM 33733A102 13 381 SH SOLE 0 0 381 Fitbit Inc Cl A COM 33812L102 0 60 SH SOLE 0 0 60 Ford Motor Company COM 345370860 22 2000 SH SOLE 0 0 2000 Freeport-McMoran Copper & Gold COM 35671D857 37 3065 SH SOLE 0 0 3065 Frontier Communications Corp COM 35906A108 0 367 SH SOLE 0 0 367 GENERAL ELECTRIC COMPANY COM 369604103 15 567 SH SOLE 0 0 567 GILEAD SCIENCES INC. COM 375558103 9 126 SH SOLE 0 0 126 GlaxoSmithKline PLC ADR 37733W105 3 60 SH SOLE 0 0 60 Godaddy Inc COM 380237107 5 114 SH SOLE 0 0 114 Goldcorp Inc COM 380956409 879 68067 SH SOLE 0 0 68067 Groupon Inc COM 399473107 0 80 SH SOLE 0 0 80 Guggenheim BulletShrs 2018 Corp Bd ETF ETF 18383M530 2887 135882 SH SOLE 0 0 135882 Guggenheim BulletShrs 2019 Corp Bd ETF ETF 18383M522 2083 97982 SH SOLE 0 0 97982 H&R Block Inc COM 093671105 13 406 SH SOLE 0 0 406 HCP Inc COM 40414L109 1 31 SH SOLE 0 0 31 Health Care Select Sector SPDR ETF 81369Y209 2155 27192 SH SOLE 0 0 27192 Hershey Co COM 427866108 9 87 SH SOLE 0 0 87 HOME DEPOT INC. COM 437076102 24 155 SH SOLE 0 0 155 Host Hotels & Resorts Inc COM 44107P104 1 41 SH SOLE 0 0 41 HSBC Holdings PLC ADR 404280406 251 5400 SH SOLE 0 0 5400 iPath DJ-UBS Cotton TR Sub-Idx ETN ETN 06739H271 32 700 SH SOLE 0 0 700 iPath DJ-UBS Sugar TR Sub-Idx ETN ETN 06739H214 28 950 SH SOLE 0 0 950 iShares 7-10 Year Treasury Bond ETF 464287440 6764 63444 SH SOLE 0 0 63444 iShares Core Dividend Growth ETF 46434V621 4 135 SH SOLE 0 0 135 iShares Core MSCI EAFE ETF 46432F842 2627 43151 SH SOLE 0 0 43151 iShares Core MSCI Emerging Markets ETF 46434G103 763 15254 SH SOLE 0 0 15254 iShares Core MSCI Total Intl Stk ETF 46432F834 1 12 SH SOLE 0 0 12 iShares Core S&P 500 ETF 464287200 14 57 SH SOLE 0 0 57 iShares Core S&P Mid-Cap ETF 464287507 1 5 SH SOLE 0 0 5 iShares Core S&P Small-Cap ETF 464287804 12 168 SH SOLE 0 0 168 iShares Core S&P Total US Stock Mkt ETF 464287150 7 135 SH SOLE 0 0 135 iShares Core US Aggregate Bond ETF 464287226 125 1144 SH SOLE 0 0 1144 iShares DJ US Total Market Index ETF 464287846 6161 50778 SH SOLE 0 0 50778 iShares Floating Rate Bond ETF 46429B655 3 55 SH SOLE 0 0 55 iShares Global Timber & Forestry ETF 464288174 3 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285105 7067 591884 SH SOLE 0 0 591884 iShares High Dividend ETF 46429B663 3203 38528 SH SOLE 0 0 38528 iShares iBoxx High Yield Corporate Bd ETF 464288513 11 120 SH SOLE 0 0 120 iShares Morningstar Small-Cap Growth ETF 464288604 6 35 SH SOLE 0 0 35 iShares MSCI Emerging Markets ETF 464287234 12 282 SH SOLE 0 0 282 iShares MSCI Glbl Agriculture Producers ETF 464286350 3 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 46434G855 28 1583 SH SOLE 0 0 1583 iShares Russell 2000 ETF 464287655 125 890 SH SOLE 0 0 890 iShares Russell 3000 ETF 464287689 1641 11395 SH SOLE 0 0 11395 iShares S&P 100 Index Fund CBOE ETF 464287101 174 1630 SH SOLE 0 0 1630 iShares S&P 500 Growth ETF 464287309 171 1252 SH SOLE 0 0 1252 iShares S&P 500 Value ETF ETF 464287408 4 35 SH SOLE 0 0 35 Ishares S&P GSCI Commodity-Indexed Trust ETF 46428R107 11 775 SH SOLE 0 0 775 iShares Select Dividend ETF 464287168 54 588 SH SOLE 0 0 588 Ishares Silver Trust ETF 46428Q109 95 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 21238 434046 SH SOLE 0 0 434046 iShares US Home Construction ETF 464288752 7 