0001573221-20-000028.txt : 20200625 0001573221-20-000028.hdr.sgml : 20200625 20200625192802 ACCESSION NUMBER: 0001573221-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200623 FILED AS OF DATE: 20200625 DATE AS OF CHANGE: 20200625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sahi Levesque Rati CENTRAL INDEX KEY: 0001780551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38953 FILM NUMBER: 20990589 MAIL ADDRESS: STREET 1: 55 FRANCISCO CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TheRealReal, Inc. CENTRAL INDEX KEY: 0001573221 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 451234222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 800-215-0566 MAIL ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-06-23 0 0001573221 TheRealReal, Inc. REAL 0001780551 Sahi Levesque Rati C/O THEREALREAL 55 FRANCISCO STREET SAN FRANCISCO CA 94133 0 1 0 0 Chief Operating Officer Common Stock 2020-06-23 4 M 0 400 3.48 A 372430 D Common Stock 2020-06-23 4 S 0 400 15.0 D 372030 D Common Stock 2020-06-23 4 S 0 200 15.0 D 371830 D Common Stock 2020-06-24 4 M 0 2131 3.48 A 373961 D Common Stock 2020-06-24 4 S 0 2131 15.05 D 371830 D Common Stock 2020-06-24 4 M 0 23093 7.64 A 394923 D Common Stock 2020-06-24 4 S 0 23093 15.05 D 371830 D Common Stock 2020-06-24 4 S 0 20107 15.03 D 351723 D Non-Qualified Stock Option (right to buy) 3.48 2020-06-23 4 M 0 400 0.0 D 2025-12-17 Common Stock 400 2131 D Non-Qualified Stock Option (right to buy) 3.48 2020-06-24 4 M 0 2131 0.0 D 2025-12-17 Common Stock 2131 0 D Non-Qualified Stock Option (right to buy) 7.64 2020-06-24 4 M 0 23093 0.0 D 2028-12-05 Common Stock 23093 62438 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.20. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.16. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The option, representing the right to purchase a total of 50,000 shares of TheRealReal, Inc. common stock, became fully exercisable on December 17, 2019. This option vests in 48 substantially equal monthly installments, starting on December 5, 2018, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. By: Matt Gustke For: Rati Levesque 2020-06-25