0001573876-14-000002.txt : 20140409
0001573876-14-000002.hdr.sgml : 20140409
20140409123529
ACCESSION NUMBER: 0001573876-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140409
DATE AS OF CHANGE: 20140409
EFFECTIVENESS DATE: 20140409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advisory Services Network, LLC
CENTRAL INDEX KEY: 0001573876
IRS NUMBER: 753099290
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15454
FILM NUMBER: 14753005
BUSINESS ADDRESS:
STREET 1: 1040 CROWN POINTE PARKWAY
STREET 2: SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30338
BUSINESS PHONE: 770-352-0449
MAIL ADDRESS:
STREET 1: 1040 CROWN POINTE PARKWAY
STREET 2: SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30338
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001573876
XXXXXXXX
03-31-2014
03-31-2014
false
Advisory Services Network, LLC
1040 CROWN POINTE PARKWAY
SUITE 840
ATLANTA
GA
30338
13F HOLDINGS REPORT
028-15454
N
Cindy Halpern
Director of Operations
770-352-0449
Cindy Halpern
Atlanta
GA
02-13-2014
0
204
193957
INFORMATION TABLE
2
infotable.xml
3M CO COM
Stock
88579Y101
457
3367
SH
SOLE
3367
0
0
ABBVIE INC COM
Stock
00287Y109
207
4018
SH
SOLE
4018
0
0
ACADIA PHARMACEUTICALS INC COM
Stock
004225108
261
10715
SH
SOLE
10715
0
0
ACCENTURE PLC IRELAND SHS CLAS
Stock
G1151C101
695
8713
SH
SOLE
8713
0
0
ACTAVIS PLC SHS
Stock
G0083B108
304
1478
SH
SOLE
1478
0
0
AFLAC INC COM
Stock
001055102
414
6568
SH
SOLE
6568
0
0
ALASKA AIR GROUP INC COM
Stock
011659109
224
2400
SH
SOLE
2400
0
0
ETF SER SOLUTIONS ALPCLONE
ETF
26922A305
1301
34189
SH
SOLE
34188
0
0
ALLIANT ENERGY CORP COM
Stock
018802108
278
4900
SH
SOLE
4900
0
0
ALPHA NATURAL RESOURCES INC COM
Stock
02076X102
105
24700
SH
SOLE
24700
0
0
ALTRIA GROUP INC COM
Stock
02209S103
1097
29312
SH
SOLE
29312
0
0
AMERICAN INTL GROUP INC COM NEW
Stock
026874784
643
12857
SH
SOLE
12857
0
0
AMERICAN RLTY CAP PPTYS INC COM
REIT
02917T104
497
35481
SH
SOLE
35481
0
0
AMGEN INC COM
Stock
031162100
285
2308
SH
SOLE
2308
0
0
APPLE INC COM
Stock
037833100
6896
12847
SH
SOLE
12847
0
0
AT&T INC COM
Stock
00206R102
1161
33105
SH
SOLE
33104
0
0
AUTOMATIC DATA PROCESSING IN COM
Stock
053015103
300
3881
SH
SOLE
3881
0
0
BANCO SANTANDER BRASIL S A ADS REP
ADR
05967A107
75
13407
SH
SOLE
13407
0
0
BANK OF AMERICA CORPORATION COM
Stock
060505104
554
32228
SH
SOLE
32228
0
0
BECTON DICKINSON & CO COM
Stock
075887109
440
3760
SH
SOLE
3760
