0001104659-20-020135.txt : 20200213
0001104659-20-020135.hdr.sgml : 20200213
20200213154735
ACCESSION NUMBER: 0001104659-20-020135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200211
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Park City Capital, LLC
CENTRAL INDEX KEY: 0001573572
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 20610148
BUSINESS ADDRESS:
STREET 1: 12400 COIT ROAD
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 214-954-0333
MAIL ADDRESS:
STREET 1: 12400 COIT ROAD
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fox Michael J
CENTRAL INDEX KEY: 0001589232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 20610149
MAIL ADDRESS:
STREET 1: C/O PARK CITY CAPITAL, LLC
STREET 2: 12400 COIT ROAD, SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 CREMONA DRIVE
STREET 2: SUITE 200
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 175 CREMONA DRIVE
STREET 2: SUITE 200
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
tv538194_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-02-11
0
0001579910
Resonant Inc
RESN
0001589232
Fox Michael J
C/O PARK CITY CAPITAL, LLC
100 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
0
0
0
0001573572
Park City Capital, LLC
C/O PARK CITY CAPITAL, LLC
100 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
0
0
0
Common Stock
2020-02-11
4
P
0
134000
1.50
A
2000000
I
By Park City Capital Offshore Master, Ltd.
Common Stock
62925
D
Restricted Stock Units
Common Stock
4664
4664
D
Restricted Stock Units
Common Stock
36630
36630
D
Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share.
Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.
/s/Michael J. Fox
2020-02-13
PARK CITY CAPITAL, LLC, /s/ Michael J. Fox, Manager
2020-02-13