0001573221-21-000013.txt : 20210121 0001573221-21-000013.hdr.sgml : 20210121 20210121184043 ACCESSION NUMBER: 0001573221-21-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210120 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lo Steve Ming CENTRAL INDEX KEY: 0001780940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38953 FILM NUMBER: 21543216 MAIL ADDRESS: STREET 1: 55 FRANCISCO ST, 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TheRealReal, Inc. CENTRAL INDEX KEY: 0001573221 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 451234222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 800-215-0566 MAIL ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-01-20 0 0001573221 TheRealReal, Inc. REAL 0001780940 Lo Steve Ming C/O THEREALREAL 55 FRANCISCO STREET SAN FRANCISCO CA 94133 0 1 0 0 VP, Chief Accounting Officer Common Stock 2021-01-20 4 M 0 5000 2.56 A 44250 D Common Stock 2021-01-20 4 S 0 5000 29.0 D 39250 D Incentive Stock Option (right to buy) 2.56 2021-01-20 4 M 0 5000 0.0 D 2026-10-27 Common Stock 5000 25000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020. This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. By: Matt Gustke For: Steve Lo 2021-01-21