0001573221-20-000062.txt : 20200820 0001573221-20-000062.hdr.sgml : 20200820 20200820134423 ACCESSION NUMBER: 0001573221-20-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lo Steve Ming CENTRAL INDEX KEY: 0001780940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38953 FILM NUMBER: 201119623 MAIL ADDRESS: STREET 1: 55 FRANCISCO ST, 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TheRealReal, Inc. CENTRAL INDEX KEY: 0001573221 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 451234222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 800-215-0566 MAIL ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-08-18 0 0001573221 TheRealReal, Inc. REAL 0001780940 Lo Steve Ming C/O THEREALREAL 55 FRANCISCO STREET SAN FRANCISCO CA 94133 0 1 0 0 VP, Corporate Controller Common Stock 2020-08-18 4 M 0 7500 2.56 A 50500 D Common Stock 2020-08-18 4 S 0 7500 18.0 D 43000 D Incentive Stock Option (right to buy) 2.56 2020-08-18 4 M 0 7500 0.0 D 2026-10-27 Common Stock 7500 44500 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended. This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. By: Matt Gustke For: Steve Lo 2020-08-20