200 SH SOLE 0 0 200 Johnson and Johnson COM 478160104 54 407 SH SOLE 0 0 407 Johnson Controls Inc COM G51502105 0 9 SH SOLE 0 0 9 Kimberly-Clark Corp COM 494368103 1 10 SH SOLE 0 0 10 Kohl s Corp COM 500255104 0 7 SH SOLE 0 0 7 Lockheed Martin Corp COM 539830109 616 2218 SH SOLE 0 0 2218 lowes companies incorporated COM 548661107 0 5 SH SOLE 0 0 5 Lumber Liquidators Holdings Inc COM 55003T107 3 100 SH SOLE 0 0 100 Magellan Midstream Partners L.P. COM 559080106 21 300 SH SOLE 0 0 300 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 Manulife Financial Corporation COM 56501R106 5 270 SH SOLE 0 0 270 Market Vectors Agribusiness ETF ETF 92189F700 22 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 92189F106 13 600 SH SOLE 0 0 600 Market Vectors Junior Gold Miners ETF ETF 92189F791 10 300 SH SOLE 0 0 300 Market Vectors Russia ETF ETF 92189F403 1 68 SH SOLE 0 0 68 MasterCard Inc COM 57636Q104 128 1055 SH SOLE 0 0 1055 Materials Select Sector SPDRA ETF 81369Y100 1 18 SH SOLE 0 0 18 McCormick & Company Inc COM 579780206 692 7098 SH SOLE 0 0 7098 McCormick & Company Inc COM 579780107 390 3990 SH SOLE 0 0 3990 McDonald s Corp COM 580135101 19 124 SH SOLE 0 0 124 Medtronic Inc SHS G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 141 2194 SH SOLE 0 0 2194 MetLife Inc COM 59156R108 4 78 SH SOLE 0 0 78 Michael Kors Holdings Ltd SHS G60754101 2 45 SH SOLE 0 0 45 Microsoft Corp COM 594918104 228 3309 SH SOLE 0 0 3309 Morgan Stanley COM 617446448 4 100 SH SOLE 0 0 100 NETFLIX INC. COM 64110L106 6 41 SH SOLE 0 0 41 Newmont Mining Corp COM 651639106 104 3220 SH SOLE 0 0 3220 Nokia Oyj ADR 654902204 0 35 SH SOLE 0 0 35 Nordstrom Inc COM 655664100 2 45 SH SOLE 0 0 45 Northrop Grumman Corp COM 666807102 4 15 SH SOLE 0 0 15 NOVARTIS AG-ADR ADR 66987V109 2 21 SH SOLE 0 0 21 Nu Skin Enterprises Inc Class A COM 67018T105 0 6 SH SOLE 0 0 6 Nucor Corp COM 670346105 14 245 SH SOLE 0 0 245 Nuveen MD Premium Income Muni Common COM 67061Q107 17 1310 SH SOLE 0 0 1310 Olin Corp COM 680665205 2 50 SH SOLE 0 0 50 Omega Healthcare Investors Inc COM 681936100 14 439 SH SOLE 0 0 439 Ormat Technologies Inc COM 686688102 1 25 SH SOLE 0 0 25 PacWest Bancorp COM 695263103 1 22 SH SOLE 0 0 22 Paychex Inc COM 704326107 9 160 SH SOLE 0 0 160 Pentair Plc COM G7S00T104 5 77 SH SOLE 0 0 77 Pfizer Inc COM 717081103 13 382 SH SOLE 0 0 382 PIMCO 1-3 Year US Treasury Index ETF ETF 72201R106 3521 69487 SH SOLE 0 0 69487 PIMCO Enhanced Short Maturity ETF ETF 72201R833 6352 62447 SH SOLE 0 0 62447 PNC Financial Services Group Inc COM 693475105 337 2702 SH SOLE 0 0 2702 Potash Corp of Saskatchewan Inc COM 73755L107 123 7520 SH SOLE 0 0 7520 PowerShares Cleantech ETF 73935X278 0 5 SH SOLE 0 0 5 PowerShares DB Commodity Index Tracking ETF 73935S105 4 300 SH SOLE 0 0 300 PowerShares Insured National Muni Bond ETF 73936T474 1 50 SH SOLE 0 0 50 Powershares QQQ Trust ETF 73935A104 16575 120422 SH SOLE 0 0 120422 PPL Corp COM 69351T106 65 1674 SH SOLE 0 0 1674 Procter & Gamble Co COM 742718109 13 150 SH SOLE 0 0 150 ProShares Short S&P500 ETF 74347B425 28 832 SH SOLE 0 0 832 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Real Estate Select Sector SPDR ETF 81369Y860 0 2 SH SOLE 0 0 2 Realty Income Corp COM 756109104 25 455 SH SOLE 0 0 455 Rockwell Automation Inc COM 773903109 