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
266
2127
SH
SOLE
2127
0
0
BIOGEN IDEC INC COM
Stock
09062X103
1560
5100
SH
SOLE
5100
0
0
BOEING CO COM
Stock
097023105
373
2969
SH
SOLE
2968
0
0
BP PLC SPONSORE
ADR
055622104
305
6332
SH
SOLE
6331
0
0
CELGENE CORP COM
Stock
151020104
444
3178
SH
SOLE
3178
0
0
CHEVRON CORP NEW COM
Stock
166764100
1612
13559
SH
SOLE
13558
0
0
CHUBB CORP COM
Stock
171232101
396
4438
SH
SOLE
4438
0
0
CISCO SYS INC COM
Stock
17275R102
782
34885
SH
SOLE
34885
0
0
CITIGROUP INC COM NEW
Stock
172967424
328
6894
SH
SOLE
6894
0
0
CLOROX CO DEL COM
Stock
189054109
353
4014
SH
SOLE
4014
0
0
COCA COLA CO COM
Stock
191216100
777
20099
SH
SOLE
20098
0
0
COGNIZANT TECHNOLOGY SOLUTIO CL A
Stock
192446102
205
4060
SH
SOLE
4060
0
0
CONOCOPHILLIPS COM
Stock
20825C104
1431
20341
SH
SOLE
20341
0
0
SELECT SECTOR SPDR TR SBI CONS
ETF
81369Y407
902
13942
SH
SOLE
13941
0
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
275
2465
SH
SOLE
2465
0
0
CROWN CASTLE INTL CORP COM
REIT
228227104
317
4296
SH
SOLE
4295
0
0
CUMMINS INC COM
Stock
231021106
226
1515
SH
SOLE
1515
0
0
CVS CAREMARK CORPORATION COM
Stock
126650100
223
2975
SH
SOLE
2975
0
0
DAVITA HEALTHCARE PARTNERS I COM
Stock
23918K108
437
6353
SH
SOLE
6353
0
0
POWERSHARES DB CMDTY IDX TRA UNIT BEN
ETF
73935S105
2514
96250
SH
SOLE
96250
0
0
DEERE & CO COM
Stock
244199105
648
7137
SH
SOLE
7137
0
0
DISCOVERY COMMUNICATNS NEW COM SER
Stock
25470F104
1509
18250
SH
SOLE
18250
0
0
DOLLAR GEN CORP NEW COM
Stock
256677105
331
5974
SH
SOLE
5974
0
0
DOMINION RES INC VA NEW COM
Stock
25746U109
200
2818
SH
SOLE
2818
0
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
977
14558
SH
SOLE
14557
0
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
209
2932
SH
SOLE
2932
0
0
EATON CORP PLC SHS
Stock
G29183103
421
5606
SH
SOLE
5605
0
0
EATON VANCE CORP COM NON
Stock
278265103
239
6250
SH
SOLE
6250
0
0
EATON VANCE TX ADV GLB DIV O COM
CEF
27828U106
266
10996
SH
SOLE
10995
0
0
EATON VANCE TX MNG BY WRT OP COM
CEF
27828Y108
249
17541
SH
SOLE
17540
0
0
LILLY ELI & CO COM
Stock
532457108
749
12725
SH
SOLE
12725
0
0
ENDO INTL PLC SHS
Stock
G30401106
270
3940
SH
SOLE
3940
0
0
SELECT SECTOR SPDR TR SBI INT-
ETF
81369Y506
201
2253
SH
SOLE
2253
0
0
ENSCO PLC SHS CLAS
Stock
G3157S106
921
17448
SH
SOLE
17447
0
0
EXPRESS SCRIPTS HLDG CO COM
Stock
30219G108
281
3741
SH
SOLE
3741
0
0
EXXON MOBIL CORP COM
Stock
30231G102
4147
42454
SH
SOLE
42453
0
0
FIDELITY CONSMR S
ETF
316092303
