0000704051-17-000013.txt : 20170217
0000704051-17-000013.hdr.sgml : 20170217
20170217123602
ACCESSION NUMBER: 0000704051-17-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merchant Thomas C
CENTRAL INDEX KEY: 0001573664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17620537
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
wf-form4_148735294938938.xml
FORM 4
X0306
4
2017-02-16
0
0000704051
LEGG MASON, INC.
LM
0001573664
Merchant Thomas C
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Exec VP & General Counsel
Common Stock
2017-02-16
4
M
0
7500
27.45
A
56100.78
D
Common Stock
2017-02-16
4
S
0
6595
36.06
D
49505.78
D
Stock Options (Right to buy)
27.45
2017-02-16
4
M
0
7500
0
D
2010-07-23
2017-07-22
Common Stock
7500.0
0
D
Represents a sale of shares upon the exercise of options, to pay the option exercise price and related tax withholding.
Employee stock options vested serially over five years commencing on July 23, 2010.
Melissa A. Warren, Attorney-in-fact for Thomas C. Merchant
2017-02-17