0001104659-20-020135.txt : 20200213 0001104659-20-020135.hdr.sgml : 20200213 20200213154735 ACCESSION NUMBER: 0001104659-20-020135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park City Capital, LLC CENTRAL INDEX KEY: 0001573572 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 20610148 BUSINESS ADDRESS: STREET 1: 12400 COIT ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 214-954-0333 MAIL ADDRESS: STREET 1: 12400 COIT ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fox Michael J CENTRAL INDEX KEY: 0001589232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 20610149 MAIL ADDRESS: STREET 1: C/O PARK CITY CAPITAL, LLC STREET 2: 12400 COIT ROAD, SUITE 800 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 4 1 tv538194_4.xml OWNERSHIP DOCUMENT X0306 4 2020-02-11 0 0001579910 Resonant Inc RESN 0001589232 Fox Michael J C/O PARK CITY CAPITAL, LLC 100 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 0 0 0 0001573572 Park City Capital, LLC C/O PARK CITY CAPITAL, LLC 100 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 0 0 0 Common Stock 2020-02-11 4 P 0 134000 1.50 A 2000000 I By Park City Capital Offshore Master, Ltd. Common Stock 62925 D Restricted Stock Units Common Stock 4664 4664 D Restricted Stock Units Common Stock 36630 36630 D Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share. Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock. The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020. The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021. /s/Michael J. Fox 2020-02-13 PARK CITY CAPITAL, LLC, /s/ Michael J. Fox, Manager 2020-02-13