271
10392
SH
SOLE
10392
0
0
FIDELITY MSCI ENE
ETF
316092402
223
8590
SH
SOLE
8590
0
0
SELECT SECTOR SPDR TR SBI INT-
ETF
81369Y605
583
26081
SH
SOLE
26081
0
0
FLEETCOR TECHNOLOGIES INC COM
Stock
339041105
295
2565
SH
SOLE
2565
0
0
FLOWSERVE CORP COM
Stock
34354P105
455
5813
SH
SOLE
5813
0
0
FORD MTR CO DEL COM PAR
Stock
345370860
1005
64434
SH
SOLE
64433
0
0
FREEPORT-MCMORAN COPPER & GO COM
Stock
35671D857
284
8584
SH
SOLE
8584
0
0
FREESEAS INC SHS PAR
Stock
Y26496300
89
54500
SH
SOLE
54500
0
0
GABELLI DIVD & INCOME TR COM
CEF
36242H104
224
10207
SH
SOLE
10206
0
0
GABELLI EQUITY TR INC COM
CEF
362397101
186
24010
SH
SOLE
24010
0
0
GENERAL DYNAMICS CORP COM
Stock
369550108
269
2472
SH
SOLE
2472
0
0
GENERAL ELECTRIC CO COM
Stock
369604103
1702
65733
SH
SOLE
65733
0
0
GILEAD SCIENCES INC COM
Stock
375558103
2102
29663
SH
SOLE
29663
0
0
GOOGLE INC CL A
Stock
38259P508
816
732
SH
SOLE
732
0
0
HAWAIIAN ELEC INDUSTRIES COM
Stock
419870100
254
10000
SH
SOLE
10000
0
0
HEWLETT PACKARD CO COM
Stock
428236103
578
17875
SH
SOLE
17875
0
0
HOLLYFRONTIER CORP COM
Stock
436106108
761
16002
SH
SOLE
16002
0
0
HOME DEPOT INC COM
Stock
437076102
312
3942
SH
SOLE
3941
0
0
INTEL CORP COM
Stock
458140100
1476
57176
SH
SOLE
57176
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
763
3963
SH
SOLE
3962
0
0
ISHARES CORE TOT
ETF
464287226
6305
58430
SH
SOLE
58430
0
0
ISHARES CORE S&P
ETF
464287507
269
1954
SH
SOLE
1954
0
0
ISHARES SELECT D
ETF
464287168
9060
123571
SH
SOLE
123571
0
0
ISHARES TRANS AV
ETF
464287192
522
3851
SH
SOLE
3851
0
0
ISHARES U.S. BAS
ETF
464287838
820
9846
SH
SOLE
9846
0
0
ISHARES U.S. ENE
ETF
464287796
566
11103
SH
SOLE
11103
0
0
ISHARES U.S. TEC
ETF
464287721
596
6543
SH
SOLE
6543
0
0
ISHARES US REGNL
ETF
464288778
466
13333
SH
SOLE
13333
0
0
ISHARES U.S. UTI
ETF
464287697
634
6089
SH
SOLE
6089
0
0
ISHARES EUROPE E
ETF
464287861
407
8429
SH
SOLE
8429
0
0
ISHARES IBOXX IN
ETF
464287242
1305
11158
SH
SOLE
11158
0
0
ISHARES IBOXX HI
ETF
464288513
338
3581
SH
SOLE
3581
0
0
ISHARES MSCI SPA
ETF
464286764
674
16513
SH
SOLE
16513
0
0
ISHARES INTERM C
ETF
464288638
4068
37300
SH
SOLE
37300
0
0
ISHARES MSCI ACW
ETF
464288240
6692
143689
SH
SOLE
143689
0
0
ISHARES MSCI EAF
ETF
464287465
1002
14904
SH
SOLE
14904
0
0
ISHARES EAFE SML
ETF
464288273
211
4039
SH
SOLE
4039
0
0
ISHARES MSCI EMG
ETF
464287234
243
5936
SH
SOLE
5936
0
0
ISHARES RUS 1000
ETF
464287598
4625
47929
SH
SOLE
47929
0
0
ISHARES RUSSELL