46 282 SH SOLE 0 0 282 Rockwell Collins Inc COM 774341101 57 546 SH SOLE 0 0 546 Schlumberger NV COM 806857108 11 165 SH SOLE 0 0 165 Seritage Growth Properties COM 81752R100 1 30 SH SOLE 0 0 30 Shire PLC ADR 82481R106 1 8 SH SOLE 0 0 8 Sony Corp ADR 835699307 3 67 SH SOLE 0 0 67 Southwest Airlines Co COM 844741108 7 110 SH SOLE 0 0 110 SPDR Gold Shares ETF 78463V107 8 65 SH SOLE 0 0 65 SPDR S&P 500 ETF ETF 78462F103 37147 153626 SH SOLE 0 0 153626 SPDR S&P Dividend ETF ETF 78464A763 5775 64968 SH SOLE 0 0 64968 SPDR S&P MidCap 400 ETF 78467Y107 1661 5229 SH SOLE 0 0 5229 SPDR S&P Emerging Asia Pacific ETF ETF 78463X301 1 14 SH SOLE 0 0 14 Splunk Inc COM 848637104 4 75 SH SOLE 0 0 75 Sprint Corp COM 85207U105 2 200 SH SOLE 0 0 200 Starbucks Corp COM 855244109 69 1189 SH SOLE 0 0 1189 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 15 200 SH SOLE 0 0 200 STMicroelectronics NV COM 861012102 1 80 SH SOLE 0 0 80 Stratasys Ltd SHS M85548101 2 80 SH SOLE 0 0 80 Stryker Corporation COM 863667101 28 200 SH SOLE 0 0 200 STURM RUGER AND CO INC COM 864159108 4 70 SH SOLE 0 0 70 Sun Life Financial Inc COM 866796105 49 1374 SH SOLE 0 0 1374 SunCoke Energy Inc COM 86722A103 1 119 SH SOLE 0 0 119 T. Rowe Price Group Inc COM 74144T108 64 860 SH SOLE 0 0 860 Tableau Software Inc COM 87336U105 1 20 SH SOLE 0 0 20 TE Connectivity Ltd SHS H84989104 1 10 SH SOLE 0 0 10 Technology Select Sector SPDRA ETF 81369Y803 4 76 SH SOLE 0 0 76 Teradyne Inc COM 880770102 1 40 SH SOLE 0 0 40 TESLA MTRS INC COM 88160R101 26 71 SH SOLE 0 0 71 Teva Pharmaceutical Industries Ltd ADR 881624209 2 67 SH SOLE 0 0 67 Texas Instruments Inc COM 882508104 46 594 SH SOLE 0 0 594 Thor Industries Inc COM 885160101 35 334 SH SOLE 0 0 334 UNDER ARMOUR INC. COM 904311107 59 2710 SH SOLE 0 0 2710 UNDER ARMOUR INC-CLASS C COM 904311206 324 16067 SH SOLE 0 0 16067 United Parcel Service Inc UPS COM 911312106 3 25 SH SOLE 0 0 25 UnitedHealth Group Inc COM 91324P102 9 50 SH SOLE 0 0 50 Valeant Pharmaceuticals Intl I Com COM 91911K102 1 50 SH SOLE 0 0 50 Valero Energy Corp COM 91913Y100 2 25 SH SOLE 0 0 25 Valero Energy Partners LP COM 91914J102 7 150 SH SOLE 0 0 150 Vanguard Dividend Apprec Idx ETF ETF 921908844 31 331 SH SOLE 0 0 331 Vanguard Emerging Markets Stock Idx ETF ETF 922042858 21 511 SH SOLE 0 0 511 Vanguard European Stock Index ETF ETF 922042874 9 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 38 928 SH SOLE 0 0 928 Vanguard Mid-Cap Growth ETF ETF 922908538 6 50 SH SOLE 0 0 50 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 7721 96466 SH SOLE 0 0 96466 Verizon Communications Inc COM 92343V104 108 2426 SH SOLE 0 0 2426 Viacom Inc COM 92553P201 16 475 SH SOLE 0 0 475 Visa Inc COM 92826C839 6 60 SH SOLE 0 0 60 Vodafone Group PLC ADR 92857W308 1 40 SH SOLE 0 0 40 Wal-Mart Stores Inc COM 931142103 28 371 SH SOLE 0 0 371 Washington REIT COM 939653101 16 500 SH SOLE 0 0 500 Whole Foods Market Inc COM 966837106 5 130 SH SOLE 0 0 130 WisdomTree Dividend ex-Financials ETF 97717W406 5930 72048 SH SOLE 0 0 72048 WisdomTree Europe Hedged Equity ETF ETF 97717X701 734 11780 SH SOLE 0 0 11780 WisdomTree India Earnings ETF ETF 97717W422 960 39150 SH SOLE 0 0 39150 Xcel Energy Inc COM 98389B100 30 658 SH SOLE 0 0 658 Yamana Gold Inc COM 98462Y100 19 8000 SH SOLE 0 0 8000