0001573221-20-000022.txt : 20200608 0001573221-20-000022.hdr.sgml : 20200608 20200608163439 ACCESSION NUMBER: 0001573221-20-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lo Steve Ming CENTRAL INDEX KEY: 0001780940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38953 FILM NUMBER: 20949527 MAIL ADDRESS: STREET 1: 55 FRANCISCO ST, 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TheRealReal, Inc. CENTRAL INDEX KEY: 0001573221 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 451234222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 800-215-0566 MAIL ADDRESS: STREET 1: 55 FRANCISCO STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-06-05 0 0001573221 TheRealReal, Inc. REAL 0001780940 Lo Steve Ming C/O THEREALREAL 55 FRANCISCO STREET SAN FRANCISCO CA 94133 0 1 0 0 VP, Corporate Controller Common Stock 2020-06-05 4 M 0 3125 7.64 A 46125 D Common Stock 2020-06-05 4 S 0 3125 15.2946 D 43000 D Incentive Stock Option (right to buy) 7.64 2020-06-05 4 M 0 3125 0.0 D 2028-12-05 Common Stock 3125 15625 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.76. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. By: Matt Gustke For: Steve Lo 2020-06-08