ETF
464287655
1478
12702
SH
SOLE
12701
0
0
ISHARES S&P 500
ETF
464287309
2486
24902
SH
SOLE
24902
0
0
ISHARES CORE S&P
ETF
464287200
580
3083
SH
SOLE
3082
0
0
ISHARES S&P 500
ETF
464287408
2459
28298
SH
SOLE
28298
0
0
ISHARES S&P MC 4
ETF
464287606
915
5986
SH
SOLE
5985
0
0
ISHARES S&P MC 4
ETF
464287705
946
7853
SH
SOLE
7853
0
0
ISHARES CORE S&P
ETF
464287804
454
4121
SH
SOLE
4121
0
0
ISHARES SP SMCP6
ETF
464287887
779
6544
SH
SOLE
6544
0
0
ISHARES SP SMCP6
ETF
464287879
713
6286
SH
SOLE
6286
0
0
ISHARES TIPS BD
ETF
464287176
895
7985
SH
SOLE
7985
0
0
ISHARES US HLTHC
ETF
464287762
668
5429
SH
SOLE
5428
0
0
ISHARES CORE S&P
ETF
464287150
2502
29172
SH
SOLE
29171
0
0
ISHARES GLOBAL 1
ETF
464287572
388
4984
SH
SOLE
4984
0
0
ISHARES MRGSTR S
ETF
464288505
295
2219
SH
SOLE
2219
0
0
ISHARES U.S. REA
ETF
464287739
1792
26488
SH
SOLE
26488
0
0
JOHNSON & JOHNSON COM
Stock
478160104
2186
22254
SH
SOLE
22253
0
0
JOY GLOBAL INC COM
Stock
481165108
248
4275
SH
SOLE
4275
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
659
10852
SH
SOLE
10851
0
0
KEYCORP NEW COM
Stock
493267108
150
10500
SH
SOLE
10500
0
0
KIMBERLY CLARK CORP COM
Stock
494368103
238
2160
SH
SOLE
2160
0
0
KRAFT FOODS GROUP INC COM
Stock
50076Q106
473
8426
SH
SOLE
8426
0
0
LIBERTY ALL-STAR GROWTH FD I COM
CEF
529900102
267
47737
SH
SOLE
47737
0
0
MARVELL TECHNOLOGY GROUP LTD ORD
Stock
G5876H105
160
10150
SH
SOLE
10150
0
0
MASTERCARD INC CL A
Stock
57636Q104
521
6969
SH
SOLE
6968
0
0
SELECT SECTOR SPDR TR SBI MATE
ETF
81369Y100
563
11899
SH
SOLE
11899
0
0
MCDONALDS CORP COM
Stock
580135101
747
7622
SH
SOLE
7621
0
0
MERCK & CO INC NEW COM
Stock
58933Y105
551
9701
SH
SOLE
9700
0
0
MICROSOFT CORP COM
Stock
594918104
1709
41694
SH
SOLE
41693
0
0
MONDELEZ INTL INC CL A
Stock
609207105
461
13348
SH
SOLE
13348
0
0
MONSANTO CO NEW COM
Stock
61166W101
340
2987
SH
SOLE
2986
0
0
INVESCO VALUE MUN INCOME TR COM
CEF
46132P108
469
32600
SH
SOLE
32600
0
0
NATIONAL OILWELL VARCO INC COM
Stock
637071101
506
6504
SH
SOLE
6503
0
0
NCR CORP NEW COM
Stock
62886E108
1458
39901
SH
SOLE
39901
0
0
NEXTERA ENERGY INC COM
Stock
65339F101
409
4281
SH
SOLE
4281
0
0
NOVARTIS A G SPONSORE
ADR
66987V109
947
11140
SH
SOLE
11140
0
0
NUVEEN N C PREM INCOME MUN F COM
CEF
67060P100
127
10000
SH
SOLE
10000
0
0
OCCIDENTAL PETE CORP DEL COM
Stock
674599105
634
6654
SH
SOLE
6654
0
0
ORACLE CORP COM
Stock
68389X105
236
5776
SH
SOLE
5776
0
0
PEPSICO INC COM
Stock
713448108
1588
19017
SH
SOLE
19016
0
0
PERRIGO CO PLC SHS
Stock
G97822103
295
1909
SH
SOLE
1909
0
0
PFIZER INC COM
Stock
717081103
650
20244
SH
SOLE
20244
0
0
PHILIP MORRIS INTL INC COM
Stock
718172109
1285
15700
SH
SOLE
15699
0
0
PIMCO ETF TR BROAD US
ETF
72201R403
632
11228
SH
SOLE
11227
0
0
PIMCO ETF TR TOTL RET
ETF
72201R775
646
6059
SH
SOLE
6059
0
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
702
8066
SH
SOLE
8066
0
0
POWERSHARES ETF TRUST II SENIOR L
ETF
73936Q769
281
11323
SH
SOLE
11323
0
0
POWERSHARES GLOBAL ETF TRUST AGG PFD
ETF
73936T565
210
14754
SH
SOLE
14754
0
0
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
1975
22526
SH
SOLE
22525
0
0
PPG INDS INC COM
Stock
693506107
270
1394
SH
SOLE
1394
0
0
PRECISION CASTPARTS CORP COM
Stock
740189105
1157
4576
SH
SOLE
4576
0
0
PRICELINE COM INC COM NEW
Stock
741503403
354
297
SH
SOLE
297
0
0
PROCTER & GAMBLE CO COM
Stock
742718109
1341
16635
SH
SOLE
16635
0
0
PROSHARES TR SHRT 20+
ETF
74347X849
814
26800
SH
SOLE
26800
0
0
PROSHARES TR PSHS SHR
ETF
74347R503
258
10475
SH
SOLE
10475
0
0
PROSHARES TR PSHS ULT
ETF
74347B201
226
3340
SH
SOLE
3340
0
0
PDL BIOPHARMA INC COM
Stock
69329Y104
216
26000
SH
SOLE
26000
0
0
PUBLIC SVC ENTERPRISE GROUP COM
Stock
744573106
915
23986
SH
SOLE
23985
0
0
QUALCOMM INC COM
Stock
747525103
517
6551
SH
SOLE
6551
0
0
RAYTHEON CO COM NEW
Stock
755111507
1115
11288
SH
SOLE
11288
0
0
MARKET VECTORS ETF TR RETAIL E
ETF
57060U225
282
4741
SH
SOLE
4740
0
0
ROBERTS REALTY INVS COM
REIT
769900101
18
24588
SH
SOLE
24588
0
0
ROGERS COMMUNICATIONS INC CL B
Stock
775109200
357
8625
SH
SOLE
8625
0
0
ROYCE VALUE TR INC COM
CEF
780910105
246
15621
SH
SOLE
15620
0
0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S
ETF
78467Y107
705
2812
SH
SOLE
2812
0
0
SANCHEZ ENERGY CORP COM
Stock
79970Y105
229
7729
SH
SOLE
7729
0
0
SCHLUMBERGER LTD COM
Stock
806857108
898
9211
SH
SOLE
9211
0
0
SCRIPPS NETWORKS INTERACT IN CL A COM
Stock
811065101
571
7525
SH
SOLE
7525
0
0
SENSATA TECHNOLOGIES HLDG BV SHS
Stock
N7902X106
330
7735
SH
SOLE
7735
0
0
SOUTHERN CO COM
Stock
842587107
283
6448
SH
SOLE
6448
0
0
SPDR SER TR SHT TRM
ETF
78468R408
2102
67880
SH
SOLE
67880
0
0
SPDR INDEX SHS FDS DJ INTL
ETF
78463X863
1014
24622
SH
SOLE
24622
0
0
SPDR DOW JONES INDL AVRG ETF UT SER 1
ETF
78467X109
4470
27215
SH
SOLE
27215
0
0
SPDR GOLD TRUST GOLD SHS
ETF
78463V107
458
3705
SH
SOLE
3705
0
0
SPDR INDEX SHS FDS S&P EMKT
ETF
78463X756
608
12825
SH
SOLE
12825
0
0
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
1787
9555
SH
SOLE
9554
0
0
SPECTRA ENERGY CORP COM
Stock
847560109
291
7885
SH
SOLE
7884
0
0
SUNCOR ENERGY INC NEW COM
Stock
867224107
209
5992
SH
SOLE
5992
0
0
SUNTRUST BKS INC COM
Stock
867914103
286
7185
SH
SOLE
7185
0
0
SYSCO CORP COM
Stock
871829107
368
10179
SH
SOLE
10178
0
0
TJX COS INC NEW COM
Stock
872540109
244
4031
SH
SOLE
4031
0
0
TEVA PHARMACEUTICAL INDS LTD ADR
ADR
881624209
784
14844
SH
SOLE
14844
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
1019
8477
SH
SOLE
8476
0
0
TIME WARNER INC COM NEW
Stock
887317303
483
7395
SH
SOLE
7394
0
0
TRANSOCEAN LTD REG SHS
Stock
H8817H100
245
5930
SH
SOLE
5930
0
0
UNION PAC CORP COM
Stock
907818108
1656
8825
SH
SOLE
8825
0
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
1231
10538
SH
SOLE
10537
0
0
UNUM GROUP COM
Stock
91529Y106
744
21059
SH
SOLE
21058
0
0
VALEANT PHARMACEUTICALS INTL COM
Stock
91911K102
209
1584
SH
SOLE
1584
0
0
VANGUARD WORLD FDS CONSUM S
ETF
92204A207
4283
38660
SH
SOLE
38660
0
0
VANGUARD TAX MANAGED INTL FD FTSE DEV
ETF
921943858
738
17880
SH
SOLE
17880
0
0
VANGUARD INTL EQUITY INDEX F FTSE EMR
ETF
922042858
926
22829
SH
SOLE
22828
0
0
VANGUARD INTL EQUITY INDEX F FTSE SMC
ETF
922042718
279
2610
SH
SOLE
2610
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
2839
40207
SH
SOLE
40206
0
0
VANGUARD BD INDEX FD INC SHORT TR
ETF
921937827
4389
54807
SH
SOLE
54807
0
0
VANGUARD INDEX FDS SMALL CP
ETF
922908751
441
3902
SH
SOLE
3902
0
0
VANGUARD INDEX FDS TOTAL ST
ETF
922908769
6672
68447
SH
SOLE
68446
0
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
1746
36714
SH
SOLE
36714
0
0
VISA INC COM CL A
Stock
92826C839
812
3762
SH
SOLE
3762
0
0
VODAFONE GROUP PLC NEW SPNSR AD
ADR
92857W308
578
15694
SH
SOLE
15694
0
0
W P CAREY INC COM
REIT
92936U109
944
15713
SH
SOLE
15713
0
0
WALGREEN CO COM
Stock
931422109
487
7370
SH
SOLE
7369
0
0
WAL-MART STORES INC COM
Stock
931142103
872
11409
SH
SOLE
11409
0
0
DISNEY WALT CO COM DISN
Stock
254687106
1415
17676
SH
SOLE
17675
0
0
WELLS FARGO & CO NEW COM
Stock
949746101
1064
21395
SH
SOLE
21395
0
0
WESTERN UN CO COM
Stock
959802109
607
37117
SH
SOLE
37117
0
0
WISDOMTREE TR JAPN HED
ETF
97717W851
1659
35053
SH
SOLE
35053
0
0
WISDOMTREE TR EUROPE S
ETF
97717W869
265
4240
SH
SOLE
4240
0
0
XEROX CORP COM
Stock
984121103
169
14995
SH
SOLE
14995
0
0
YUM BRANDS INC COM
Stock
988498101
800
10606
SH
SOLE
10605
0
0